PATHWAY CAPITAL OPPORTUNITY FUND MANAGEMENT, LLC
CRD #167650 SEC #801-79099 NEW YORK, NY 212-448-0702
SEC Registered
Total AUM
$9.1M
Discretionary
$9.1M
Employees
106
Clients
0
Accounts
1
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 28, 2019
- Branch Offices
- 1
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BARRY, JOHN, FRANCIS | I | CHAIRMAN & CEO | NA | Control |
| BARRY, JOHN, FRANCIS | I | CHAIRMAN & CEO | NA | Control |
| BARRY, JOHN, FRANCIS | I | CHAIRMAN & CEO | NA | Control |
| BARRY, JOHN, FRANCIS | I | CHAIRMAN & CEO | NA | Control |
| BARRY, JOHN, FRANCIS | I | CHAIRMAN & CEO | NA | Control |
| BARRY, JOHN, FRANCIS | I | CHAIRMAN & CEO | NA | Control |
| BARRY, JOHN, FRANCIS | I | CHAIRMAN & CEO | NA | Control |
| BARRY, JOHN, FRANCIS | I | CHAIRMAN & CEO | NA | Control |
| BARRY, JOHN, FRANCIS | I | CHAIRMAN & CEO | NA | Control |
| COHEN, MICHAEL, DAVID | I | EXECUTIVE VP | NA | Control |
| COHEN, MICHAEL, DAVID | I | EXECUTIVE VP | NA | Control |
| COHEN, MICHAEL, DAVID | I | EXECUTIVE VP | NA | Control |
| COHEN, MICHAEL, DAVID | I | EXECUTIVE VP | NA | Control |
| COHEN, MICHAEL, DAVID | I | EXECUTIVE VP | NA | Control |
| COHEN, MICHAEL, DAVID | I | EXECUTIVE VP | NA | Control |
| COHEN, MICHAEL, DAVID | I | EXECUTIVE VP | NA | Control |
| COHEN, MICHAEL, DAVID | I | EXECUTIVE VP | NA | Control |
| COHEN, MICHAEL, DAVID | I | EXECUTIVE VP | NA | Control |
| COHEN, MICHAEL, DAVID | I | EXECUTIVE VP | NA | Control |
| ELIASEK, GRIER, M. | I | COO & PRESIDENT | NA | Control |
| ELIASEK, GRIER, M. | I | COO & PRESIDENT | NA | Control |
| ELIASEK, GRIER, M. | I | COO & PRESIDENT | NA | Control |
| ELIASEK, GRIER, M. | I | COO & PRESIDENT | NA | Control |
| ELIASEK, GRIER, M. | I | COO & PRESIDENT | NA | Control |
| ELIASEK, GRIER, M. | I | COO & PRESIDENT | NA | Control |
| ELIASEK, GRIER, M. | I | COO & PRESIDENT | NA | Control |
| ELIASEK, GRIER, M. | I | COO & PRESIDENT | NA | Control |
| ELIASEK, GRIER, M. | I | COO & PRESIDENT | NA | Control |
| ELIASEK, GRIER, M. | I | COO & PRESIDENT | NA | Control |
| OSWALD, BRIAN, H | I | CFO, CCO, SECRETARY & TREASURER | NA | Control |
| OSWALD, BRIAN, H | I | CFO, CCO, SECRETARY & TREASURER | NA | Control |
| OSWALD, BRIAN, H | I | CFO, CCO, SECRETARY & TREASURER | NA | Control |
| OSWALD, BRIAN, H | I | CFO, CCO, SECRETARY & TREASURER | NA | Control |
| OSWALD, BRIAN, H | I | CFO, CCO, SECRETARY & TREASURER | NA | Control |
| OSWALD, BRIAN, H | I | CFO, CCO, SECRETARY & TREASURER | NA | Control |
| OSWALD, BRIAN, H | I | CFO, CCO, SECRETARY & TREASURER | NA | Control |
| SARACINO, FRANK, VITO | I | CFO, CCO, SECRETARY & TREASURER | NA | |
| VAN DASK, KRISTIN, LEA | I | CFO, CCO, SECRETARY & TREASURER | NA | Control |
| VAN DASK, KRISTIN, LEA | I | CFO, CCO, SECRETARY & TREASURER | NA | Control |
| BEHRINGER HARVARD HOLDINGS, LLC | DE | MEMBER | D | Control |
| BEHRINGER HARVARD HOLDINGS, LLC | DE | MEMBER | D | Control |
| BEHRINGER HARVARD HOLDINGS, LLC | DE | MEMBER | D | Control |
| BEHRINGER HARVARD HOLDINGS, LLC | DE | MEMBER | D | Control |
| BEHRINGER HARVARD HOLDINGS, LLC | DE | MEMBER | D | Control |
| PROSPECT CAPITAL MANAGEMENT L.P. | DE | MEMBER | D | Control |
| PROSPECT CAPITAL MANAGEMENT L.P. | DE | MEMBER | D | Control |
| PROSPECT CAPITAL MANAGEMENT L.P. | DE | MEMBER | D | Control |
| PROSPECT CAPITAL MANAGEMENT L.P. | DE | MEMBER | D | Control |
| PROSPECT CAPITAL MANAGEMENT L.P. | DE | MEMBER | D | Control |
| PROSPECT CAPITAL MANAGEMENT LLC | DE | MEMBER | D | Control |
| PROSPECT CAPITAL MANAGEMENT LLC | DE | MEMBER | D | Control |
| PROSPECT CAPITAL MANAGEMENT LLC | DE | MEMBER | D | Control |
| PROSPECT CAPITAL MANAGEMENT LLC | DE | MEMBER | D | Control |
| PROSPECT CAPITAL MANAGEMENT LLC | DE | MEMBER | D | Control |
| STRATERA HOLDINGS, LLC | DE | MEMBER | D | Control |
| STRATERA HOLDINGS, LLC | DE | MEMBER | D | Control |
| STRATERA HOLDINGS, LLC | DE | MEMBER | D | Control |
| STRATERA HOLDINGS, LLC | DE | MEMBER | D | Control |
| STRATERA HOLDINGS, LLC | DE | MEMBER | D | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| BARRY, JOHN, FRANCIS | I | PROSPECT MANAGEMENT GROUP, LLC | E | Control |
| BARRY, JOHN, FRANCIS | I | PROSPECT MANAGEMENT GROUP, LLC | E | Control |
| BARRY, JOHN, FRANCIS | I | PROSPECT MANAGEMENT GROUP, LLC | E | Control |
| BARRY, JOHN, FRANCIS | I | PROSPECT MANAGEMENT GROUP, LLC | E | Control |
| BARRY, JOHN, FRANCIS | I | PROSPECT MANAGEMENT GROUP, LLC | E | Control |
| BARRY, JOHN, FRANCIS | I | PROSPECT MANAGEMENT GROUP, LLC | E | Control |
| BARRY, JOHN, FRANCIS | I | PROSPECT MANAGEMENT GROUP, LLC | E | Control |
| BARRY, JOHN, FRANCIS | I | PROSPECT MANAGEMENT GROUP, LLC | E | Control |
| BARRY, JOHN, FRANCIS | I | PROSPECT MANAGEMENT GROUP, LLC | E | Control |
| BARRY, JOHN, FRANCIS | I | PROSPECT MANAGEMENT GROUP, LLC | E | Control |
| PROSPECT MANAGEMENT GROUP, LLC | DE | PROSPECT CAPITAL MANAGEMENT LLC | E | Control |
| PROSPECT MANAGEMENT GROUP, LLC | DE | PROSPECT CAPITAL MANAGEMENT LLC | E | Control |
| BEHRINGER, ROBERT, MICHAEL | I | BEHRINGER HARVARD HOLDINGS, LLC | C | Control |
| BEHRINGER, ROBERT, MICHAEL | I | BEHRINGER HARVARD HOLDINGS, LLC | C | Control |
| BEHRINGER, ROBERT, MICHAEL | I | BEHRINGER HARVARD HOLDINGS, LLC | C | Control |
| BEHRINGER, ROBERT, MICHAEL | I | BEHRINGER HARVARD HOLDINGS, LLC | C | Control |
| BEHRINGER, ROBERT, MICHAEL | I | BEHRINGER HARVARD HOLDINGS, LLC | C | Control |
| BEHRINGER, ROBERT, MICHAEL | I | STRATERA HOLDINGS, LLC | C | Control |
| BEHRINGER, ROBERT, MICHAEL | I | STRATERA HOLDINGS, LLC | C | Control |
| BEHRINGER, ROBERT, MICHAEL | I | STRATERA HOLDINGS, LLC | C | Control |
| BEHRINGER, ROBERT, MICHAEL | I | STRATERA HOLDINGS, LLC | C | Control |
| BEHRINGER, ROBERT, MICHAEL | I | STRATERA HOLDINGS, LLC | C | Control |
Registrations
Federal
IA
Mar 28, 2019 REGISTERED
Notice Filings (1)
TX
Address
10 EAST 40TH STREET42ND FLOOR
NEW YORK, NY 10016
United States
Phone: 212-448-0702