HERRINGTON FINANCIAL SERVICES, INC.
CRD #167733 SEC #801-129607 AUGUSTA, GA 706-868-8673
SEC Registered
Total AUM
$1.5M
Discretionary
$1.5M
Employees
1
Clients
26
Accounts
39
Firm Details
- Organization Type
- Corporation
- State of Formation
- Georgia
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jan 31, 2024
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| STEADMAN, JOSEPH, DANIEL | I | CHIEF COMPLIANCE OFFICER | NA | |
| Herrington, steven, E. | I | PRESIDENT | E | Control |
Registrations
Federal
IA
Jan 31, 2024 REGISTERED
Notice Filings (1)
GA
Address
2506 PEACH ORCHARD RD.AUGUSTA, GA 30906
United States
Phone: 706-868-8673