ROCKVILLE CAPITAL, LLC
CRD #167788 SEC #802-78109 GARDEN CITY, NY 516-695-3463
State Registered Exempt Reporting Private Funds
Total AUM
$200M
Discretionary
$200M
Employees
4
Clients
--
Accounts
1
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- May 20, 2013
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| GARSON, HEATHER, ELENE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SCOTT, MELINDA, HELEN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SWEENEY, JOHN, KEVIN | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | D | Control |
| SWEENEY, JOHN, KEVIN | I | MANAGING MEMBER | D | Control |
| SWEENEY, JOHN, KEVIN | I | MANAGING MEMBER | D | Control |
| SWEENEY, JOHN, KEVIN | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | D | Control |
| SWEENEY, JOHN, KEVIN | I | MANAGING MEMBER | D | Control |
| ROCKCAP FAMILY TRUST | DE | MEMBER | C | Control |
| ROCKCAP FAMILY TRUST | DE | MEMBER | C | Control |
| ROCKCAP FAMILY TRUST | DE | MEMBER | C | Control |
| ROCKCAP FAMILY TRUST | DE | MEMBER | C | Control |
| ROCKCAP FAMILY TRUST | DE | MEMBER | C | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| SWEENEY, MARGARET | I | ROCKCAP FAMILY TRUST | F | Control |
| SWEENEY, MARGARET | I | ROCKCAP FAMILY TRUST | F | Control |
| SWEENEY, MARGARET | I | ROCKCAP FAMILY TRUST | F | Control |
| SWEENEY, MARGARET | I | ROCKCAP FAMILY TRUST | F | Control |
| SWEENEY, MARGARET | I | ROCKCAP FAMILY TRUST | F | Control |
Registrations
Federal
ERA
May 20, 2013 REGISTERED
Address
1010 FRANKLIN AVENUESUITE 410
GARDEN CITY, NY 11530
United States
Phone: 516-695-3463