UNITED GLOBAL ADVISORS, LLC
CRD #167809 SEC #801-78081 LOS ANGELES, CA 310-922-8955
SEC Registered
Total AUM
$0
Discretionary
$0
Employees
1
Clients
--
Accounts
0
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- May 13, 2013
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| KALT, ANDREW, JAMES | I | MEMBER | NA | |
| KALT, ANDREW, JAMES | I | MEMBER | NA | |
| GILLETT, BRENT, SAMUEL | I | ORGANIZER/CHIEF COMPLIANCE OFFICER | E | |
| GILLETT, BRENT, SAMUEL | I | ORGANIZER/CHIEF COMPLIANCE OFFICER/MANAGING MEMBER | E | |
| GILLETT, BRENT, SAMUEL | I | ORGANIZER/CHIEF COMPLIANCE OFFICER/CHIEF EXECUTIVE OFFICER/MANAGING MEMBER | E | |
| GILLETT, BRENT, SAMUEL | I | ORGANIZER/CHIEF COMPLIANCE OFFICER/CHIEF EXECUTIVE OFFICER/MANAGING MEMBER | E | Control |
| ADHAMI, DORAN, JOSEPH | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | D | Control |
| ADHAMI, DORAN, JOSEPH | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | D | Control |
| ADHAMI, DORAN, JOSEPH | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | D | Control |
| ADHAMI, DORAN, JOSEPH | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | D | Control |
| ADHAMI, DORAN, JOSEPH | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | D | Control |
| VINIK, ITAY | I | MANAGING MEMBER | D | Control |
| VINIK, ITAY | I | MANAGING MEMBER | D | Control |
| VINIK, ITAY | I | MANAGING MEMBER | D | Control |
| VINIK, ITAY | I | MANAGING MEMBER | D | Control |
| VINIK, ITAY | I | MANAGING MEMBER | C | Control |
Registrations
Federal
IA
May 13, 2013 REGISTERED
Notice Filings (1)
CA
Address
11677 GOSHEN AVENUE, APT. 208LOS ANGELES, CA 90049
United States
Phone: 310-922-8955