NORTHERN LIGHTS ADVISORS, INC
Legal name: NORTHERN LIGHTS ADVISORS, INC.
CRD #167824 SEC #801-133961 SEATTLE, WA 206-203-6638
SEC Registered
Total AUM
$131.7M
Discretionary
$131.7M
Employees
3
Clients
101
Accounts
270
Firm Details
- Organization Type
- Other (specify) (LLC S CORP)
- State of Formation
- Washington
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Oct 21, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| LUNDGREN, MARTIN, ERIK | I | CCO | E | Control |
| LUNDGREN, MARTIN, ERIK | I | CCO | E | Control |
| LUNDGREN, MARTIN, ERIK | I | CCO | E | Control |
| DRAPER, KRISTINA, KATHLEEEN | I | PARTNER | B | Control |
| DRAPER, KRISTINA, KATHLEEEN | I | PARTNER | B | Control |
| Draper, Kristina | I | PARTNER | B | Control |
Registrations
Federal
IA
Oct 21, 2025 REGISTERED
Notice Filings (4)
CA TX VA WA
Address
1448 NW MARKET STSUITE 500
SEATTLE, WA 98107
United States
Phone: 206-203-6638