QUEST CAPITAL STRATEGIES, INC.
CRD #16783 SEC #801-77927 LAKE FOREST, CA 949-830-4885
SEC Registered Broker-Dealer Disclosures
Total AUM
$54.6M
Discretionary
$54.6M
Employees
7
Clients
0
Accounts
177
This firm has regulatory disclosures on file.
View disclosures
Firm Details
- Organization Type
- Corporation
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jun 23, 2019
- Branch Offices
- 73
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CAREY, ROBERT EUGENE | I | COMPLIANCE OFFICER | NA | Control |
| CAREY, ROBERT EUGENE | I | COMPLIANCE OFFICER | NA | Control |
| CAREY, ROBERT EUGENE | I | COMPLIANCE OFFICER | NA | Control |
| CAREY, ROBERT EUGENE | I | COMPLIANCE OFFICER | NA | Control |
| CAREY, ROBERT EUGENE | I | COMPLIANCE OFFICER | NA | Control |
| CAREY, ROBERT EUGENE | I | COMPLIANCE OFFICER | NA | Control |
| CAREY, ROBERT EUGENE | I | COMPLIANCE OFFICER | NA | Control |
| CAREY, ROBERT EUGENE | I | COMPLIANCE OFFICER | NA | Control |
| CAREY, ROBERT EUGENE | I | COMPLIANCE OFFICER | NA | Control |
| CAREY, ROBERT EUGENE | I | COMPLIANCE OFFICER | NA | Control |
| FORBES, TIFFANY KAY | I | DEPUTY CCO | NA | Control |
| FORBES, TIFFANY KAY | I | DEPUTY CCO | NA | Control |
| MELTON, JAMES THOMAS | I | CEO | NA | Control |
| MELTON, JAMES THOMAS | I | CEO | NA | Control |
| MELTON, JAMES THOMAS | I | CEO | NA | Control |
| MELTON, JAMES THOMAS | I | CEO | NA | Control |
| MELTON, JAMES THOMAS | I | CEO | NA | Control |
| MELTON, JAMES THOMAS | I | CEO | NA | Control |
| MELTON, JAMES THOMAS | I | CEO | NA | Control |
| MELTON, JAMES THOMAS | I | CEO | NA | Control |
| MELTON, JAMES THOMAS | I | CEO | NA | Control |
| MELTON, JAMES THOMAS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MELTON, JAMES THOMAS | I | CEO | NA | Control |
| MELTON, JAMES THOMAS | I | CEO | NA | Control |
| MELTON, JAMES THOMAS | I | CEO | NA | Control |
| MELTON, JAMES THOMAS | I | CEO | NA | Control |
| MELTON, JAMES THOMAS | I | CEO | NA | Control |
| MELTON, JAMES THOMAS | I | CEO | NA | Control |
| MELTON, JAMES THOMAS | I | CEO | NA | Control |
| MELTON, JAMES THOMAS | I | CEO | NA | Control |
| MELTON, JAMES THOMAS | I | CEO | NA | Control |
| MELTON, JAMES THOMAS | I | CEO | NA | Control |
| NIKOLSON, JOSEPH | I | VP, CCO | NA | Control |
| NIKOLSON, JOSEPH | I | CCO | NA | Control |
| NIKOLSON, JOSEPH | I | CEO | NA | Control |
| NIKOLSON, JOSEPH | I | CCO | NA | Control |
| NIKOLSON, JOSEPH | I | CEO | NA | Control |
| NIKOLSON, JOSEPH | I | VP, CCO | NA | Control |
| NIKOLSON, JOSEPH | I | VP, CCO | NA | Control |
| NIKOLSON, JOSEPH | I | VP, CCO | NA | Control |
| NIKOLSON, JOSEPH | I | VP, CCO | NA | Control |
| NIKOLSON, JOSEPH | I | CCO | NA | Control |
| NIKOLSON, JOSEPH | I | CEO | NA | Control |
| NIKOLSON, JOSEPH | I | CCO | NA | Control |
| NIKOLSON, JOSEPH | I | CEO | NA | Control |
| NIKOLSON, JOSEPH | I | CCO | NA | Control |
| NIKOLSON, JOSEPH | I | CEO | NA | Control |
| NIKOLSON, JOSEPH | I | CCO | NA | Control |
| NIKOLSON, JOSEPH | I | CEO | NA | Control |
| NIKOLSON, JOSEPH | I | CCO | NA | Control |
| NIKOLSON, JOSEPH | I | CEO | NA | Control |
| NIKOLSON, JOSEPH | I | CEO, CCO | NA | Control |
| NIKOLSON, JOSEPH | I | CEO, CCO | NA | Control |
| NIKOLSON, JOSEPH | I | CEO, CCO | NA | Control |
| PFENDLER, LAURALEA DAWN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PFENDLER, LAURALEA DAWN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PFENDLER, LAURALEA DAWN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PFENDLER, LAURALEA DAWN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PFENDLER, LAURALEA DAWN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PFENDLER, LAURALEA DAWN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PFENDLER, LAURALEA DAWN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PFENDLER, LAURALEA DAWN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PFENDLER, LAURALEA DAWN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PFENDLER, LAURALEA DAWN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PFENDLER, LAURALEA DAWN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PFENDLER, LAURALEA DAWN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PFENDLER, LAURALEA DAWN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TRAYNOR, TERRY SHAWN | I | COMPLIANCE OFFICER | NA | Control |
| TRAYNOR, TERRY SHAWN | I | COMPLIANCE OFFICER | NA | Control |
| TRAYNOR, TERRY SHAWN | I | COMPLIANCE OFFICER | NA | Control |
| TRAYNOR, TERRY SHAWN | I | COMPLIANCE OFFICER | NA | Control |
| TRAYNOR, TERRY SHAWN | I | COMPLIANCE OFFICER | NA | Control |
| TRAYNOR, TERRY SHAWN | I | COMPLIANCE OFFICER | NA | Control |
| TRAYNOR, TERRY SHAWN | I | COMPLIANCE OFFICER | NA | Control |
| TRAYNOR, TERRY SHAWN | I | COMPLIANCE OFFICER | NA | Control |
| TRAYNOR, TERRY SHAWN | I | COMPLIANCE OFFICER | NA | Control |
| TRAYNOR, TERRY SHAWN | I | COMPLIANCE OFFICER | NA | Control |
| TRAYNOR, TERRY SHAWN | I | COMPLIANCE OFFICER | NA | Control |
| TRAYNOR, TERRY SHAWN | I | COMPLIANCE OFFICER | NA | Control |
| TRAYNOR, TERRY SHAWN | I | COMPLIANCE OFFICER | NA | Control |
| YUEN, KENNETH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| YUEN, KENNETH | I | COMPLIANCE OFFICER | NA | Control |
| YUEN, KENNETH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| YUEN, KENNETH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| YUEN, KENNETH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| YUEN, KENNETH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| YUEN, KENNETH | I | COMPLIANCE OFFICER | NA | Control |
| YUEN, KENNETH | I | COMPLIANCE OFFICER | NA | Control |
| YUEN, KENNETH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| YUEN, KENNETH | I | COMPLIANCE OFFICER | NA | Control |
| YUEN, KENNETH | I | COMPLIANCE OFFICER | NA | Control |
| YUEN, KENNETH | I | COMPLIANCE OFFICER | NA | Control |
| YUEN, KENNETH | I | COMPLIANCE OFFICER | NA | Control |
| YUEN, KENNETH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| YUEN, KENNETH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| YUEN, KENNETH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| YUEN, KENNETH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| YUEN, KENNETH | I | COMPLIANCE OFFICER | NA | Control |
| YUEN, KENNETH | I | COMPLIANCE OFFICER | NA | Control |
| YUEN, KENNETH | I | COMPLIANCE OFFICER | NA | Control |
| YUEN, KENNETH | I | COMPLIANCE OFFICER | NA | Control |
| YUEN, KENNETH | I | COMPLIANCE OFFICER | NA | Control |
| YUEN, KENNETH | I | COMPLIANCE OFFICER | NA | Control |
| YUEN, KENNETH | I | COMPLIANCE OFFICER | NA | Control |
| YUEN, KENNETH | I | COMPLIANCE OFFICER | NA | Control |
| YUEN, KENNETH | I | COMPLIANCE OFFICER | NA | Control |
| YUEN, KENNETH | I | COMPLIANCE OFFICER | NA | Control |
| YUEN, KENNETH | I | COMPLIANCE OFFICER | NA | Control |
| YUEN, KENNETH | I | COMPLIANCE OFFICER | NA | Control |
| YUEN, KENNETH | I | COMPLIANCE OFFICER | NA | Control |
| YUEN, KENNETH | I | COMPLIANCE OFFICER | NA | Control |
| YUEN, KENNETH | I | COMPLIANCE OFFICER | NA | Control |
| YUEN, KENNETH | I | COMPLIANCE OFFICER | NA | Control |
| YUEN, KENNETH | I | COMPLIANCE OFFICER | NA | Control |
| YUEN, KENNETH | I | COMPLIANCE OFFICER | NA | Control |
| YUEN, KENNETH | I | COMPLIANCE OFFICER | NA | Control |
| TSAI, CAROLYNE | I | CEO, FIN OP, OFFICE MANAGER | E | Control |
| TSAI, CAROLYNE | I | FIN OP, OFFICE MANAGER | E | Control |
| TSAI, CAROLYNE | I | CEO, FIN OP, OFFICE MANAGER | E | Control |
| TSAI, CAROLYNE | I | CEO, FIN OP, OFFICE MANAGER | E | Control |
| TSAI, CAROLYNE | I | CEO, FIN OP, OFFICE MANAGER | E | Control |
| TSAI, CAROLYNE | I | CEO, FIN OP, OFFICE MANAGER | E | Control |
| TSAI, CAROLYNE | I | FIN OP, OFFICE MANAGER | E | Control |
| TSAI, CAROLYNE | I | FIN OP, OFFICE MANAGER | E | Control |
| TSAI, CAROLYNE | I | CEO, FIN OP, OFFICE MANAGER | E | Control |
| TSAI, CAROLYNE | I | FIN OP, OFFICE MANAGER | E | Control |
| TSAI, CAROLYNE | I | FIN OP, OFFICE MANAGER | E | Control |
| TSAI, CAROLYNE | I | FIN OP, OFFICE MANAGER | E | Control |
| TSAI, CAROLYNE | I | FIN OP, OFFICE MANAGER | E | Control |
| TSAI, CAROLYNE | I | FIN OP, OFFICE MANAGER | E | Control |
| TSAI, CAROLYNE | I | CEO, FIN OP, OFFICE MANAGER | E | Control |
| TSAI, CAROLYNE | I | CEO, FIN OP, OFFICE MANAGER | E | Control |
| TSAI, CAROLYNE | I | CEO, FIN OP, OFFICE MANAGER | E | Control |
| TSAI, CAROLYNE | I | FIN OP, OFFICE MANAGER | E | Control |
| TSAI, CAROLYNE | I | FIN OP, OFFICE MANAGER | E | Control |
| TSAI, CAROLYNE | I | FIN OP, OFFICE MANAGER | E | Control |
| TSAI, CAROLYNE | I | FIN OP, OFFICE MANAGER | E | Control |
| TSAI, CAROLYNE | I | FIN OP, OFFICE MANAGER | E | Control |
| TSAI, CAROLYNE | I | FIN OP, OFFICE MANAGER | E | Control |
| TSAI, CAROLYNE | I | FIN OP, OFFICE MANAGER | E | Control |
| TSAI, CAROLYNE | I | FIN OP, OFFICE MANAGER | E | Control |
| TSAI, CAROLYNE | I | FIN OP, OFFICE MANAGER | E | Control |
| TSAI, CAROLYNE | I | FIN OP, OFFICE MANAGER | E | Control |
| TSAI, CAROLYNE | I | FIN OP, OFFICE MANAGER | E | Control |
| TSAI, CAROLYNE | I | FIN OP, OFFICE MANAGER | E | Control |
| TSAI, CAROLYNE | I | FIN OP, OFFICE MANAGER | E | Control |
| TSAI, CAROLYNE | I | FIN OP, OFFICE MANAGER | E | Control |
| TSAI, CAROLYNE | I | FIN OP, OFFICE MANAGER | E | Control |
| TSAI, CAROLYNE | I | FIN OP, OFFICE MANAGER | E | Control |
| TSAI, CAROLYNE | I | FIN OP, OFFICE MANAGER | E | Control |
| TSAI, CAROLYNE | I | FIN OP, OFFICE MANAGER | E | Control |
| TSAI, CAROLYNE | I | FIN OP, OFFICE MANAGER | E | Control |
| TSAI, CAROLYNE | I | FIN OP, OFFICE MANAGER | E | Control |
| TSAI, CAROLYNE | I | FIN OP, OFFICE MANAGER | E | Control |
| TSAI, CAROLYNE | I | FIN OP, OFFICE MANAGER | E | Control |
| TSAI, CAROLYNE | I | FIN OP, OFFICE MANAGER, CEO, CCO | E | Control |
| TSAI, CAROLYNE | I | FIN OP, OFFICE MANAGER, CEO, CCO | E | Control |
| TSAI, CAROLYNE | I | FIN OP, OFFICE MANAGER, CEO, CCO | E | Control |
| TSAI, CAROLYNE | I | FIN OP, OFFICE MANAGER, CEO, CCO | E | Control |
| TSAI, CAROLYNE | I | FIN OP, OFFICE MANAGER, CEO, CCO | E | Control |
| TSAI, CAROLYNE | I | FIN OP, OFFICE MANAGER, CEO, CCO | E | Control |
| TSAI, CAROLYNE | I | FIN OP, OFFICE MANAGER, CEO, CCO | E | Control |
| TSAI, CAROLYNE | I | FIN OP, OFFICE MANAGER, CEO, CCO | E | Control |
| TSAI, CAROLYNE | I | CFO, FIN OP | E | Control |
| TSAI, CAROLYNE | I | CEO, CCO, OFFICE MANAGER | E | Control |
| TSAI, CAROLYNE | I | CEO, CCO, OFFICE MANAGER | E | Control |
| TSAI, CAROLYNE | I | CFO, FIN OP | E | Control |
Registrations
Federal
IA
Jun 23, 2019 REGISTERED
Notice Filings (34)
AZ CA CO DE FL GA HI IA ID IL IN KY LA MA MD ME MI MN MO NC NH NJ NM NV NY OH OR PA RI SC TN TX VA WA
Address
23832 ROCKFIELD BLVD.SUITE 130
LAKE FOREST, CA 92630
United States
Phone: 949-830-4885