MALONE CAPITAL ADVISORS, LLC
CRD #167861 SEC #801-78144 LA JOLLA, CA 605-339-2011
SEC Registered
Total AUM
$15M
Discretionary
$12M
Employees
1
Clients
--
Accounts
26
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- South Dakota
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Nov 12, 2013
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| SAGE CAPITAL ADVISORS, LLC | DE | MEMBER | NA | Control |
| SAGE CAPITAL ADVISORS, LLC | DE | MEMBER | NA | Control |
| SAGE CAPITAL ADVISORS, LLC | DE | MEMBER | NA | Control |
| MALONE, JEFFREY, WILLIAM | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | E | Control |
| MALONE, JEFFREY, WILLIAM | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | E | Control |
| MALONE, JEFFREY, WILLIAM | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| DJ BLAIR | DE | SAGE CAPITAL ADVISORS, LLC | C | |
| DJ BLAIR | DE | SAGE CAPITAL ADVISORS, LLC | C | |
| SAGE ONE LTD | DE | SAGE CAPITAL ADVISORS, LLC | C | |
| SAGE ONE LTD | DE | SAGE CAPITAL ADVISORS, LLC | C |
Registrations
Federal
IA
Nov 12, 2013 REGISTERED
Notice Filings (2)
MN SD
Address
5672 LA JOLLA BLVD.LA JOLLA, CA 92037
United States
Phone: 605-339-2011