RIA Intelligence

1 TACTICAL ADVISOR, LLC

CRD #167880 SEC #801-78074 ALBANY, NY 201-705-1200
SEC Registered
Total AUM
--
Discretionary
--
Employees
1
Clients
--
Accounts
--

Firm Details

Organization Type
Limited Liability Company
State of Formation
Delaware
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
May 13, 2013
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
FLOOD, KEITH, OWENICHIEF COMPLIANCE OFFICERNA Control
KAPLAN, SCOTT, ANDREWICHIEF COMPLIANCE OFFICERNA Control
KAPLAN, SCOTT, ANDREWICHIEF COMPLIANCE OFFICERNA Control
KAPLAN, SCOTT, ANDREWICHIEF COMPLIANCE OFFICERNA Control
KAPLAN, SCOTT, ANDREWICHIEF COMPLIANCE OFFICERNA Control
KAPLAN, SCOTT, ANDREWICHIEF COMPLIANCE OFFICERNA Control
KAPLAN, SCOTT, ANDREWICHIEF COMPLIANCE OFFICERNA Control
KAPLAN, SCOTT, ANDREWICHIEF COMPLIANCE OFFICERNA Control
KAPLAN, SCOTT, ANDREWICHIEF COMPLIANCE OFFICERNA Control
KAPLAN, SCOTT, ANDREWICHIEF COMPLIANCE OFFICERNA Control
PRO TEM HOLDINGS, LLCDEMANAGERNA Control
INTERIM HOLDINGS, LLCDEMEMBERE Control
KAPLAN, HARRY, THOMASIMANAGING MEMBERE Control
KAPLAN, HARRY, THOMASIMANAGING MEMBERE Control
KAPLAN, HARRY, THOMASIMANAGING MEMBERE Control
KAPLAN, HARRY, THOMASIMANAGING MEMBERE Control
KAPLAN, HARRY, THOMASIMANAGING MEMBERE Control
KAPLAN, HARRY, THOMASIMANAGING MEMBERE Control
KAPLAN, HARRY, THOMASIMANAGING MEMBERE Control
KAPLAN, HARRY, THOMASIMANAGING MEMBERE Control
KAPLAN, HARRY, THOMASIMANAGING MEMBERE Control

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
PKS HOLDINGS, LLCDEPRO TEM HOLDINGS, LLCE Control
PURCELL, JOHN, PETERIPKS HOLDINGS, LLCC Control
STAFF, MICHAEL, THEODOREIPKS HOLDINGS, LLCC Control

Registrations

Federal

IA
May 13, 2013 REGISTERED

Notice Filings (4)

MD NC TX VA

Address

18 CORPORATE WOODS BOULEVARD
ALBANY, NY 12211
United States
Phone: 201-705-1200