RIA Intelligence

NORFOLK ADVISORS, LLC

CRD #167930 SEC #801-78314 NEW YORK, NY 212-257-6757
SEC Registered
Total AUM
$0
Discretionary
$0
Employees
7
Clients
0
Accounts
0

Firm Details

Organization Type
Limited Liability Company
State of Formation
Delaware
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Nov 7, 2013
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
BABIJ, PAUL, GREGORYIPRESIDENTNA Control
MCGRAW, DANIELLE, MARAICHIEF COMPLIANCE OFFICERNA Control
WEIS, BERNARD, JICEONA Control
WEIS, ELENE, SPANAKOSIMEMBERNA Control
WEIS, ELENE, SPANAKOSIMEMBERNA Control
BABIJ, PAUL, GREGORYIPRESIDENTC Control
DULAC,LLCDEMEMBERC Control
DULAC,LLCDEMEMBERC Control
NORFOLK MANAGEMENT GROUP,LLCDEMEMBERC Control
NORFOLK MANAGEMENT GROUP,LLCDEMEMBERC Control
SPECULAREN, LLCDEMEMBERC Control
SPECULAREN, LLCDEMEMBERC Control
WEIS, BERNARD, JICEOC Control
JUTERBOCK, THOMAS, MICHAELIMANAGING DIRECTOR & CCOB Control
JUTERBOCK, THOMAS, MICHAELIMANAGING DIRECTORB Control

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
BABIJ, PAUL, GREGORYISPECULAREN, LLCC Control
BABIJ, PAUL, GREGORYISPECULAREN, LLCC Control
HELLERMAN, BRETT, DAVIDINORFOLK MANAGEMENT GROUP, LLCC Control
HELLERMAN, BRETT, DAVIDINORFOLK MANAGEMENT GROUP, LLCC Control
WEIS, BERNARD, JIDULAC, LLCC Control
WEIS, BERNARD, JIDULLAC, LLCC Control

Registrations

Federal

IA
Nov 7, 2013 REGISTERED

Notice Filings (1)

NY

Address

360 MADISON AVENUE
24TH FLOOR, SUITE A
NEW YORK, NY 10017
United States
Phone: 212-257-6757