LOCALSHARES INVESTMENTS, LLC
Legal name: LOCALSHARES INVESTMENTS
CRD #167944 SEC #801-78202 NASHVILLE, TN 615-202-2183
SEC Registered
Total AUM
$8M
Discretionary
$8M
Employees
2
Clients
--
Accounts
1
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jan 10, 2018
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| COURTNEY, ELIZABETH, SEIGENTHALER | I | CEO, BOARD MEMBER | NA | Control |
| COURTNEY, ELIZABETH, SEIGENTHALER | I | ELECTED MANAGER (CEO) | NA | Control |
| COURTNEY, ELIZABETH, SEIGENTHALER | I | ELECTED MANAGER (CEO) | NA | Control |
| COURTNEY, ELIZABETH, SEIGENTHALER | I | CEO, BOARD MEMBER | NA | Control |
| COURTNEY, ELIZABETH, SEIGENTHALER | I | ELECTED MANAGER (CEO) | NA | Control |
| COURTNEY, ELIZABETH, SEIGENTHALER | I | ELECTED MANAGER (CEO) | NA | Control |
| COURTNEY, ELIZABETH, SEIGENTHALER | I | CEO | NA | Control |
| COURTNEY, ELIZABETH, SEIGENTHALER | I | ELECTED MANAGER (CEO) | NA | Control |
| COURTNEY, ELIZABETH, SEIGENTHALER | I | ELECTED MANAGER (CEO) | NA | Control |
| DECKER, WILLIAM, SHANNON | I | BOARD MEMBER | NA | Control |
| DECKER, WILLIAM, SHANNON | I | BOARD MEMBER | NA | Control |
| Dolan, Margaret | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| Dolan, Margaret | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| Dolan, Margaret | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| Dolan, Margaret | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| GALLAGHER, MICHELLE, A | I | CHIEF COMPLIANCE OFFICER | NA | |
| GARVEY, LUANNE, MORRIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GARVEY, LUANNE, MORRIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GARVEY, LUANNE, MORRIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GARVEY, LUANNE, MORRIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GARVEY, LUANNE, MORRIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GARVEY, LUANNE, MORRIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GARVEY, LUANNE, MORRIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GARVEY, LUANNE, MORRIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GARVEY, LUANNE, MORRIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GARVEY, LUANNE, MORRIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HAYES, MATTHEW, FRANCIS | I | PRESIDENT AND CEO | NA | Control |
| HAYES, MATTHEW, FRANCIS | I | PRESIDENT AND CEO | NA | Control |
| HAYES, MATTHEW, FRANCIS | I | PRESIDENT AND CEO | NA | Control |
| NEWTON, CAMERON, ASHLEY | I | BOARD MEMBER | NA | Control |
| NEWTON, CAMERON, ASHLEY | I | BOARD MEMBER | NA | Control |
| PHILLIPS, JAMES, CORNELIUS | I | BOARD MEMBER | NA | Control |
| PHILLIPS, JAMES, CORNELIUS | I | BOARD MEMBER | NA | Control |
| SHMERLING, MICHAEL, D | I | BOARD MEMBER | NA | Control |
| SHMERLING, MICHAEL, D | I | BOARD MEMBER | NA | Control |
| TODD, CARTER | I | CCO | NA | Control |
| TODD, CARTER | I | CCO | NA | Control |
| TODD, CARTER | I | CCO | NA | Control |
| TODD, CARTER, REID | I | ELECTED MANAGER (CCO) | NA | Control |
| TODD, CARTER, REID | I | ELECTED MANAGER (CCO) | NA | Control |
| LOCALSHARES, LLC | DE | DIRECT OWNER | E | Control |
| LOCALSHARES, LLC | DE | SOLE MEMBER | E | Control |
| LOCALSHARES, LLC | DE | SOLE MEMBER | E | Control |
| LOCALSHARES, LLC | DE | DIRECT OWNER | E | Control |
| LOCALSHARES, LLC | DE | SOLE MEMBER | E | Control |
| LOCALSHARES, LLC | DE | SOLE MEMBER | E | Control |
| LOCALSHARES, LLC | DE | DIRECT OWNER | E | Control |
| LOCALSHARES, LLC | DE | SOLE MEMBER | E | Control |
| LOCALSHARES, LLC | DE | SOLE MEMBER | E | Control |
| LOCALSHARES, LLC | DE | SOLE SHAREHOLDER | E | Control |
| LOCALSHARES, LLC | DE | SOLE SHAREHOLDER | E | Control |
| LOCALSHARES, LLC | DE | SOLE MEMBER | E | Control |
| LOCALSHARES, LLC | DE | SOLE MEMBER | E | Control |
| LOCALSHARES, LLC | DE | SOLE MEMBER | E | Control |
| LOCALSHARES, LLC | DE | SOLE MEMBER | E | Control |
| LOCALSHARES, LLC | DE | SOLE MEMBER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| COURTNEY, ELIZABETH, SEIGENTHALER | I | LOCALSHARES, LLC | F | Control |
| COURTNEY, ELIZABETH, SEIGENTHALER | I | LOCALSHARES, LLC | F | Control |
| COURTNEY, ELIZABETH, SEIGENTHALER | I | LOCALSHARES, LLC | F | Control |
| COURTNEY, ELIZABETH, SEIGENTHALER | I | LOCALSHARES, LLC | F | Control |
| COURTNEY, ELIZABETH, SEIGENTHALER | I | LOCALSHARES, LLC | F | Control |
| COURTNEY, ELIZABETH, SEIGENTHALER | I | LOCALSHARES, LLC | F | Control |
| COURTNEY, ELIZABETH, SEIGENTHALER | I | LOCALSHARES, LLC | F | Control |
| COURTNEY, ELIZABETH, SEIGENTHALER | I | LOCALSHARES, LLC | F | Control |
| DECKER, WILLIAM, SHANNON | I | LOCALSHARES, LLC | F | Control |
| DECKER, WILLIAM, SHANNON | I | LOCALSHARES, LLC | F | Control |
| DECKER, WILLIAM, SHANNON | I | LOCALSHARES, LLC | F | Control |
| DECKER, WILLIAM, SHANNON | I | LOCALSHARES, LLC | F | Control |
| DECKER, WILLIAM, SHANNON | I | LOCALSHARES, LLC | F | Control |
| DECKER, WILLIAM, SHANNON | I | LOCALSHARES, LLC | F | Control |
| DECKER, WILLIAM, SHANNON | I | LOCALSHARES, LLC | F | Control |
| DECKER, WILLIAM, SHANNON | I | LOCALSHARES, LLC | F | Control |
| NEWTON, CAMERON, ASHLEY | I | LOCALSHARES, LLC | F | Control |
| NEWTON, CAMERON, ASHLEY | I | LOCALSHARES, LLC | F | Control |
| NEWTON, CAMERON, ASHLEY | I | LOCALSHARES, LLC | F | Control |
| NEWTON, CAMERON, ASHLEY | I | LOCALSHARES, LLC | F | Control |
| NEWTON, CAMERON, ASHLEY | I | LOCALSHARES, LLC | F | Control |
| NEWTON, CAMERON, ASHLEY | I | LOCALSHARES, LLC | F | Control |
| NEWTON, CAMERON, ASHLEY | I | LOCALSHARES, LLC | F | Control |
| NEWTON, CAMERON, ASHLEY | I | LOCALSHARES, LLC | F | Control |
| PHILLIPS, JAMES, CORNELIUS | I | LOCALSHARES, LLC | F | Control |
| PHILLIPS, JAMES, CORNELIUS | I | LOCALSHARES, LLC | F | Control |
| PHILLIPS, JAMES, CORNELIUS | I | LOCALSHARES, LLC | F | Control |
| PHILLIPS, JAMES, CORNELIUS | I | LOCALSHARES, LLC | F | Control |
| PHILLIPS, JAMES, CORNELIUS | I | LOCALSHARES, LLC | F | Control |
| PHILLIPS, JAMES, CORNELIUS | I | LOCALSHARES, LLC | F | Control |
| PHILLIPS, JAMES, CORNELIUS | I | LOCALSHARES, LLC | F | Control |
| PHILLIPS, JAMES, CORNELIUS | I | LOCALSHARES, LLC | F | Control |
| PHILLIPS, JAMES, CORNELIUS | I | LOCALSHARES, LLC | F | Control |
| PHILLIPS, JAMES, CORNELIUS | I | LOCALSHARES, LLC | F | Control |
| PHILLIPS, JAMES, CORNELIUS | I | LOCALSHARES, LLC | F | Control |
| PHILLIPS, JAMES, CORNELIUS | I | LOCALSHARES, LLC | F | Control |
| PHILLIPS, JAMES, CORNELIUS | I | LOCALSHARES, LLC | F | Control |
| SHMERLING, MICHAEL, D | I | LOCALSHARES, LLC | F | Control |
| SHMERLING, MICHAEL, D | I | LOCALSHARES, LLC | F | Control |
| SHMERLING, MICHAEL, D | I | LOCALSHARES, LLC | F | Control |
| SHMERLING, MICHAEL, DAVID | I | LOCALSHARES, LLC | F | Control |
| SHMERLING, MICHAEL, DAVID | I | LOCALSHARES, LLC | F | Control |
| SHMERLING, MICHAEL, DAVID | I | LOCALSHARES, LLC | F | Control |
| SHMERLING, MICHAEL, DAVID | I | LOCALSHARES, LLC | F | Control |
| SHMERLING, MICHAEL, DAVID | I | LOCALSHARES, LLC | F | Control |
| DECKER, WILLIAM, SHANNON | I | DWP I, LLC | E | Control |
| DECKER, WILLIAM, SHANNON | I | DWP I, LLC | E | Control |
| DECKER, WILLIAM, SHANNON | I | DWP I, LLC | E | Control |
| DECKER, WILLIAM, SHANNON | I | DWP I, LLC | E | Control |
| DECKER, WILLIAM, SHANNON | I | DWP I, LLC | E | Control |
| LOCALSHARES HOLDINGS, LLC | DE | LOCALSHARES, LLC | E | Control |
| LOCALSHARES HOLDINGS, LLC | DE | LOCALSHARES, LLC | E | Control |
| LOCALSHARES HOLDINGS, LLC | DE | LOCALSHARES, LLC | E | Control |
| WORTH GROUP, LLC | DE | LOCALSHARES HOLDINGS, LLC | E | Control |
| WORTH GROUP, LLC | DE | LOCALSHARES HOLDINGS, LLC | E | Control |
| WORTH GROUP, LLC | DE | LOCALSHARES HOLDINGS, LLC | E | Control |
| BASS, ALEXANDER, PAUL | I | TULLAHOMA INVESTMENTS, LLC | C | Control |
| BASS, ALEXANDER, PAUL | I | TULLAHOMA INVESTMENTS, LLC | C | Control |
| BASS, ALEXANDER, PAUL | I | TULLAHOMA INVESTMENTS, LLC | C | Control |
| BASS, ALEXANDER, PAUL | I | TULLAHOMA INVESTMENTS, LLC | C | Control |
| BASS, ALEXANDER, PAUL | I | TULLAHOMA INVESTMENTS, LLC | C | Control |
| COURTNEY, ELIZABETH, SEIGENTHALER | I | LOCALSHARES, LLC | C | Control |
| COURTNEY, ELIZABETH, SEIGENTHALER | I | LOCALSHARES, LLC | C | Control |
| COURTNEY, ELIZABETH, SEIGENTHALER | I | LOCALSHARES, LLC | C | Control |
| COURTNEY, ELIZABETH, SEIGENTHALER | I | LOCALSHARES, LLC | C | Control |
| COURTNEY, ELIZABETH, SEIGENTHALER | I | LOCALSHARES, LLC | C | Control |
| DWP I, LLC | DE | LOCALSHARES, LLC | C | Control |
| DWP I, LLC | DE | LOCALSHARES, LLC | C | Control |
| DWP I, LLC | DE | LOCALSHARES, LLC | C | Control |
| DWP I, LLC | DE | LOCALSHARES, LLC | C | Control |
| DWP I, LLC | DE | LOCALSHARES, LLC | C | Control |
| MARCUM, DAN, JOSEPH | I | TULLAHOMA INVESTMENTS, LLC | C | Control |
| MARCUM, DAN, JOSEPH | I | TULLAHOMA INVESTMENTS, LLC | C | Control |
| MARCUM, DAN, JOSEPH | I | TULLAHOMA INVESTMENTS, LLC | C | Control |
| MARCUM, DAN, JOSEPH | I | TULLAHOMA INVESTMENTS, LLC | C | Control |
| MARCUM, DAN, JOSEPH | I | TULLAHOMA INVESTMENTS, LLC | C | Control |
| NEWTON, CAMERON, ASHLEY | I | TULLAHOMA INVESTMENTS, LLC | C | Control |
| NEWTON, CAMERON, ASHLEY | I | TULLAHOMA INVESTMENTS, LLC | C | Control |
| NEWTON, CAMERON, ASHLEY | I | TULLAHOMA INVESTMENTS, LLC | C | Control |
| NEWTON, CAMERON, ASHLEY | I | TULLAHOMA INVESTMENTS, LLC | C | Control |
| NEWTON, CAMERON, ASHLEY | I | TULLAHOMA INVESTMENTS, LLC | C | Control |
| SHMERLING, MICHAEL, DAVID | I | LOCALSHARES, LLC | C | Control |
| SHMERLING, MICHAEL, DAVID | I | LOCALSHARES, LLC | C | Control |
| SHMERLING, MICHAEL, DAVID | I | LOCALSHARES, LLC | C | Control |
| SHMERLING, MICHAEL, DAVID | I | LOCALSHARES, LLC | C | Control |
| SHMERLING, MICHAEL, DAVID | I | LOCALSHARES, LLC | C | Control |
| THOMA, III, ELDON, BRACTON | I | TULLAHOMA INVESTMENTS, LLC | C | Control |
| THOMA, III, ELDON, BRACTON | I | TULLAHOMA INVESTMENTS, LLC | C | Control |
| THOMA, III, ELDON, BRACTON | I | TULLAHOMA INVESTMENTS, LLC | C | Control |
| THOMA, III, ELDON, BRACTON | I | TULLAHOMA INVESTMENTS, LLC | C | Control |
| THOMA, III, ELDON, BRACTON | I | TULLAHOMA INVESTMENTS, LLC | C | Control |
| TULLAHOMA INVESTMENTS, LLC | DE | LOCALSHARES, LLC | C | Control |
| TULLAHOMA INVESTMENTS, LLC | DE | LOCALSHARES, LLC | C | Control |
| TULLAHOMA INVESTMENTS, LLC | DE | LOCALSHARES, LLC | C | Control |
| TULLAHOMA INVESTMENTS, LLC | DE | LOCALSHARES, LLC | C | Control |
| TULLAHOMA INVESTMENTS, LLC | DE | LOCALSHARES, LLC | C | Control |
Registrations
Federal
IA
Jan 10, 2018 REGISTERED
Notice Filings (1)
TN
Address
4535 HARDING PIKESUITE 201
NASHVILLE, TN 37205
United States
Phone: 615-202-2183