DAKOTA INVESTMENT ADVISERS LLC
CRD #167990 SEC #801-78174 JERICHO, NY 212-257-4747
SEC Registered
Total AUM
$5.6M
Discretionary
$5.6M
Employees
1
Clients
--
Accounts
3
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 26, 2015
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| SINMAO, MONIQUE, V. | I | CCO | NA | Control |
| SINMAO, MONIQUE, V. | I | CCO | NA | Control |
| SINMAO, MONIQUE, V. | I | CCO | NA | Control |
| SINMAO, MONIQUE, V. | I | CCO | NA | Control |
| DAKOTA ASSET MANAGEMENT LLC | DE | MANAGING MEMBER | E | Control |
| DAKOTA ASSET MANAGEMENT LLC | DE | MANAGING MEMBER | E | Control |
| DAKOTA ASSET MANAGEMENT LLC | DE | MANAGING MEMBER | E | Control |
| DAKOTA ASSET MANAGEMENT LLC | DE | MANAGING MEMBER | E | Control |
| ROSEN, MARK, ANDREW | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| ROSEN, MARK, ANDREW | I | DAKOTA ASSET MANAGEMENT LLC | E | Control |
| ROSEN, MARK, ANDREW | I | DAKOTA ASSET MANAGEMENT LLC | E | Control |
| ROSEN, MARK, ANDREW | I | DAKOTA ASSET MANAGEMENT LLC | E | Control |
| ROSEN, MARK, ANDREW | I | DAKOTA ASSET MANAGEMENT LLC | E | Control |
| ROSEN, MARK, ANDREW | I | DAKOTA ASSET MANAGEMENT LLC | E | Control |
Registrations
Federal
IA
Mar 26, 2015 REGISTERED
Notice Filings (1)
NY
Address
33 SOUTH SERVICE ROADJERICHO, NY 11753
United States
Phone: 212-257-4747