CICC INVESTMENT MANAGEMENT (USA), INC.
CRD #168014 SEC #802-78167 NEW YORK, NY 646-794-8800
State Registered Exempt Reporting Private Funds
Total AUM
$41M
Discretionary
$41M
Employees
6
Clients
0
Accounts
1
Firm Details
- Organization Type
- Corporation
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 3, 2014
- Branch Offices
- --
- LEI
- N/A
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CHEN, GANG | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HWANG, ERIC, PAUL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HWANG, ERIC, PAUL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HWANG, ERIC, PAUL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HWANG, ERIC, PAUL | I | CHIEF COMPLIANCE OFFFICER | NA | |
| HWANG, ERIC, PAUL | I | CHIEF COMPLIANCE OFFFICER | NA | |
| HWANG, ERIC, PAUL | I | CHIEF COMPLIANCE OFFFICER | NA | |
| HWANG, ERIC, PAUL | I | CHIEF COMPLIANCE OFFFICER | NA | |
| HWANG, ERIC, PAUL | I | CHIEF COMPLIANCE OFFFICER | NA | |
| HWANG, ERIC, PAUL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TIAN, MAOLI | I | PRESIDENT | NA | Control |
| TIAN, MAOLI | I | PRESIDENT | NA | Control |
| TIAN, MAOLI | I | PRESIDENT | NA | Control |
| TIAN, MAOLI | I | PRESIDENT | NA | Control |
| TIAN, MAOLI | I | PRESIDENT | NA | Control |
| TIAN, MAOLI | I | PRESIDENT | NA | Control |
| TIAN, MAOLI | I | PRESIDENT | NA | Control |
| TIAN, MAOLI | I | PRESIDENT | NA | Control |
| TIAN, MAOLI | I | PRESIDENT | NA | Control |
| TIAN, MAOLI | I | PRESIDENT | NA | Control |
| TIAN, MAOLI | I | PRESIDENT | NA | Control |
| TIAN, MAOLI | I | PRESIDENT | NA | Control |
| CHINA INTERNATIONAL CAPITAL CORPORATION (USA) HOLDINGS, INC. | DE | SOLE SHAREHOLDER | E | Control |
| CHINA INTERNATIONAL CAPITAL CORPORATION (USA) HOLDINGS, INC. | DE | SOLE SHAREHOLDER | E | Control |
| CHINA INTERNATIONAL CAPITAL CORPORATION (USA) HOLDINGS, INC. | DE | SOLE SHAREHOLDER | E | Control |
| CHINA INTERNATIONAL CAPITAL CORPORATION (USA) HOLDINGS, INC. | DE | SOLE SHAREHOLDER | E | Control |
| CHINA INTERNATIONAL CAPITAL CORPORATION (USA) HOLDINGS, INC. | DE | SOLE SHAREHOLDER | E | Control |
| CHINA INTERNATIONAL CAPITAL CORPORATION (USA) HOLDINGS, INC. | DE | SOLE SHAREHOLDER | E | Control |
| CHINA INTERNATIONAL CAPITAL CORPORATION (USA) HOLDINGS, INC. | DE | SOLE SHAREHOLDER | E | Control |
| CHINA INTERNATIONAL CAPITAL CORPORATION (USA) HOLDINGS, INC. | DE | SOLE SHAREHOLDER | E | Control |
| CHINA INTERNATIONAL CAPITAL CORPORATION (USA) HOLDINGS, INC. | DE | SOLE SHAREHOLDER | E | Control |
| CHINA INTERNATIONAL CAPITAL CORPORATION (USA) HOLDINGS, INC. | DE | SOLE SHAREHOLDER | E | Control |
| CHINA INTERNATIONAL CAPITAL CORPORATION (USA) HOLDINGS, INC. | DE | SOLE SHAREHOLDER | E | Control |
| CHINA INTERNATIONAL CAPITAL CORPORATION (USA) HOLDINGS, INC. | DE | SOLE SHAREHOLDER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| CHINA INTERNATIONAL CAPITAL CORPORATION (HONG KONG) LIMITED | FE | CHINA INTERNATIONAL CAPITAL CORPORATION (USA) HOLDINGS, INC. | E | Control |
| CHINA INTERNATIONAL CAPITAL CORPORATION (HONG KONG) LIMITED | FE | CHINA INTERNATIONAL CAPITAL CORPORATION (USA) HOLDINGS, INC. | E | Control |
| CHINA INTERNATIONAL CAPITAL CORPORATION (HONG KONG) LIMITED | FE | CHINA INTERNATIONAL CAPITAL CORPORATION (USA) HOLDINGS, INC. | E | Control |
| CHINA INTERNATIONAL CAPITAL CORPORATION (HONG KONG) LIMITED | FE | CHINA INTERNATIONAL CAPITAL CORPORATION (USA) HOLDINGS, INC. | E | Control |
| CHINA INTERNATIONAL CAPITAL CORPORATION (HONG KONG) LIMITED | FE | CHINA INTERNATIONAL CAPITAL CORPORATION (USA) HOLDINGS, INC. | E | Control |
| CHINA INTERNATIONAL CAPITAL CORPORATION (HONG KONG) LIMITED | FE | CHINA INTERNATIONAL CAPITAL CORPORATION (USA) HOLDINGS, INC. | E | Control |
| CHINA INTERNATIONAL CAPITAL CORPORATION (HONG KONG) LIMITED | FE | CHINA INTERNATIONAL CAPITAL CORPORATION (USA) HOLDINGS, INC. | E | Control |
| CHINA INTERNATIONAL CAPITAL CORPORATION (HONG KONG) LIMITED | FE | CHINA INTERNATIONAL CAPITAL CORPORATION (USA) HOLDINGS, INC. | E | Control |
| CHINA INTERNATIONAL CAPITAL CORPORATION (HONG KONG) LIMITED | FE | CHINA INTERNATIONAL CAPITAL CORPORATION (USA) HOLDINGS, INC. | E | Control |
| CHINA INTERNATIONAL CAPITAL CORPORATION (HONG KONG) LIMITED | FE | CHINA INTERNATIONAL CAPITAL CORPORATION (USA) HOLDINGS, INC. | E | Control |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG LIMITED | FE | CHINA INTERNATIONAL CAPITAL CORPORATION (USA) HOLDINGS, INC. | E | Control |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG LIMITED | FE | CHINA INTERNATIONAL CAPITAL CORPORATION (USA) HOLDINGS, INC. | E | Control |
| CHINA INTERNATIONAL CAPITAL CORPORATION LIMITED | FE | CHINA INTERNATIONAL CAPITAL CORPORATION (HONG KONG) LIMITED | E | Control |
| CHINA INTERNATIONAL CAPITAL CORPORATION LIMITED | FE | CHINA INTERNATIONAL CAPITAL CORPORATION (HONG KONG) LIMITED | E | Control |
| CHINA INTERNATIONAL CAPITAL CORPORATION LIMITED | FE | CHINA INTERNATIONAL CAPITAL CORPORATION (HONG KONG) LIMITED | E | Control |
| CHINA INTERNATIONAL CAPITAL CORPORATION LIMITED | FE | CHINA INTERNATIONAL CAPITAL CORPORATION (HONG KONG) LIMITED | E | Control |
| CHINA INTERNATIONAL CAPITAL CORPORATION LIMITED | FE | CHINA INTERNATIONAL CAPITAL CORPORATION (HONG KONG) LIMITED | E | Control |
| CHINA INTERNATIONAL CAPITAL CORPORATION LIMITED | FE | CHINA INTERNATIONAL CAPITAL CORPORATION (HONG KONG) LIMITED | E | Control |
| CHINA INTERNATIONAL CAPITAL CORPORATION LIMITED | FE | CHINA INTERNATIONAL CAPITAL CORPORATION (HONG KONG) LIMITED | E | Control |
| CHINA INTERNATIONAL CAPITAL CORPORATION LIMITED | FE | CHINA INTERNATIONAL CAPITAL CORPORATION (HONG KONG) LIMITED | E | Control |
| CHINA INTERNATIONAL CAPITAL CORPORATION LIMITED | FE | CHINA INTERNATIONAL CAPITAL CORPORATION (HONG KONG) LIMITED | E | Control |
| CHINA INTERNATIONAL CAPITAL CORPORATION LIMITED | FE | CHINA INTERNATIONAL CAPITAL CORPORATION (HONG KONG) LIMITED | E | Control |
| CHINA INTERNATIONAL CAPITAL CORPORATION LIMITED | FE | CHINA INTERNATIONAL CAPITAL CORPORATION (HONG KONG) LIMITED | E | Control |
| CHINA INTERNATIONAL CAPITAL CORPORATION LIMITED | FE | CHINA INTERNATIONAL CAPITAL CORPORATION (HONG KONG) LIMITED | E | Control |
| CENTRAL HUIJIN INVESTMENT LIMITED | FE | CHINA INTERNATIONAL CAPITAL CORPORATION LIMITED | C | |
| CENTRAL HUIJIN INVESTMENT LIMITED | FE | CHINA INTERNATIONAL CAPITAL CORPORATION LIMITED | C | |
| CENTRAL HUIJIN INVESTMENT LIMITED | FE | CHINA INTERNATIONAL CAPITAL CORPORATION LIMITED | C | |
| CENTRAL HUIJIN INVESTMENT LIMITED | FE | CHINA INTERNATIONAL CAPITAL CORPORATION LIMITED | C | |
| CENTRAL HUIJIN INVESTMENT LIMITED | FE | CHINA INTERNATIONAL CAPITAL CORPORATION LIMITED | C | |
| CENTRAL HUIJIN INVESTMENT LIMITED | FE | CHINA INTERNATIONAL CAPITAL CORPORATION LIMITED | C | |
| CENTRAL HUIJIN INVESTMENT LIMITED | FE | CHINA INTERNATIONAL CAPITAL CORPORATION LIMITED | C | |
| CENTRAL HUIJIN INVESTMENT LIMITED | FE | CHINA INTERNATIONAL CAPITAL CORPORATION LIMITED | C | |
| CENTRAL HUIJIN INVESTMENT LIMITED | FE | CHINA INTERNATIONAL CAPITAL CORPORATION LIMITED | C | |
| CENTRAL HUIJIN INVESTMENT LIMITED | FE | CHINA INTERNATIONAL CAPITAL CORPORATION LIMITED | C | |
| CENTRAL HUIJIN INVESTMENT LIMITED | FE | CHINA INTERNATIONAL CAPITAL CORPORATION LIMITED | C | |
| CENTRAL HUIJIN INVESTMENT LIMITED | FE | CHINA INTERNATIONAL CAPITAL CORPORATION LIMITED | C | |
| CHINA INVESTMENT CORPORATION | FE | CENTRAL HUIJIN INVESTMENT LIMITED | C | |
| CHINA INVESTMENT CORPORATION | FE | CENTRAL HUIJIN INVESTMENT LIMITED | C | |
| CHINA INVESTMENT CORPORATION | FE | CENTRAL HUIJIN INVESTMENT LIMITED | C | |
| CHINA INVESTMENT CORPORATION | FE | CENTRAL HUIJIN INVESTMENT LIMITED | C | |
| CHINA INVESTMENT CORPORATION | FE | CENTRAL HUIJIN INVESTMENT LIMITED | C | |
| CHINA INVESTMENT CORPORATION | FE | CENTRAL HUIJIN INVESTMENT LIMITED | C | |
| CHINA INVESTMENT CORPORATION | FE | CENTRAL HUIJIN INVESTMENT LIMITED | C | |
| CHINA INVESTMENT CORPORATION | FE | CENTRAL HUIJIN INVESTMENT LIMITED | C | |
| CHINA INVESTMENT CORPORATION | FE | CENTRAL HUIJIN INVESTMENT LIMITED | C | |
| CHINA INVESTMENT CORPORATION | FE | CENTRAL HUIJIN INVESTMENT LIMITED | C | |
| CHINA INVESTMENT CORPORATION | FE | CENTRAL HUIJIN INVESTMENT LIMITED | C | |
| CHINA INVESTMENT CORPORATION | FE | CENTRAL HUIJIN INVESTMENT LIMITED | C |
Registrations
Federal
ERA
Mar 3, 2014 REGISTERED
Notice Filings (1)
NY
Address
350 PARK AVENUE27TH FLOOR
NEW YORK, NY 10022
United States
Phone: 646-794-8800