OCEANIQ CAPITAL, LLC

CRD #168062 SEC #801-113911 REDWOOD CITY, CA (415) 432-7580

SEC Registered Private Funds Disclosures

Total AUM

$212.4M

Discretionary

$188.3M

Employees

Clients

Accounts

274

This firm has regulatory disclosures on file. View disclosures

Firm Details

Organization Type: Limited Liability Company
State of Formation: Delaware
Fiscal Year End: DECEMBER
Registration Date: --
Latest Filing: Oct 1, 2025
Branch Offices: 0

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

Name	Type	Title / Status	Ownership	Control
CHEN, KAI	I	MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER	NA	Control
CHEN, KAI	I	MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER	NA	Control
CHEN, KAI	I	MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER	NA	Control
CHEN, KAI	I	MANAGING DIRECTOR	NA	Control
CHEN, KAI	I	MANAGING DIRECTOR	NA	Control
CHEN, KAI	I	MANAGING DIRECTOR	NA	Control
CHEN, KAI	I	MANAGING DIRECTOR	NA	Control
CHEN, KAI	I	MANAGING DIRECTOR	NA	Control
COLAS, KEVIN, LIONEL	I	INVESTMENT ADVISER	NA
COLAS, KEVIN, LIONEL	I	INVESTMENT ADVISER	NA
COLAS, KEVIN, LIONEL	I	INVESTMENT ADVISER	NA
COLAS, KEVIN, LIONEL	I	INVESTMENT ADVISER	NA
COLAS, KEVIN, LIONEL	I	INVESTMENT ADVISER REPRESENTATIVE	NA
DONG, SHIGE	I	DIRECTOR	NA
FLOOD, KEITH, OWEN	I	CHIEF COMPLIANCE OFFICER	NA	Control
JING, YING YING	I	CHIEF OPERATING OFFICER	NA	Control
JING, YING YING	I	CHIEF OPERATING OFFICER	NA	Control
JING, YING YING	I	CHIEF OPERATING OFFICER	NA	Control
JING, YING YING	I	CHIEF OPERATING OFFICER	NA	Control
JING, YING YING	I	CHIEF OPERATING OFFICER	NA	Control
JING, YING YING	I	CHIEF OPERATING OFFICER	NA	Control
JING, YING YING	I	CHIEF OPERATING OFFICER	NA	Control
JING, YING YING	I	CHIEF OPERATING OFFICER	NA	Control
JING, YING YING	I	CHIEF OPERATING OFFICER	NA	Control
JING, YING YING	I	CHIEF OPERATING OFFICER	NA	Control
JING, YING YING	I	CHIEF OPERATING OFFICER	NA	Control
JING, YING YING	I	CHIEF OPERATING OFFICER	NA	Control
JING, YING YING	I	CHIEF OPERATING OFFICER	NA	Control
JING, YING YING	I	CHIEF OPERATING OFFICER	NA	Control
JING, YING YING	I	CHIEF OPERATING OFFICER	NA	Control
JING, YING YING	I	CHIEF OPERATING OFFICER	NA	Control
JING, YING YING	I	CHIEF OPERATING OFFICER	NA	Control
JING, YING YING	I	CHIEF OPERATING OFFICER	NA	Control
JING, YING YING	I	CHIEF OPERATING OFFICER	NA	Control
JING, YING YING	I	CHIEF OPERATING OFFICER	NA	Control
JING, YING YING	I	CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER	NA	Control
JING, YING YING	I	CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER	NA	Control
JING, YING YING	I	CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER	NA	Control
JING, YING YING	I	CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER	NA	Control
JING, YING YING	I	CHIEF OPERATING OFFICER	NA	Control
LIN, FUYUAN	I	DIRECTOR	NA
MEISSNER, JULIE, THERESE	I	CHIEF COMPLIANCE OFFICER	NA	Control
MEISSNER, JULIE, THERESE	I	CHIEF COMPLIANCE OFFICER	NA	Control
MEISSNER, JULIE, THERESE	I	CHIEF COMPLIANCE OFFICER	NA	Control
MEISSNER, JULIE, THERESE	I	CHIEF COMPLIANCE OFFICER	NA	Control
MEISSNER, JULIE, THERESE	I	CHIEF COMPLIANCE OFFICER	NA	Control
MEISSNER, JULIE, THERESE	I	CHIEF COMPLIANCE OFFICER	NA	Control
MEISSNER, JULIE, THERESE	I	CHIEF COMPLIANCE OFFICER	NA	Control
PRO TEM HOLDINGS, LLC	DE	MANAGER	NA	Control
ROOT, LEON, ARTHUR	I	CFO	NA	Control
ROOT, LEON, ARTHUR	I	CFO	NA	Control
ROOT, LEON, ARTHUR	I	CFO	NA	Control
ROOT, LEON, ARTHUR	I	CFO	NA	Control
SWIMAN, GARY, STEVEN	I	CHIEF COMPLIANCE OFFICER	NA	Control
CHEN, KAI	I	MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER	E	Control
CHEN, KAI	I	MANAGING MEMBER	E	Control
CHEN, KAI	I	MANAGING MEMBER	E	Control
CHEN, KAI	I	MANAGING MEMBER	E	Control
CHEN, KAI	I	MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER	E	Control
CHEN, KAI	I	MANAGING MEMBER	E	Control
CHEN, KAI	I	MANAGING MEMBER	E	Control
CHEN, KAI	I	MANAGING MEMBER	E	Control
CHEN, KAI	I	MANAGING MEMBER	E	Control
CHEN, KAI	I	MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER	E	Control
CHEN, KAI	I	MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER	E	Control
CHEN, KAI	I	MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER	E	Control
CHEN, KAI	I	MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER	E	Control
CHEN, KAI	I	MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER	E	Control
CHEN, KAI	I	MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER	E	Control
CHEN, KAI	I	MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER	E	Control
CHEN, KAI	I	MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER	E	Control
CHEN, KAI	I	MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER	E	Control
CHEN, KAI	I	MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER	E	Control
CHEN, KAI	I	MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER	E	Control
CHEN, KAI	I	MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER	E	Control
CHEN, KAI	I	MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER	E	Control
CHEN, KAI	I	MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER	E	Control
CHEN, KAI	I	MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER	E	Control
INTERIM HOLDINGS, LLC	DE	MEMBER	E	Control
OCEANIQ GROUP LLC	DE	OWNER	E	Control
OCEANIQ GROUP LLC	DE	OWNER	E	Control
OCEANIQ GROUP LLC	DE	OWNER	E	Control
OCEANIQ GROUP LLC	DE	OWNER	E	Control
OCEANIQ GROUP LLC	DE	OWNER	E	Control
OCEANIQ GROUP LLC	DE	OWNER	E	Control
OCEANIQ GROUP LLC	DE	OWNER	E	Control
OCEANIQ GROUP LLC	DE	OWNER	E	Control
OCEANIQ GROUP LLC	DE	OWNER	E	Control
OCEANIQ GROUP LLC	DE	OWNER	E	Control
OCEANIQ GROUP LLC	DE	OWNER	E	Control
OCEANIQ GROUP LLC	DE	OWNER	E	Control
OCEANIQ GROUP LLC	DE	OWNER	E	Control
OCEANIQ GROUP LLC	DE	OWNER	E	Control
OCEANIQ GROUP LLC	DE	OWNER	E	Control
OCEANIQ GROUP LLC	DE	OWNER	E	Control
OCEANIQ GROUP LLC	DE	OWNER	E	Control
OCEANIQ GROUP LLC	DE	OWNER	E	Control
OCEANIQ GROUP LLC	DE	OWNER	E	Control

Indirect Owners (Schedule B)

Name	Type	Entity	Ownership	Control
CHEN, KAI	I	OCEANIQ GROUP LLC	E	Control
CHEN, KAI	I	OCEANIQ GROUP LLC	E	Control
CHEN, KAI	I	OCEANIQ GROUP LLC	E	Control
CHEN, KAI	I	OCEANIQ GROUP LLC	E	Control
CHEN, KAI	I	OCEANIQ GROUP LLC	E	Control
CHEN, KAI	I	OCEANIQ GROUP LLC	E	Control
CHEN, KAI	I	OCEANIQ GROUP LLC	E	Control
CHEN, KAI	I	OCEANIQ GROUP LLC	E	Control
CHEN, KAI	I	OCEANIQ GROUP LLC	E	Control
CHEN, KAI	I	OCEANIQ GROUP LLC	E	Control
CHEN, KAI	I	OCEANIQ GROUP LLC	E	Control
CHEN, KAI	I	OCEANIQ GROUP LLC	E	Control
CHEN, KAI	I	OCEANIQ GROUP LLC	E	Control
CHEN, KAI	I	OCEANIQ GROUP LLC	E	Control
CHEN, KAI	I	OCEANIQ GROUP LLC	E	Control
CHEN, KAI	I	OCEANIQ GROUP LLC	E	Control
PKS HOLDINGS, LLC	DE	PRO TEM HOLDINGS, LLC	E	Control
PURCELL, JOHN, PETER	I	PKS HOLDINGS, LLC	C	Control
STAFF, MICHAEL, THEODORE	I	PKS HOLDINGS, LLC	C	Control

Registrations

Federal

Oct 1, 2025 REGISTERED

Notice Filings (5)

CA FL HI TX WA

Address

275 SHORELINE DRIVE
UNIT 120
REDWOOD CITY, CA 94065
United States

Phone: (415) 432-7580