APPIAN WAY FINANCIAL LLC
Legal name: APPIAN WAY FINANCIAL
CRD #168109 SEC #801-131263 PASADENA, CA (626) 210-2660
SEC Registered
Total AUM
$123.7M
Discretionary
$121.7M
Employees
1
Clients
10
Accounts
301
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 15, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| SHELDAHL, KEVIN, DOANE | I | PRINCIPAL/CHIEF COMPLIANCE OFFICER/MANAGING MEMBER | E | Control |
| SHELDAHL, KEVIN, DOANE | I | PRINCIPAL/CHIEF COMPLIANCE OFFICER/MANAGING MEMBER | E | Control |
| SHELDAHL, KEVIN, DOANE | I | PRINCIPAL/CHIEF COMPLIANCE OFFICER/MANAGING MEMBER | E | Control |
| SHELDAHL, KEVIN, DOANE | I | PRINCIPAL/CHIEF COMPLIANCE OFFICER/MANAGING MEMBER | E | Control |
Registrations
Federal
IA
Mar 15, 2025 REGISTERED
Notice Filings (1)
CA
Address
680 E COLORADO BLVDSTE 180
PASADENA, CA 91101
United States
Phone: (626) 210-2660