PHILLIP JAMES CONSULTING CO.
Legal name: PHILLIP JAMES FINANCIAL CO.
CRD #168228 SEC #801-120327 PLYMOUTH, MN 763-432-0852
SEC Registered
Total AUM
$197.3M
Discretionary
$192.3M
Employees
4
Clients
101
Accounts
759
Firm Details
- Organization Type
- Corporation
- State of Formation
- Minnesota
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 21, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CHRISTENSON, PHILLIP, RICHARD | I | SHAREHOLDER/CHIEF COMPLIANCE OFFICER | D | Control |
| CHRISTENSON, PHILLIP, RICHARD | I | CHIEF EXECUTIVE OFFICER / CHIEF COMPLIANCE OFFICER | D | Control |
| CHRISTENSON, PHILLIP, RICHARD | I | CHIEF EXECUTIVE OFFICER / CHIEF COMPLIANCE OFFICER | D | Control |
| CHRISTENSON, PHILLIP, RICHARD | I | CHIEF EXECUTIVE OFFICER / CHIEF COMPLIANCE OFFICER | D | Control |
| CHRISTENSON, PHILLIP, RICHARD | I | CHIEF EXECUTIVE OFFICER / CHIEF COMPLIANCE OFFICER | D | Control |
| CHRISTENSON, PHILLIP, RICHARD | I | CHIEF EXECUTIVE OFFICER / CHIEF COMPLIANCE OFFICER | D | Control |
| CHRISTENSON, PHILLIP, RICHARD | I | CHIEF EXECUTIVE OFFICER / CHIEF COMPLIANCE OFFICER | D | Control |
| CHRISTENSON, PHILLIP, RICHARD | I | CHIEF EXECUTIVE OFFICER / CHIEF COMPLIANCE OFFICER | D | Control |
| CHRISTENSON, PHILLIP, RICHARD | I | CHIEF EXECUTIVE OFFICER / CHIEF COMPLIANCE OFFICER | D | Control |
| SEXTON, JAMES, LIONEL | I | SHAREHOLDER | D | Control |
| SEXTON, JAMES, LIONEL | I | CHIEF FINANCIAL OFFICER | D | Control |
| SEXTON, JAMES, LIONEL | I | CHIEF FINANCIAL OFFICER | D | Control |
| SEXTON, JAMES, LIONEL | I | CHIEF FINANCIAL OFFICER | D | Control |
| SEXTON, JAMES, LIONEL | I | CHIEF FINANCIAL OFFICER | D | Control |
| SEXTON, JAMES, LIONEL | I | CHIEF FINANCIAL OFFICER | D | Control |
| SEXTON, JAMES, LIONEL | I | CHIEF FINANCIAL OFFICER | D | Control |
| SEXTON, JAMES, LIONEL | I | CHIEF FINANCIAL OFFICER | D | Control |
| SEXTON, JAMES, LIONEL | I | CHIEF FINANCIAL OFFICER | D | Control |
Registrations
Federal
IA
Mar 21, 2025 REGISTERED
Notice Filings (1)
MN
Address
3675 PLYMOUTH BOULEVARDSUITE 110
PLYMOUTH, MN 55446
United States
Phone: 763-432-0852