TOCCATA CAPITAL LLC
Legal name: TOCCATA CAPITAL
CRD #168265 SEC #801-132989 +1 605 269 8889
SEC Registered Exempt Reporting Private Funds
Total AUM
$50M
Discretionary
$50M
Employees
1
Clients
--
Accounts
1
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- South Dakota
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- May 13, 2025
- Branch Offices
- 0
- LEI
- 984500973BEAB3FCB661
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| NG, DAVID, THOMAS | I | DIRECTOR | NA | Control |
| NG, DAVID, THOMAS | I | DIRECTOR | NA | Control |
| NG, DAVID, THOMAS | I | DIRECTOR | NA | Control |
| NG, DAVID, THOMAS | I | DIRECTOR | NA | Control |
| NG, DAVID, THOMAS | I | DIRECTOR | NA | Control |
| TAN, JAMES, SEKCHUAN | I | CHIEF RISK OFFICER, SECRETARY, DIRECTOR | NA | Control |
| TAN, JAMES, SEKCHUAN | I | CHIEF RISK OFFICER, SECRETARY, DIRECTOR | NA | Control |
| TURNER, ASSIA, TODOROVA | I | CHIEF OPERATING OFFICER, GENERAL COUNSEL | NA | Control |
| TURNER, ASSIA, TODOROVA | I | CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER | NA | Control |
| TURNER, ASSIA, TODOROVA | I | CHIEF OPERATING OFFICER, GENERAL COUNSEL | NA | Control |
| TURNER, ASSIA, TODOROVA | I | CHIEF OPERATING OFFICER, GENERAL COUNSEL | NA | Control |
| TURNER, ASSIA, TODOROVA | I | CHIEF OPERATING OFFICER, GENERAL COUNSEL | NA | Control |
| WHEELER, EDWIN, JOSEPH | I | CHIEF OPERATING OFFICER | NA | Control |
| WHEELER, EDWIN, JOSEPH | I | CHIEF OPERATING OFFICER | NA | Control |
| WHEELER, EDWIN, JOSEPH | I | CHIEF OPERATING OFFICER | NA | Control |
| WHEELER, EDWIN, JOSEPH | I | CHIEF OPERATING OFFICER | NA | Control |
| WHEELER, EDWIN, JOSEPH | I | CHIEF OPERATING OFFICER, DIRECTOR | NA | Control |
| WHEELER, EDWIN, JOSEPH | I | CHIEF OPERATING OFFICER, DIRECTOR | NA | Control |
| WHEELER, EDWIN, JOSEPH | I | CHIEF OPERATING OFFICER, DIRECTOR | NA | Control |
| WHEELER, EDWIN, JOSEPH | I | CHIEF OPERATING OFFICER, DIRECTOR | NA | Control |
| ZING, DANIEL, WAI MING | I | DIRECTOR | NA | Control |
| ZING, DANIEL, WAI MING | I | DIRECTOR | NA | Control |
| ZING, DANIEL, WAI MING | I | DIRECTOR | NA | Control |
| ZING, DANIEL, WAI MING | I | DIRECTOR | NA | Control |
| ZING, DANIEL, WAI MING | I | DIRECTOR | NA | Control |
| ZING, DANIEL, WAI MING | I | DIRECTOR | NA | Control |
| ZING, DANIEL, WAI MING | I | DIRECTOR | NA | Control |
| NUSS, DAVID, ANTHONY | I | CHIEF EXECUTIVE OFFICER, DIRECTOR | E | Control |
| NUSS, DAVID, ANTHONY | I | CHIEF EXECUTIVE OFFICER, DIRECTOR | E | Control |
| NUSS, DAVID, ANTHONY | I | CHIEF EXECUTIVE OFFICER, DIRECTOR | E | Control |
| NUSS, DAVID, ANTHONY | I | CHIEF EXECUTIVE OFFICER, DIRECTOR, AND CHIEF COMPLIANCE OFFICER | E | Control |
| NUSS, DAVID, ANTHONY | I | CHIEF EXECUTIVE OFFICER, DIRECTOR | E | Control |
| NUSS, DAVID, ANTHONY | I | CHIEF EXECUTIVE OFFICER, DIRECTOR | E | Control |
| NUSS, DAVID, ANTHONY | I | CHIEF EXECUTIVE OFFICER, DIRECTOR | E | Control |
| NUSS, DAVID, ANTHONY | I | CHIEF EXECUTIVE OFFICER, DIRECTOR | E | Control |
| NUSS, DAVID, ANTHONY | I | CHIEF EXECUTIVE OFFICER, DIRECTOR | E | Control |
| NUSS, DAVID, ANTHONY | I | CHIEF EXECUTIVE OFFICER, DIRECTOR | E | Control |
| NUSS, DAVID, ANTHONY | I | CHIEF EXECUTIVE OFFICER, DIRECTOR | E | Control |
| NUSS, DAVID, ANTHONY | I | CHIEF EXECUTIVE OFFICER, DIRECTOR | E | Control |
| NUSS, DAVID, ANTHONY | I | CHIEF EXECUTIVE OFFICER, DIRECTOR | E | Control |
| NUSS, DAVID, ANTHONY | I | CHIEF EXECUTIVE OFFICER, DIRECTOR | E | Control |
| NUSS, DAVID, ANTHONY | I | CHIEF EXECUTIVE OFFICER, DIRECTOR | E | Control |
| NUSS, DAVID, ANTHONY | I | CHIEF EXECUTIVE OFFICER, DIRECTOR | E | Control |
| NUSS, DAVID, ANTHONY | I | CHIEF EXECUTIVE OFFICER, DIRECTOR | E | Control |
| NUSS, DAVID, ANTHONY | I | CHIEF EXECUTIVE OFFICER, DIRECTOR | E | Control |
| NUSS, DAVID, ANTHONY | I | CHIEF EXECUTIVE OFFICER, DIRECTOR, CHIEF COMPLIANCE OFFICER | E | Control |
| NUSS, DAVID, ANTHONY | I | CHIEF EXECUTIVE OFFICER, DIRECTOR, CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
May 13, 2025 REGISTERED
ERA
May 13, 2025 REGISTERED
Address
Phone: +1 605 269 8889