LAKEWOOD INVESTMENT MANAGEMENT LLC
CRD #168407 SEC #801-79246 CHICAGO, IL 800-899-8230
SEC Registered
Total AUM
$10M
Discretionary
$10M
Employees
4
Clients
--
Accounts
1
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Illinois
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Dec 18, 2014
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| DURBIN, BRIAN, THOMAS | I | CHIEF COMPLIANCE OFFICER | NA | |
| MOHLMAN, MATTHEW, FRANK | I | CHIEF COMPLIANCE OFFICER | NA | |
| MOHLMAN, MATTHEW, FRANK | I | CHIEF COMPLIANCE OFFICER | NA | |
| STEIN, ROBERT, NEIL | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| STEIN, ROBERT, NEIL | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| STEIN, ROBERT, NEIL | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| LAKEWOOD FINANCIAL INC | DE | OWNER | E | Control |
| LAKEWOOD FINANCIAL INC | DE | OWNER | E | Control |
| LAKEWOOD FINANCIAL INC | DE | OWNER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| STEIN, ROBERT, NEIL | I | LAKEWOOD FINANCIAL INC | E | Control |
| STEIN, ROBERT, NEIL | I | LAKEWOOD FINANCIAL INC | E | Control |
| STEIN, ROBERT, NEIL | I | LAKEWOOD FINANCIAL INC | E | Control |
Registrations
Federal
IA
Dec 18, 2014 REGISTERED
Notice Filings (1)
IL
Address
111 S WACKER DRIVESUITE 3950
CHICAGO, IL 60606
United States
Phone: 800-899-8230