FI401K ADVISORS, LLC
Legal name: FI401K ADVISORS
CRD #168408 SEC #801-107736 GREENWOOD VILLAGE, CO 303-495-5890
SEC Registered Disclosures
Total AUM
$849.7M
Discretionary
$601.9M
Employees
2
Clients
0
Accounts
338
This firm has regulatory disclosures on file.
View disclosures
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Colorado
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jan 29, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| FIDUCIARY HOLDINGS LIMITED | DE | SOLE SHAREHOLDER/OWNER | E | Control |
| FIDUCIARY HOLDINGS LIMITED | DE | SOLE SHAREHOLDER/OWNER | E | Control |
| FIDUCIARY HOLDINGS LIMITED | DE | SOLE SHAREHOLDER/OWNER | E | Control |
| FIDUCIARY HOLDINGS LIMITED | DE | SOLE SHAREHOLDER/OWNER | E | Control |
| FIDUCIARY HOLDINGS LIMITED | DE | SOLE SHAREHOLDER/OWNER | E | Control |
| FIDUCIARY HOLDINGS LIMITED | DE | SOLE SHAREHOLDER/OWNER | E | Control |
| FIDUCIARY HOLDINGS LIMITED | DE | SOLE SHAREHOLDER/OWNER | E | Control |
| FIDUCIARY HOLDINGS LIMITED | DE | SOLE SHAREHOLDER/OWNER | E | Control |
| FIDUCIARY HOLDINGS LIMITED | DE | SOLE SHAREHOLDER/OWNER | E | Control |
| FIDUCIARY HOLDINGS LIMITED | DE | SOLE SHAREHOLDER/OWNER | E | Control |
| FIDUCIARY HOLDINGS LIMITED | DE | SOLE SHAREHOLDER/OWNER | E | Control |
| FIDUCIARY HOLDINGS LIMITED | DE | SOLE SHAREHOLDER/OWNER | E | Control |
| GUTRICH, MARK, MATTHEW | I | MANAGER AND CHIEF COMPLIANCE OFFICER | C | Control |
| GUTRICH, MARK, MATTHEW | I | ELECTED MANAGER AND CHIEF COMPLIANCE OFFICER | C | Control |
| GUTRICH, MARK, MATTHEW | I | ELECTED MANAGER AND CHIEF COMPLIANCE OFFICER | C | Control |
| GUTRICH, MARK, MATTHEW | I | ELECTED MANAGER AND CHIEF COMPLIANCE OFFICER | C | Control |
| GUTRICH, MARK, MATTHEW | I | ELECTED MANAGER AND CHIEF COMPLIANCE OFFICER | C | Control |
| GUTRICH, MARK, MATTHEW | I | ELECTED MANAGER AND CHIEF COMPLIANCE OFFICER | C | Control |
| GUTRICH, MARK, MATTHEW | I | ELECTED MANAGER AND CHIEF COMPLIANCE OFFICER | C | Control |
| GUTRICH, MARK, MATTHEW | I | ELECTED MANAGER AND CHIEF COMPLIANCE OFFICER | C | Control |
| GUTRICH, MARK, MATTHEW | I | ELECTED MANAGER AND CHIEF COMPLIANCE OFFICER | C | Control |
| GUTRICH, MARK, MATTHEW | I | ELECTED MANAGER AND CHIEF COMPLIANCE OFFICER | C | Control |
| GUTRICH, MARK, MATTHEW | I | ELECTED MANAGER AND CHIEF COMPLIANCE OFFICER | C | Control |
| GUTRICH, MARK, MATTHEW | I | ELECTED MANAGER AND CHIEF COMPLIANCE OFFICER | C | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| EXPAND FINANCIAL SYSTEMS LLC | DE | FIDUCIARY HOLDINGS LIMITED | C | Control |
| EXPAND FINANCIAL SYSTEMS LLC | DE | FIDUCIARY HOLDINGS LIMITED | C | Control |
| EXPAND FINANCIAL SYSTEMS LLC | DE | FIDUCIARY HOLDINGS LIMITED | C | Control |
| EXPAND FINANCIAL SYSTEMS LLC | DE | FIDUCIARY HOLDINGS LIMITED | C | Control |
| EXPAND FINANCIAL SYSTEMS LLC | DE | FIDUCIARY HOLDINGS LIMITED | C | Control |
| EXPAND FINANCIAL SYSTEMS LLC | DE | FIDUCIARY HOLDINGS LIMITED | C | Control |
| EXPAND FINANCIAL SYSTEMS LLC | DE | FIDUCIARY HOLDINGS LIMITED | C | Control |
| EXPAND FINANCIAL SYSTEMS LLC | DE | FIDUCIARY HOLDINGS LIMITED | C | Control |
| EXPAND FINANCIAL SYSTEMS LLC | DE | FIDUCIARY HOLDINGS LIMITED | C | Control |
| EXPAND FINANCIAL SYSTEMS LLC | DE | FIDUCIARY HOLDINGS LIMITED | C | Control |
| GUT-CROSS HOLDINGS, LLC | DE | FIDUCIARY HOLDINGS LIMITED | C | |
| GUT-CROSS HOLDINGS, LLC | DE | FIDUCIARY HOLDINGS LIMITED | C | |
| GUT-CROSS HOLDINGS, LLC | DE | FIDUCIARY HOLDINGS LIMITED | C | |
| GUT-CROSS HOLDINGS, LLC | DE | FIDUCIARY HOLDINGS LIMITED | C | |
| GUT-CROSS HOLDINGS, LLC | DE | FIDUCIARY HOLDINGS LIMITED | C | |
| GUT-CROSS HOLDINGS, LLC | DE | FIDUCIARY HOLDINGS LIMITED | C | |
| GUT-CROSS HOLDINGS, LLC | DE | FIDUCIARY HOLDINGS LIMITED | C | |
| GUT-CROSS HOLDINGS, LLC | DE | FIDUCIARY HOLDINGS LIMITED | C | |
| GUT-CROSS HOLDINGS, LLC | DE | FIDUCIARY HOLDINGS LIMITED | C | |
| GUT-CROSS HOLDINGS, LLC | DE | FIDUCIARY HOLDINGS LIMITED | C | |
| GUT-CROSS HOLDINGS, LLC | DE | FIDUCIARY HOLDINGS LIMITED | C | |
| GUT-SEC HOLDINGS, LLC | DE | FIDUCIARY HOLDINGS LIMITED | C | Control |
| GUT-SEC HOLDINGS, LLC | DE | FIDUCIARY HOLDINGS LIMITED | C | Control |
| GUT-SEC HOLDINGS, LLC | DE | FIDUCIARY HOLDINGS LIMITED | C | Control |
| GUT-SEC HOLDINGS, LLC | DE | FIDUCIARY HOLDINGS LIMITED | C | Control |
| GUT-SEC HOLDINGS, LLC | DE | FIDUCIARY HOLDINGS LIMITED | C | Control |
| GUT-SEC HOLDINGS, LLC | DE | FIDUCIARY HOLDINGS LIMITED | C | Control |
| GUT-SEC HOLDINGS, LLC | DE | FIDUCIARY HOLDINGS LIMITED | C | Control |
| GUT-SEC HOLDINGS, LLC | DE | FIDUCIARY HOLDINGS LIMITED | C | Control |
| GUT-SEC HOLDINGS, LLC | DE | FIDUCIARY HOLDINGS LIMITED | C | Control |
| GUT-SEC HOLDINGS, LLC | DE | FIDUCIARY HOLDINGS LIMITED | C | Control |
| GUT-SEC HOLDINGS, LLC | DE | FIDUCIARY HOLDINGS LIMITED | C | Control |
Registrations
Federal
IA
Jan 29, 2025 REGISTERED
Notice Filings (26)
AZ CA CO CT FL GA IL LA MA MD MI MN MO NC NH NJ NV NY OH OR PA RI TX VA WA WI
Address
6041 SOUTH SYRACUSE WAYSTE 200
GREENWOOD VILLAGE, CO 80111
United States
Phone: 303-495-5890