FOREFRONT CAPITAL ADVISORS, LLC
CRD #168458 SEC #801-79943 NEW YORK, NY (212) 607-8150
SEC Registered
Total AUM
$8.5M
Discretionary
$8.5M
Employees
3
Clients
1
Accounts
1
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- May 22, 2018
- Branch Offices
- 1
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ANTONICELLI, MICHAEL | I | CHIEF OPERATIONS OFFICER | NA | Control |
| ARGENZIANO, FRANCIS, JOSEPH | I | BOARD OF MANAGERS/SENIOR MANAGING DIRECTOR | NA | Control |
| ARGENZIANO, FRANCIS, JOSEPH | I | BOARD OF MANAGERS/SENIOR MANAGING DIRECTOR | NA | Control |
| ENGEL, CHRISTOPHER, E | I | PRESIDENT | NA | Control |
| ENGEL, CHRISTOPHER, E | I | PRESIDENT | NA | Control |
| ESPINOZA, WENDY, RENATA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ESPINOZA, WENDY, RENATA | I | CCO/BOARD OF MANAGER | NA | Control |
| ESPINOZA, WENDY, RENATA | I | CCO/BOARD OF MANAGER | NA | Control |
| FLATLEY, MICHAEL, PETER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FLATLEY, MICHAEL, PETER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HARDIN, MATTHEW, STEPHEN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| REIFLER, BRADLEY, CARL | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| REIFLER, BRADLEY, CARL | I | CHIEF EXECUTIVE OFFICER, MEMBER | NA | Control |
| REIFLER, BRADLEY, CARL | I | CEO | NA | Control |
| REIFLER, COLE, AUSTIN | I | CEO | NA | Control |
| REIFLER, COLE, AUSTIN | I | BOARD OF MANAGERS/SENIOR MANAGING DIRECTOR | NA | Control |
| REIFLER, COLE, AUSTIN | I | CEO | NA | Control |
| REIFLER, COLE, AUSTIN | I | BOARD OF MANAGERS/SENIOR MANAGING DIRECTOR | NA | Control |
| REIFLER, COLE, AUSTIN | I | CEO | NA | Control |
| SMITH, LAURENCE, ROBERT | I | CHIEF INVESTMENT OFFICER | NA | Control |
| SMITH, LAURENCE, ROBERT | I | CHIEF INVESTMENT OFFICER | NA | Control |
| WASITOWSKI, DAVID, ALLAN | I | CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER | NA | Control |
| WASITOWSKI, DAVID, ALLAN | I | CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER | NA | Control |
| WASITOWSKI, DAVID, ALLAN | I | CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER | NA | Control |
| WASITOWSKI, DAVID, ALLAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FOREFRONT MANAGEMENT GROUP LLC | DE | MANAGING MEMBER | E | Control |
| NEW BEGINNINGS TRUST | DE | OWNER | E | Control |
| NEW BEGINNINGS TRUST | DE | OWNER | E | Control |
| NEW BEGINNINGS TRUST | DE | OWNER | E | Control |
| NEW BEGINNINGS TRUST | DE | OWNER | E | Control |
| NEW BEGINNINGS TRUST | DE | OWNER | E | Control |
| NEW BEGINNINGS TRUST | DE | OWNER | E | Control |
| REIFLER, BRADLEY, CARL | I | CHIEF EXECUTIVE OFFICER | E | Control |
| REIFLER, BRADLEY, CARL | I | CHIEF EXECUTIVE OFFICER | E | Control |
| REIFLER, BRADLEY, CARL | I | CHIEF EXECUTIVE OFFICER, MEMBER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| ENGEL, CHRISTOPHER, E | I | FOREFRONT CAPITAL MANAGEMENT, LLC | F | Control |
| WASITOWSKI, DAVID, ALLAN | I | FOREFRONT MANAGEMENT GROUP LLC | F | Control |
| Levin, Robert, M | I | NEW BEGINNINGS TRUST | E | Control |
| Levin, Robert, M | I | NEW BEGINNINGS TRUST | E | Control |
| Levin, Robert, M | I | NEW BEGINNINGS TRUST | E | Control |
| Levin, Robert, M | I | NEW BEGINNINGS TRUST | E | Control |
| Levin, Robert, M | I | NEW BEGINNINGS TRUST | E | Control |
| REIFLER, BRADLEY, CARL | I | FOREFRONT MANAGEMENT GROUP LLC | D | Control |
Registrations
Federal
IA
May 22, 2018 REGISTERED
Notice Filings (1)
NY
Address
641 LEXINGTON AVENUE29TH FLOOR
NEW YORK, NY 10022
United States
Phone: (212) 607-8150