FLAHARTY ASSET MANAGEMENT, LLC
CRD #168495 SEC #801-78437 CLEARWATER, FL 727-252-1050
SEC Registered
Total AUM
$809.6M
Discretionary
$800.7M
Employees
9
Clients
1
Accounts
1,121
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Florida
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Nov 17, 2025
- Branch Offices
- 1
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CORNELISON, LUCY, KELLEY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CORNELISON, LUCY, KELLEY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DAVIS, KAMELLA, LYNN | I | CCO | NA | Control |
| FLAHARTY, SHON, EDWARD | I | CEO | NA | Control |
| FLAHARTY, SHON, EDWARD | I | CEO & CHIEF COMPLIANCE OFFICER | NA | Control |
| FLAHARTY, SHON, EDWARD | I | CEO | NA | Control |
| FLAHARTY, SHON, EDWARD | I | CCO | NA | Control |
| FLAHARTY, SHON, EDWARD | I | CEO | NA | Control |
| FLAHARTY, SHON, EDWARD | I | CCO | NA | Control |
| FLAHARTY, SHON, EDWARD | I | CEO | NA | Control |
| FLAHARTY, SHON, EDWARD | I | CEO & CHIEF COMPLIANCE OFFICER | NA | Control |
| FLAHARTY, SHON, EDWARD | I | CEO | NA | Control |
| FLAHARTY, SHON, EDWARD | I | CCO | NA | Control |
| FLAHARTY, SHON, EDWARD | I | CCO | NA | Control |
| FLAHARTY, SHON, EDWARD | I | CEO | NA | Control |
| FLAHARTY, SHON, EDWARD | I | CEO, ELECTED MANAGER | NA | Control |
| FLAHARTY, SHON, EDWARD | I | CCO | NA | Control |
| FLAHARTY, SHON, EDWARD | I | CEO, ELECTED MANAGER | NA | Control |
| FLAHARTY, SHON, EDWARD | I | CCO | NA | Control |
| FLAHARTY, SHON, EDWARD | I | CEO, MANAGER | NA | Control |
| FLAHARTY, SHON, EDWARD | I | CCO | NA | Control |
| FLAHARTY, SHON, EDWARD | I | CEO | NA | Control |
| FLAHARTY, SHON, EDWARD | I | CCO | NA | Control |
| FLAHARTY, SHON, EDWARD | I | CEO, ELECTED MANAGER | NA | Control |
| FLAHARTY, SHON, EDWARD | I | CCO | NA | Control |
| FLAHARTY, SHON, EDWARD | I | CEO, ELECTED MANAGER | NA | Control |
| FLAHARTY, SHON, EDWARD | I | CCO | NA | Control |
| FLAHARTY, SHON, EDWARD | I | CEO, ELECTED MANAGER | NA | Control |
| FLAHARTY, SHON, EDWARD | I | CCO | NA | Control |
| FLAHARTY, SHON, EDWARD | I | CEO, ELECTED MANAGER | NA | Control |
| FLAHARTY, SHON, EDWARD | I | CCO | NA | Control |
| FLAHARTY, SHON, EDWARD | I | CEO, ELECTED MANAGER | NA | Control |
| FLAHARTY, SHON, EDWARD | I | CCO | NA | Control |
| FLAHARTY, SHON, EDWARD | I | CEO, ELECTED MANAGER | NA | Control |
| FLAHARTY, SHON, EDWARD | I | CCO | NA | Control |
| FLAHARTY, SHON, EDWARD | I | CEO, ELECTED MANAGER | NA | Control |
| FLAHARTY, SHON, EDWARD | I | CCO | NA | Control |
| FLAHARTY, SHON, EDWARD | I | CEO, ELECTED MANAGER | NA | Control |
| FLAHARTY, SHON, EDWARD | I | CCO | NA | Control |
| FLAHARTY, SHON, EDWARD | I | CCO | NA | Control |
| FLAHARTY, SHON, EDWARD | I | CEO, ELECTED MANAGER | NA | Control |
| FLAHARTY, SHON, EDWARD | I | CEO, ELECTED MANAGER | NA | Control |
| FLAHARTY, SHON, EDWARD | I | CCO | NA | Control |
| FLAHARTY, SHON, EDWARD | I | CEO, ELECTED MANAGER | NA | Control |
| FLAHARTY, SHON, EDWARD | I | CCO | NA | Control |
| FLAHARTY, SHON, EDWARD | I | CEO, ELECTED MANAGER | NA | Control |
| FLAHARTY, SHON, EDWARD | I | CEO, ELECTED MANAGER | NA | Control |
| FLAHARTY, SHON, EDWARD | I | CEO, ELECTED MANAGER | NA | Control |
| FLAHARTY, SHON, EDWARD | I | CEO, ELECTED MANAGER | NA | Control |
| FLAHARTY, SHON, EDWARD | I | CEO, ELECTED MANAGER | NA | Control |
| FLAHARTY, SHON, EDWARD | I | CEO, ELECTED MANAGER | NA | Control |
| REYMANN, THOMAS, GREGORY | I | CCO | NA | |
| REYMANN, THOMAS, GREGORY | I | CCO | NA | |
| ROBINSON, MELISSA, MITA | I | CCO / COO | NA | Control |
| ROBINSON, MELISSA, MITA | I | CCO / COO | NA | Control |
| ROBINSON, MELISSA, MITA | I | CCO / COO | NA | Control |
| SMITH, CINDY, SUZANNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SMITH, CINDY, SUZANNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SMITH, CINDY, SUZANNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FLAHARTY & ASSOCIATES, LLC | DE | OWNER | E | Control |
| FLAHARTY & ASSOCIATES, LLC | DE | OWNER | E | Control |
| FLAHARTY & ASSOCIATES, LLC | DE | OWNER | E | Control |
| FLAHARTY & ASSOCIATES, LLC | DE | OWNER | E | Control |
| FLAHARTY & ASSOCIATES, LLC | DE | OWNER | E | Control |
| FLAHARTY & ASSOCIATES, LLC | DE | OWNER | E | Control |
| FLAHARTY & ASSOCIATES, LLC | DE | OWNER | E | Control |
| FLAHARTY & ASSOCIATES, LLC | DE | OWNER | E | Control |
| FLAHARTY & ASSOCIATES, LLC | DE | OWNER, MEMBER | E | Control |
| FLAHARTY & ASSOCIATES, LLC | DE | OWNER, MEMBER | E | Control |
| FLAHARTY & ASSOCIATES, LLC | DE | OWNER | E | Control |
| FLAHARTY & ASSOCIATES, LLC | DE | OWNER | E | Control |
| FLAHARTY & ASSOCIATES, LLC | DE | OWNER, MEMBER | E | Control |
| FLAHARTY & ASSOCIATES, LLC | DE | OWNER, MEMBER | E | Control |
| FLAHARTY & ASSOCIATES, LLC | DE | OWNER, MEMBER | E | Control |
| FLAHARTY & ASSOCIATES, LLC | DE | OWNER, MEMBER | E | Control |
| FLAHARTY & ASSOCIATES, LLC | DE | OWNER, MEMBER | E | Control |
| FLAHARTY & ASSOCIATES, LLC | DE | OWNER, MEMBER | E | Control |
| FLAHARTY & ASSOCIATES, LLC | DE | OWNER, MEMBER | E | Control |
| FLAHARTY & ASSOCIATES, LLC | DE | OWNER, MEMBER | E | Control |
| FLAHARTY & ASSOCIATES, LLC | DE | OWNER, MEMBER | E | Control |
| FLAHARTY & ASSOCIATES, LLC | DE | OWNER, MEMBER | E | Control |
| FLAHARTY & ASSOCIATES, LLC | DE | OWNER, MEMBER | E | Control |
| FLAHARTY & ASSOCIATES, LLC | DE | OWNER, MEMBER | E | Control |
| FLAHARTY & ASSOCIATES, LLC | DE | OWNER, MEMBER | E | Control |
| FLAHARTY & ASSOCIATES, LLC | DE | OWNER, MEMBER | E | Control |
| FLAHARTY & ASSOCIATES, LLC | DE | OWNER, MEMBER | E | Control |
| FLAHARTY & ASSOCIATES, LLC | DE | OWNER, MEMBER | E | Control |
| FLAHARTY & ASSOCIATES, LLC | DE | OWNER, MEMBER | E | Control |
| FLAHARTY, SHON, EDWARD | I | CEO | E | Control |
| FLAHARTY, SHON, EDWARD | I | CEO | E | Control |
| FLAHARTY, SHON, EDWARD | I | CEO | E | Control |
| ORR, JOHN, HUNTER | I | CHIEF INVESTMENT OFFICER | B | |
| ORR, JOHN, HUNTER | I | CHIEF INVESTMENT OFFICER | B | |
| ORR, JOHN, HUNTER | I | CHIEF INVESTMENT OFFICER | B | |
| ORR, JOHN, HUNTER | I | CHIEF INVESTMENT OFFICER | B | |
| ORR, JOHN, HUNTER | I | CHIEF INVESTMENT OFFICER | B | |
| ORR, JOHN, HUNTER | I | CHIEF INVESTMENT OFFICER | B | |
| ORR, JOHN, HUNTER | I | CHIEF INVESTMENT OFFICER | B | |
| ORR, JOHN, HUNTER | I | CHIEF INVESTMENT OFFICER | B | |
| ORR, JOHN, HUNTER | I | CHIEF INVESTMENT OFFICER | B | |
| ORR, JOHN, HUNTER | I | CHIEF INVESTMENT OFFICER | B | |
| ORR, JOHN, HUNTER | I | CHIEF INVESTMENT OFFICER | B | |
| ORR, JOHN, HUNTER | I | CHIEF INVESTMENT OFFICER | B | |
| ORR, JOHN, HUNTER | I | CHIEF INVESTMENT OFFICER | B | |
| ORR, JOHN, HUNTER | I | CHIEF INVESTMENT OFFICER | B | |
| ORR, JOHN, HUNTER | I | CHIEF INVESTMENT OFFICER | B | |
| ORR, JOHN, HUNTER | I | CHIEF INVESTMENT OFFICER | B | |
| ORR, JOHN, HUNTER | I | CHIEF INVESTMENT OFFICER | B | |
| ORR, JOHN, HUNTER | I | CHIEF INVESTMENT OFFICER | B | |
| ORR, JOHN, HUNTER | I | CHIEF INVESTMENT OFFICER | B | |
| ORR, JOHN, HUNTER | I | CHIEF INVESTMENT OFFICER | B | |
| ORR, JOHN, HUNTER | I | CHIEF INVESTMENT OFFICER | B |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| FLAHARTY, SHON, EDWARD | I | FLAHARTY & ASSOCIATES, LLC | E | Control |
| FLAHARTY, SHON, EDWARD | I | FLAHARTY & ASSOCIATES, LLC | E | Control |
| FLAHARTY, SHON, EDWARD | I | FLAHARTY & ASSOCIATES, LLC | E | Control |
| FLAHARTY, SHON, EDWARD | I | FLAHARTY & ASSOCIATES, LLC | E | Control |
| FLAHARTY, SHON, EDWARD | I | FLAHARTY & ASSOCIATES, LLC | E | Control |
| FLAHARTY, SHON, EDWARD | I | FLAHARTY & ASSOCIATES, LLC | E | Control |
| FLAHARTY, SHON, EDWARD | I | FLAHARTY & ASSOCIATES, LLC | E | Control |
| FLAHARTY, SHON, EDWARD | I | FLAHARTY & ASSOCIATES, LLC | E | Control |
| FLAHARTY, SHON, EDWARD | I | FLAHARTY & ASSOCIATES, LLC | E | Control |
| FLAHARTY, SHON, EDWARD | I | FLAHARTY & ASSOCIATES, LLC | E | Control |
| FLAHARTY, SHON, EDWARD | I | FLAHARTY & ASSOCIATES, LLC | E | Control |
| FLAHARTY, SHON, EDWARD | I | FLAHARTY & ASSOCIATES, LLC | E | Control |
| FLAHARTY, SHON, EDWARD | I | FLAHARTY & ASSOCIATES, LLC | E | Control |
| FLAHARTY, SHON, EDWARD | I | FLAHARTY & ASSOCIATES, LLC | E | Control |
| FLAHARTY, SHON, EDWARD | I | FLAHARTY & ASSOCIATES, LLC | E | Control |
| FLAHARTY, SHON, EDWARD | I | FLAHARTY & ASSOCIATES, LLC | E | Control |
| FLAHARTY, SHON, EDWARD | I | FLAHARTY & ASSOCIATES, LLC | E | Control |
| FLAHARTY, SHON, EDWARD | I | FLAHARTY & ASSOCIATES, LLC | E | Control |
| FLAHARTY, SHON, EDWARD | I | FLAHARTY & ASSOCIATES, LLC | E | Control |
| FLAHARTY, SHON, EDWARD | I | FLAHARTY & ASSOCIATES, LLC | E | Control |
| FLAHARTY, SHON, EDWARD | I | FLAHARTY & ASSOCIATES, LLC | E | Control |
| FLAHARTY, SHON, EDWARD | I | FLAHARTY & ASSOCIATES, LLC | E | Control |
| FLAHARTY, SHON, EDWARD | I | FLAHARTY & ASSOCIATES, LLC | E | Control |
| FLAHARTY, SHON, EDWARD | I | FLAHARTY & ASSOCIATES, LLC | E | Control |
| FLAHARTY, SHON, EDWARD | I | FLAHARTY & ASSOCIATES, LLC | E | Control |
| FLAHARTY, SHON, EDWARD | I | FLAHARTY & ASSOCIATES, LLC | E | Control |
Registrations
Federal
IA
Nov 17, 2025 REGISTERED
Notice Filings (22)
CA CO FL GA IL IN KY LA MD MI MN MS NC NH NY OH PA RI SC TN TX VA
Address
311 PARK PLACE BLVD.SUITE 150
CLEARWATER, FL 33759
United States
Phone: 727-252-1050