THE MONROE TEAM, INC
Legal name: KEYSTONE ADVISORY GROUP
CRD #168574 SEC #801-78478 BURLINGAME, CA 650-262-0130
SEC Registered
Total AUM
$35M
Discretionary
$32M
Employees
3
Clients
0
Accounts
146
Firm Details
- Organization Type
- Corporation
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Nov 8, 2013
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| MONROE, KELLY, LISA | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| MONROE, KELLY, LISA | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| MONROE, KELLY, LISA | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| MONROE, KELLY, LISA | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| MONROE, KELLY, LISA | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| MONROE, KELLY, LISA | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| MONROE, KELLY, LISA | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Nov 8, 2013 REGISTERED
Notice Filings (1)
CA
Address
1633 BAYSHORE HIGHWAYSUITE 150
BURLINGAME, CA 94010
United States
Phone: 650-262-0130