SFGA LLC
Legal name: SHIRAISHI FINANCIAL GROUP ADVISORS
CRD #168645 SEC #801-107307 HONOLULU, HI 808 951-7185
SEC Registered
Total AUM
$117.8M
Discretionary
$115M
Employees
5
Clients
26
Accounts
1,110
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Hawaii
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Feb 5, 2025
- Branch Offices
- 1
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ARITA, GRANT, TATSURO | I | CHIEF COMPLIANCE OFFICER | NA | |
| ARITA, GRANT, TATSURO | I | CHIEF COMPLIANCE OFFICER | NA | |
| ARITA, GRANT, TATSURO | I | CHIEF COMPLIANCE OFFICER | NA | |
| WONG, JASON, LLOYD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WONG, JASON, LLOYD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WONG, JASON, LLOYD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WONG, JASON, LLOYD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WONG, JASON, LLOYD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WONG, JASON, LLOYD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WONG, JASON, LLOYD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WONG, JASON, LLOYD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WONG, JASON, LLOYD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WONG, JASON, LLOYD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WONG, JASON, LLOYD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WONG, JASON, LLOYD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SHIRAISHI, HERBERT, SUEKICHI | I | MANAGING MEMBER | E | Control |
| SHIRAISHI, HERBERT, SUEKICHI | I | MANAGING MEMBER | E | Control |
| SHIRAISHI, HERBERT, SUEKICHI | I | MANAGING MEMBER | E | Control |
| SHIRAISHI, HERBERT, SUEKICHI | I | MANAGING MEMBER | E | Control |
| SHIRAISHI, HERBERT, SUEKICHI | I | MANAGING MEMBER | E | Control |
| SHIRAISHI, HERBERT, SUEKICHI | I | MANAGING MEMBER | E | Control |
| SHIRAISHI, HERBERT, SUEKICHI | I | MANAGING MEMBER | E | Control |
| SHIRAISHI, HERBERT, SUEKICHI | I | MANAGING MEMBER | E | Control |
| SHIRAISHI, HERBERT, SUEKICHI | I | MANAGING MEMBER | E | Control |
| SHIRAISHI, HERBERT, SUEKICHI | I | MANAGING MEMBER | E | Control |
| SHIRAISHI, HERBERT, SUEKICHI | I | MANAGING MEMBER | E | Control |
| SHIRAISHI, HERBERT, SUEKICHI | I | MANAGING MEMBER | E | Control |
| SHIRAISHI, HERBERT, SUEKICHI | I | MANAGING MEMBER | E | Control |
| SHIRAISHI, HERBERT, SUEKICHI | I | MANAGING MEMBER | E | Control |
| SHIRAISHI, HERBERT, SUEKICHI | I | MANAGING MEMBER | E | Control |
Registrations
Federal
IA
Feb 5, 2025 REGISTERED
Notice Filings (7)
CA HI IL LA OR TX WA
Address
1357 KAPIOLANI BLVDSTE 1140
HONOLULU, HI 96814
United States
Phone: 808 951-7185