WAVEFRONT CAPITAL MANAGEMENT, LP
Legal name: WAVEFRONT CAPITAL
CRD #168746 SEC #801-81070 SAN FRANCISCO, CA 415-549-0606
SEC Registered Private Funds
Total AUM
$13.8M
Discretionary
$13.8M
Employees
3
Clients
0
Accounts
15
Firm Details
- Organization Type
- Limited Partnership
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Feb 6, 2017
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| HARKNESS, REGINA, MARIA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HARKNESS, REGINA, MARIA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HARKNESS, REGINA, MARIA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HARKNESS, REGINA, MARIA | I | COO/CHIEF COMPLIANCE OFFICER | NA | Control |
| JANSEN, MARTIN, A | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| JONES, RODERICK | I | LIMITED PARTNER | NA | |
| JONES, RODERICK | I | LIMITED PARTNER | NA | |
| JONES, RODERICK | I | LIMITED PARTNER | NA | |
| JONES, RODERICK | I | LIMITED PARTNER | NA | |
| MASSE, JONATHAN, JOSEPH | I | CHIEF INVESTMENT OFFICER | NA | Control |
| MASSE, JONATHAN, JOSEPH | I | CHIEF INVESTMENT OFFICER | NA | Control |
| MASSE, JONATHAN, JOSEPH | I | CHIEF INVESTMENT OFFICER | NA | Control |
| NIKIFORUK, STEPHEN, CURTIS | I | LIMITED PARTNER | NA | |
| NIKIFORUK, STEPHEN, CURTIS | I | LIMITED PARTNER | NA | |
| NIKIFORUK, STEPHEN, CURTIS | I | LIMITED PARTNER | NA | |
| NIKIFORUK, STEPHEN, CURTIS | I | LIMITED PARTNER | NA | |
| SAUNDERS, JAMES, MACLEOD | I | LIMITED PARTNER | NA | |
| SAUNDERS, JAMES, MACLEOD | I | LIMITED PARTNER | NA | |
| SAUNDERS, JAMES, MACLEOD | I | LIMITED PARTNER | NA | |
| SAUNDERS, JAMES, MACLEOD | I | LIMITED PARTNER | NA | |
| SHWED, DALE, OREST | I | LIMITED PARTNER | NA | |
| SHWED, DALE, OREST | I | LIMITED PARTNER | NA | |
| SHWED, DALE, OREST | I | LIMITED PARTNER | NA | |
| SHWED, DALE, OREST | I | LIMITED PARTNER | NA | |
| STEINRUECK, MICHAEL | I | LIMITED PARTNER | NA | |
| STEINRUECK, MICHAEL | I | LIMITED PARTNER | NA | |
| STEINRUECK, MICHAEL | I | LIMITED PARTNER | NA | |
| STEINRUECK, MICHAEL | I | LIMITED PARTNER | NA | |
| STEWART, CRAIG, WARREN | I | LIMITED PARTNER | NA | |
| STEWART, CRAIG, WARREN | I | LIMITED PARTNER | NA | |
| STEWART, CRAIG, WARREN | I | LIMITED PARTNER | NA | |
| STEWART, CRAIG, WARREN | I | LIMITED PARTNER | NA | |
| TOEWS, DANIEL | I | LIMITED PARTNER | NA | |
| TOEWS, DANIEL | I | LIMITED PARTNER | NA | |
| TOEWS, DANIEL | I | LIMITED PARTNER | NA | |
| TOEWS, DANIEL | I | LIMITED PARTNER | NA | |
| WANCHULAK, BRADLEY, WILLIAM | I | LIMITED PARTNER | NA | |
| WANCHULAK, BRADLEY, WILLIAM | I | LIMITED PARTNER | NA | |
| WANCHULAK, BRADLEY, WILLIAM | I | LIMITED PARTNER | NA | |
| WANCHULAK, BRADLEY, WILLIAM | I | LIMITED PARTNER | NA | |
| WAVEFRONT CAPITAL HOLDINGS, LLC | DE | GENERAL PARTNER | E | Control |
| WAVEFRONT CAPITAL HOLDINGS, LLC | DE | GENERAL PARTNER | E | Control |
| WAVEFRONT CAPITAL HOLDINGS, LLC | DE | GENERAL PARTNER | E | Control |
| WAVEFRONT CAPITAL HOLDINGS, LLC | DE | GENERAL PARTNER | E | Control |
| WAVEFRONT CAPITAL HOLDINGS, LLC | DE | GENERAL PARTNER | E | Control |
| KOLOSHUK, VICTOR, (NMN) | I | EXECUTIVE | D | Control |
| ADAMS, MARK, GRIFFITH | I | PORTFOLIO MANAGER, FOUNDING PRINCIPAL | B | Control |
| MAINS, NORMAN, ELLSWORTH | I | CHIEF INVESTMENT OFFICER | B | Control |
| MILLIKIN, CRAIG, WARREN | I | PRINCIPAL | B | Control |
| MILLIKIN, CRAIG, WARREN | I | PRINCIPAL | B | Control |
| MILLIKIN, CRAIG, WARREN | I | PRINCIPAL | B | Control |
| MILLIKIN, CRAIG, WARREN | I | PRINCIPAL | B | Control |
| ABELL, KEITH, WAYNE | I | ECONOMIC ADVISORY BOARD MEMBER | A | |
| ABELL, KEITH, WAYNE | I | ECONOMIC ADVISORY BOARD MEMBER | A | |
| MacDonald, Patrick, Joseph | I | CHIEF EXECUTIVE OFFICER | A | Control |
| ROBERTSON, SANFORD, RICHARD | I | LIMITED PARTNER | A | |
| ROBERTSON, SANFORD, RICHARD | I | LIMITED PARTNER | A | |
| ROBERTSON, SANFORD, RICHARD | I | LIMITED PARTNER | A | |
| ROBERTSON, SANFORD, RICHARD | I | LIMITED PARTNER | A | |
| ROBERTSON, SANFORD, RICHARD | I | LIMITED PARTNER | A |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| ADAMS, MARK, GRIFFITH | I | WAVEFRONT CAPITAL HOLDINGS, LLC | F | |
| ADAMS, MARK, GRIFFITH | I | WAVEFRONT CAPITAL HOLDINGS, LLC | F | |
| ADAMS, MARK, GRIFFITH | I | WAVEFRONT CAPITAL HOLDINGS, LLC | F | |
| ADAMS, MARK, GRIFFITH | I | WAVEFRONT CAPITAL HOLDINGS, LLC | F | |
| LOUKAS, MICHAEL, NORMAN | I | WAVEFRONT CAPITAL HOLDINGS, LLC | F | |
| LOUKAS, MICHAEL, NORMAN | I | WAVEFRONT CAPITAL HOLDINGS, LLC | F | |
| LOUKAS, MICHAEL, NORMAN | I | WAVEFRONT CAPITAL HOLDINGS, LLC | F | |
| LOUKAS, MICHAEL, NORMAN | I | WAVEFRONT CAPITAL HOLDINGS, LLC | F | |
| MALKIEL, BURTON, GORDON | I | WAVEFRONT CAPITAL HOLDINGS, LLC | F | |
| MALKIEL, BURTON, GORDON | I | WAVEFRONT CAPITAL HOLDINGS, LLC | F | |
| MALKIEL, BURTON, GORDON | I | WAVEFRONT CAPITAL HOLDINGS, LLC | F | |
| MALKIEL, BURTON, GORDON | I | WAVEFRONT CAPITAL HOLDINGS, LLC | F | |
| MASSE, JONATHAN, JOSEPH | I | WAVEFRONT CAPITAL HOLDINGS, LLC | F | Control |
| MASSE, JONATHAN, JOSEPH | I | WAVEFRONT CAPITAL HOLDINGS, LLC | F | Control |
| MASSE, JONATHAN, JOSEPH | I | WAVEFRONT CAPITAL HOLDINGS, LLC | F | Control |
| MILLIKIN, CRAIG, WARREN | I | WAVEFRONT CAPITAL HOLDINGS, LLC | F | |
| MILLIKIN, CRAIG, WARREN | I | WAVEFRONT CAPITAL HOLDINGS, LLC | F | |
| MILLIKIN, CRAIG, WARREN | I | WAVEFRONT CAPITAL HOLDINGS, LLC | F | |
| MILLIKIN, CRAIG, WARREN | I | WAVEFRONT CAPITAL HOLDINGS, LLC | F | |
| MacDonald, Patrick, Joseph | I | WAVEFRONT CAPITAL HOLDINGS, LLC | F | Control |
| KOLOSHUK, VICTOR, (NMN) | I | WAVEFRONT CAPITAL MANAGEMENT, LP | D | Control |
Registrations
Federal
IA
Feb 6, 2017 REGISTERED
Notice Filings (1)
CA
Address
101 CALIFORNIA ST.SUITE 2710
SAN FRANCISCO, CA 94111
United States
Phone: 415-549-0606