MOSAIC INVESTMENT PARTNERS, INC.
CRD #168803 SEC #802-78830 SAN JUAN, PR 787-722-2240
State Registered Exempt Reporting Private Funds
Total AUM
--
Discretionary
--
Employees
--
Clients
--
Accounts
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Firm Details
- Organization Type
- --
- State of Formation
- --
- Fiscal Year End
- --
- Registration Date
- --
- Latest Filing
- Feb 1, 2017
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CHARLEY-GEISSLER, LEIGH, ALLISON | I | CCO | NA | Control |
| CHARLEY-GEISSLER, LEIGH, ALLISON | I | CCO | NA | Control |
| UMSTEAD, RICHARD, SCOTT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| UMSTEAD, RICHARD, SCOTT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| UMSTEAD, RICHARD, SCOTT | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| WEISS, DAVID, AARON | I | DIRECTOR AND SECRETARY | NA | Control |
| WEISS, DAVID, AARON | I | DIRECTOR AND SECRETARY | NA | Control |
| WEISS, DAVID, AARON | I | DIRECTOR AND SECRETARY | NA | Control |
| WEISS, DAVID, AARON | I | DIRECTOR AND SECRETARY | NA | Control |
| WEISS, DAVID, AARON | I | DIRECTOR AND SECRETARY | NA | Control |
| WEISS, LEE, DANA | I | DIRECTOR, PRESIDENT, CFO AND TREASURER | NA | Control |
| WEISS, LEE, DANA | I | DIRECTOR, PRESIDENT, CFO AND TREASURER | NA | Control |
| WEISS, LEE, DANA | I | DIRECTOR, PRESIDENT, CFO, AND TREASURER | NA | Control |
| WEISS, LEE, DANA | I | DIRECTOR, PRESIDENT, CFO, AND TREASURER | NA | Control |
| MOSAIC ENTERPRISES, INC. | DE | SHAREHOLDER | E | Control |
| MOSAIC ENTERPRISES, INC. | DE | SHAREHOLDER | E | Control |
| MOSAIC ENTERPRISES, INC. | DE | SHAREHOLDER | E | Control |
| MOSAIC ENTERPRISES, INC. | DE | SHAREHOLDER | E | Control |
| MOSAIC ENTERPRISES, INC. | DE | SHAREHOLDER | E | Control |
| MOSAIC ENTERPRISES, INC. | DE | SHAREHOLDER | E | Control |
| MOSAIC ENTERPRISES, INC. | DE | SHAREHOLDER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| RIVERS, DONALD, PAUL | I | EDRJ 2015 IRREVOCABLE TRUST | F | Control |
| RIVERS, DONALD, PAUL | I | EDRJ 2015 IRREVOCABLE TRUST | F | Control |
| EDRJ 2015 IRREVOCABLE TRUST | DE | MOSAIC ENTERPRISES INC | E | Control |
| EDRJ 2015 IRREVOCABLE TRUST | DE | MOSAIC ENTERPRISES INC | E | Control |
| WEISS, LEE, DANA | I | MOSAIC ENTERPRISES, INC. | E | Control |
| WEISS, LEE, DANA | I | MOSAIC ENTERPRISES, INC. | E | Control |
| WEISS, LEE, DANA | I | MOSAIC ENTERPRISES, INC. | E | Control |
| WEISS, LEE, DANA | I | MOSAIC ENTERPRISES, INC. | E | Control |
| WEISS, LEE, DANA | I | MOSAIC ENTERPRISES, INC. | E | Control |
Registrations
Federal
ERA
Feb 1, 2017 REGISTERED
Address
151 CALLE SAN FRANCISCOSAN JUAN, PR 00901
United States
Phone: 787-722-2240