BROOKS, WAYNE I
Legal name: ONE HOPPER ASSET MANAGEMENT
CRD #168816 SEC #801-126078 UTICA, NY 315-734-1410
SEC Registered
Total AUM
$51.7M
Discretionary
$51.7M
Employees
3
Clients
1
Accounts
113
Firm Details
- Organization Type
- Sole Proprietorship
- State of Formation
- New York
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Nov 24, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BROOKS, WAYNE, IRVING | I | OWNER/ CHIEF COMPLIANCE OFFICER | E | Control |
| BROOKS, WAYNE, IRVING | I | OWNER/ CHIEF COMPLIANCE OFFICER | E | Control |
| BROOKS, WAYNE, IRVING | I | OWNER/ CHIEF COMPLIANCE OFFICER | E | Control |
| BROOKS, WAYNE, IRVING | I | OWNER/ CHIEF COMPLIANCE OFFICER | E | Control |
| BROOKS, WAYNE, IRVING | I | OWNER/ CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Nov 24, 2025 REGISTERED
Notice Filings (2)
FL NY
Address
2520 GENESEE STREETUTICA, NY 13502
United States
Phone: 315-734-1410