CLEMENTS INVESTMENT MANAGEMENT
CRD #168857 SEC #801-78483 VENTURA, CA 805-650-3028
SEC Registered
Total AUM
$1.3M
Discretionary
$0
Employees
1
Clients
1
Accounts
8
Firm Details
- Organization Type
- Other (specify) (S CORP)
- State of Formation
- California
- Fiscal Year End
- OCTOBER
- Registration Date
- --
- Latest Filing
- Mar 3, 2014
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CLEMENTS, MATTAWE, PHILIP | I | MANAGING PRINCIPAL/CCO | E | Control |
| CLEMENTS, MATTAWE, PHILIP | I | MANAGING PRINCIPAL/CCO | E | Control |
| CLEMENTS, MATTAWE, PHILIP | I | MANAGING PRINCIPAL/CCO | E | Control |
| CLEMENTS, MATTAWE, PHILIP | I | MANAGING PRINCIPAL/CCO | E | Control |
| CLEMENTS, MATTAWE, PHILIP | I | MANAGING PRINCIPAL/CCO | E | Control |
| CLEMENTS, MATTAWE, PHILIP | I | MANAGING PRINCIPAL/CCO | E | Control |
Registrations
Federal
IA
Mar 3, 2014 REGISTERED
Notice Filings (1)
CA
Address
2021 SPERRY AVENUE, SUITE 41VENTURA, CA 93003
United States
Phone: 805-650-3028