HARPSWELL CAPITAL ADVISORS, LLC
CRD #168996 SEC #801-110825 YARMOUTH, ME 207-926-1380
SEC Registered
Total AUM
$497.4M
Discretionary
$497.4M
Employees
6
Clients
10
Accounts
64
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 24, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| RALPH, WENDY, K | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| RALPH, WENDY, K | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| RALPH, WENDY, K | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| RALPH, WENDY, K | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MOORE, JOHN, PATRICK | I | MANAGING DIRECTOR/PRESIDENT | E | Control |
| MOORE, JOHN, PATRICK | I | MANAGING DIRECTOR/PRESIDENT | E | Control |
| MOORE, JOHN, PATRICK | I | MANAGING DIRECTOR/PRESIDENT | E | Control |
| MOORE, JOHN, PATRICK | I | MANAGING DIRECTOR/PRESIDENT | E | Control |
| MOORE, JOHN, PATRICK | I | MANAGING DIRECTOR/PRESIDENT/CCO | E | Control |
| MOORE, JOHN, PATRICK | I | MANAGING DIRECTOR/PRESIDENT/CCO | E | Control |
| MOORE, JOHN, PATRICK | I | MANAGING MEMBER/PRESIDENT/CCO | E | Control |
| MOORE, JOHN, PATRICK | I | MANAGING MEMBER/PRESIDENT/CCO | E | Control |
| MOORE, JOHN, PATRICK | I | MANAGING MEMBER/PRESIDENT/CCO | E | Control |
| MOORE, JOHN, PATRICK | I | MANAGING MEMBER/PRESIDENT/CCO | E | Control |
| MOORE, JOHN, PATRICK | I | MANAGING MEMBER/PRESIDENT/CCO | E | Control |
| MOORE, JOHN, PATRICK | I | MANAGING MEMBER/PRESIDENT/CCO | E | Control |
| MOORE, JOHN, PATRICK | I | MANAGING MEMBER/PRESIDENT/CCO | E | Control |
| MOORE, JOHN, PATRICK | I | MANAGING MEMBER/PRESIDENT/CCO | E | Control |
| MOORE, JOHN, PATRICK | I | MANAGING MEMBER/PRESIDENT/CCO | E | Control |
| MOORE, JOHN, PATRICK | I | MANAGING MEMBER/PRESIDENT/CCO | E | Control |
| MOORE, JOHN, PATRICK | I | MANAGING MEMBER/PRESIDENT/CCO | E | Control |
| MOORE, JOHN, PATRICK | I | MANAGING MEMBER/PRESIDENT/CCO | E | Control |
| MOORE, JOHN, PATRICK | I | MANAGING MEMBER/PRESIDENT/CCO | E | Control |
| MOORE, JOHN, PATRICK | I | MANAGING MEMBER/PRESIDENT/CCO | E | Control |
| Bryant, Vanessa, Michelle | I | VICE PRESIDENT | A | Control |
| Bryant, Vanessa, Michelle | I | VICE PRESIDENT | A | Control |
| Bryant, Vanessa, Michelle | I | VICE PRESIDENT | A | Control |
| Bryant, Vanessa, Michelle | I | VICE PRESIDENT | A | Control |
| Bryant, Vanessa, Michelle | I | VICE PRESIDENT | A | Control |
| Bryant, Vanessa, Michelle | I | VICE PRESIDENT | A | Control |
| Bryant, Vanessa, Michelle | I | VICE PRESIDENT | A | Control |
Registrations
Federal
IA
Mar 24, 2025 REGISTERED
Notice Filings (5)
AL MA ME NY VT
Address
500 US ROUTE 1SUITE 203
YARMOUTH, ME 04096
United States
Phone: 207-926-1380