THE WEALTH MANAGEMENT ALLIANCE LLC
CRD #169026 SEC #801-113125 SAN JOSE, CA (800) 366-7266
SEC Registered
Total AUM
$99.2M
Discretionary
$0
Employees
4
Clients
1
Accounts
208
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Apr 2, 2018
- Branch Offices
- 1
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CLINTON, MICHAEL, RAY | I | CHIEF FINANCIAL OFFICER | NA | Control |
| CLINTON, MICHAEL, RAY | I | CHIEF FINANCIAL OFFICER | NA | Control |
| CLINTON, MICHAEL, RAY | I | CHIEF FINANCIAL OFFICER | NA | Control |
| DJEU, DEBORAH, DAPHNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LEE, HOWARD, HOA | I | CHIEF OPERATING OFFICER | NA | Control |
| LEE, HOWARD, HOA | I | CHIEF OPERATING OFFICER | NA | Control |
| POTTS, ALEXANDER, BENNETT | I | PRESIDENT & CHIEF EXECUTIVE OFFICER | NA | Control |
| POTTS, ALEXANDER, BENNETT | I | PRESIDENT & CHIEF EXECUTIVE OFFICER | NA | Control |
| POTTS, ALEXANDER, BENNETT | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| STANLEY, CHRISTOPHER, DANA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| STANLEY, CHRISTOPHER, DANA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LORING WARD HOLDINGS INC. | DE | SOLE MEMBER | E | Control |
| WERBA REINHARD INC. | DE | SOLE MEMBER | E | Control |
| WERBA REINHARD INC. | DE | SOLE MEMBER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| ARCADIA LORING WARD LLC | DE | WERBA REINHARD INC. | D | Control |
| ARCADIA LORING WARD LLC | DE | WERBA REINHARD INC. | D | Control |
| ARCADIA LORING WARD LLC | DE | LORING WARD HOLDINGS INC. | D | Control |
| REINHARD, ELI | I | ARCADIA LORING WARD LLC | D | Control |
| REINHARD, ELI | I | ARCADIA LORING WARD LLC | D | Control |
| REINHARD, ELI | I | ARCADIA LORING WARD LLC | D | Control |
| REINHARD, ELI | I | CHILD AND GRANDCHILDREN'S TRUSTS | C | Control |
| REINHARD, ELI | I | CHILD AND GRANDCHILDREN'S TRUSTS | C | Control |
| REINHARD, ELI | I | CHILD AND GRANDCHILDREN'S TRUSTS | C | Control |
Registrations
Federal
IA
Apr 2, 2018 REGISTERED
Notice Filings (4)
CA GA SC TX
Address
10 ALMADEN BLVD.15TH FLOOR
SAN JOSE, CA 95113
United States
Phone: (800) 366-7266