MARINER INVESTMENT ADVISORS LLC
CRD #169049 SEC #801-78601 ALISO VIEJO, CA 949-341-0000
SEC Registered
Total AUM
--
Discretionary
--
Employees
1
Clients
--
Accounts
--
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Sep 17, 2013
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BEDRITIS, ROBERT, EDGAR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ASPEN GROVE EQUITY SOLUTIONS LLC | DE | MEMBER OF MARINER INVESTMENT ADVISORS LLC | C | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| AEQUITAS HOLDINGS, LLC | DE | AEQUITAS CAPITAL MANAGEMENT, INC. | E | Control |
| AEQUITAS MANAGEMENT, LLC | DE | AEQUITAS HOLDINGS, LLC | E | Control |
| AEQUITAS CAPITAL MANAGEMENT, INC. | DE | ASPEN GROVE EQUITY SOLUTIONS, LLC | C | Control |
Registrations
Federal
IA
Sep 17, 2013 REGISTERED
Notice Filings (1)
CA
Address
15 ENTERPRISESUITE 450
ALISO VIEJO, CA 92656
United States
Phone: 949-341-0000