BUCHANAN STREET PARTNERS, L.P.
CRD #169052 SEC #801-78627 NEWPORT BEACH, CA 949-721-1414
SEC Registered Private Funds
Total AUM
$1.6B
Discretionary
$1.3B
Employees
27
Clients
--
Accounts
25
Firm Details
- Organization Type
- Limited Partnership
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 31, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BALLARD, TIMOTHY, J. | I | PRESIDENT, CHIEF INVESTMENT OFFICER AND CHIEF FINANCIAL OFFICER | NA | Control |
| BALLARD, TIMOTHY, JOHN | I | PRESIDENT, CHIEF INVESTMENT OFFICER AND CHIEF FINANCIAL OFFICER | NA | Control |
| BALLARD, TIMOTHY, JOHN | I | PRESIDENT, CHIEF INVESTMENT OFFICER AND CHIEF FINANCIAL OFFICER | NA | Control |
| BALLARD, TIMOTHY, JOHN | I | TRUSTEE OF TIMOTHY AND WENDY BALLARD REVOCABLE TRUST DATED JANUARY 28, 2000 | NA | Control |
| BALLARD, TIMOTHY, JOHN | I | PRESIDENT, CHIEF INVESTMENT OFFICER AND CHIEF FINANCIAL OFFICER | NA | Control |
| BALLARD, TIMOTHY, JOHN | I | TRUSTEE OF TIMOTHY AND WENDY BALLARD REVOCABLE TRUST DATED JANUARY 28, 2000 | NA | Control |
| BALLARD, TIMOTHY, JOHN | I | PRESIDENT, CHIEF INVESTMENT OFFICER AND CHIEF FINANCIAL OFFICER | NA | Control |
| BALLARD, TIMOTHY, JOHN | I | TRUSTEE OF TIMOTHY AND WENDY BALLARD REVOCABLE TRUST DATED JANUARY 28, 2000 | NA | Control |
| BRUNSWICK, KATHLEEN, JO | I | TRUSTEE OF ROBERT S. BRUNSWICK AND KATHLEEN J. BRUNSWICK REVOCABLE FAMILY TRUST DATED DECEMBER 16, 1998 | NA | Control |
| BRUNSWICK, KATHLEEN, JO | I | TRUSTEE OF ROBERT S. BRUNSWICK AND KATHLEEN J. BRUNSWICK REVOCABLE FAMILY TRUST DATED DECEMBER 16, 1998 | NA | Control |
| BRUNSWICK, KATHLEEN, JO | I | TRUSTEE OF ROBERT S. BRUNSWICK AND KATHLEEN J. BRUNSWICK REVOCABLE FAMILY TRUST DATED DECEMBER 16, 1998 | NA | Control |
| BRUNSWICK, ROBERT, STANLEY | I | CHAIRMAN, CEO | NA | Control |
| BRUNSWICK, ROBERT, STANLEY | I | CHAIRMAN, CEO | NA | Control |
| BRUNSWICK, ROBERT, STANLEY | I | CHAIRMAN, CEO | NA | Control |
| BRUNSWICK, ROBERT, STANLEY | I | TRUSTEE OF ROBERT S. BRUNSWICK AND KATHLEEN J. BRUNSWICK REVOCABLE FAMILY TRUST DATED DECEMBER 16, 1998 | NA | Control |
| BRUNSWICK, ROBERT, STANLEY | I | CHAIRMAN, CEO | NA | Control |
| BRUNSWICK, ROBERT, STANLEY | I | TRUSTEE OF ROBERT S. BRUNSWICK AND KATHLEEN J. BRUNSWICK REVOCABLE FAMILY TRUST DATED DECEMBER 16, 1998 | NA | Control |
| BRUNSWICK, ROBERT, STANLEY | I | CHAIRMAN, CEO | NA | Control |
| BRUNSWICK, ROBERT, STANLEY | I | TRUSTEE OF ROBERT S. BRUNSWICK AND KATHLEEN J. BRUNSWICK REVOCABLE FAMILY TRUST DATED DECEMBER 16, 1998 | NA | Control |
| BSP GENERAL PARTNER, INC. | DE | GENERAL PARTNER | NA | Control |
| BSP GENERAL PARTNER, INC. | DE | GENERAL PARTNER | NA | Control |
| BSP GENERAL PARTNER, INC. | DE | GENERAL PARTNER | NA | Control |
| BSP GENERAL PARTNER, INC. | DE | GENERAL PARTNER | NA | Control |
| BSP GENERAL PARTNER, INC. | DE | GENERAL PARTNER | NA | Control |
| BSP GENERAL PARTNER, INC. | DE | GENERAL PARTNER | NA | Control |
| BSP GENERAL PARTNER, INC. | DE | GENERAL PARTNER | NA | Control |
| BSP GENERAL PARTNER, INC. | DE | GENERAL PARTNER | NA | Control |
| BSP GENERAL PARTNER, INC. | DE | GENERAL PARTNER | NA | Control |
| BSP GENERAL PARTNER, INC. | DE | GENERAL PARTNER | NA | Control |
| BSP GENERAL PARTNER, INC. | DE | GENERAL PARTNER | NA | Control |
| BSP GENERAL PARTNER, INC. | DE | GENERAL PARTNER | NA | Control |
| BSP, INC. | DE | GENERAL PARTNER | NA | Control |
| BSP, INC. | DE | GENERAL PARTNER | NA | Control |
| BSP/AGP, LLC | DE | GENERAL PARTNER | NA | Control |
| BSP/AGP, LLC | DE | GENERAL PARTNER | NA | Control |
| BSP/AGP, LLC | DE | GENERAL PARTNER | NA | Control |
| BSP/AGP, LLC | DE | GENERAL PARTNER | NA | Control |
| BSP/AGP, LLC | DE | GENERAL PARTNER | NA | Control |
| BSP/AGP, LLC | DE | GENERAL PARTNER | NA | Control |
| BSP/AGP, LLC | DE | GENERAL PARTNER | NA | Control |
| BSP/AGP, LLC | DE | GENERAL PARTNER | NA | Control |
| BSP/AGP, LLC | DE | GENERAL PARTNER | NA | Control |
| BSP/AGP, LLC | DE | GENERAL PARTNER | NA | Control |
| BSP/AGP, LLC | DE | GENERAL PARTNER | NA | Control |
| BSP/AGP, LLC | DE | GENERAL PARTNER | NA | Control |
| BSP/AGP, LLC | DE | GENERAL PARTNER | NA | Control |
| DOUGHERTY, GEENA, BERNADETTE | I | TRUSTEE OF DOUGHERTY 2995 FAMILY TRUST 319 DATED FEBRUARY 12, 2005 | NA | Control |
| DOUGHERTY, GEENA, BERNADETTE | I | TRUSTEE OF DOUGHERTY 2995 FAMILY TRUST 319 DATED FEBRUARY 12, 2005 | NA | Control |
| DOUGHERTY, GEENA, BERNADETTE | I | TRUSTEE OF DOUGHERTY 2995 FAMILY TRUST 319 DATED FEBRUARY 12, 2005 | NA | Control |
| DOUGHERTY, ROBERT, JOHN | I | TRUSTEE OF DOUGHERTY 2995 FAMILY TRUST 319 DATED FEBRUARY 12, 2005 | NA | Control |
| DOUGHERTY, ROBERT, JOHN | I | TRUSTEE OF DOUGHERTY 2995 FAMILY TRUST 319 DATED FEBRUARY 12, 2005 | NA | Control |
| DOUGHERTY, ROBERT, JOHN | I | TRUSTEE OF DOUGHERTY 2995 FAMILY TRUST 319 DATED FEBRUARY 12, 2005 | NA | Control |
| MACDONALD, CHRISTIAN, D. | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MACDONALD, CHRISTIAN, DOUGLAS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MACDONALD, CHRISTIAN, DOUGLAS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MACDONALD, CHRISTIAN, DOUGLAS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MACDONALD, CHRISTIAN, DOUGLAS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| NB REAL PROPERTY, INC. | DE | GENERAL PARTNER [OF NB REAL PROPERTY, L.P.] | NA | Control |
| TCW/BUCHANAN STREET PARTNERS, INC. | DE | GENERAL PARTNER | NA | Control |
| BUCHANAN STREET PARTNERS, L.P. | DE | LIMITED PARTNER | E | Control |
| NB REAL PROPERTY, L.P. | DE | MANAGING MEMBER [OF BF VI ADVISORS, LLC] | E | Control |
| THE TCW GROUP, INC. | DE | LIMITED PARTNER | E | Control |
| THE TCW GROUP, INC. | DE | LIMITED PARTNER [OF NB REAL PROPERTY, L.P.] | E | Control |
| BALLARD, TIMOTHY, JOHN | I | LIMITED PARTNER [THROUGH TIMOTHY AND WENDY BALLARD REVOCABLE TRUST DATED JANUARY 28, 2000] | C | Control |
| BALLARD, TIMOTHY, JOHN | I | LIMITED PARTNER [THROUGH TIMOTHY AND WENDY BALLARD REVOCABLE TRUST DATED JANUARY 28, 2000] | C | Control |
| BALLARD, TIMOTHY, JOHN | I | LIMITED PARTNER [THROUGH TIMOTHY AND WENDY BALLARD REVOCABLE TRUST DATED JANUARY 28, 2000] | C | Control |
| BALLARD, TIMOTHY, JOHN | I | PRESIDENT, CHIEF INVESTMENT OFFICER AND CHIEF FINANCIAL OFFICER | C | Control |
| BALLARD, TIMOTHY, JOHN | I | LIMITED PARTNER [THROUGH TIMOTHY AND WENDY BALLARD REVOCABLE TRUST DATED JANUARY 28, 2000] | C | Control |
| BALLARD, TIMOTHY, JOHN | I | TRUSTEE OF TIMOTHY AND WENDY BALLARD REVOCABLE TRUST DATED JANUARY 28, 2000 | C | Control |
| BALLARD, TIMOTHY, JOHN | I | PRESIDENT, CHIEF INVESTMENT OFFICER AND CHIEF FINANCIAL OFFICER | C | Control |
| BALLARD, TIMOTHY, JOHN | I | LIMITED PARTNER [THROUGH TIMOTHY AND WENDY BALLARD REVOCABLE TRUST DATED JANUARY 28, 2000] | C | Control |
| BALLARD, TIMOTHY, JOHN | I | TRUSTEE OF TIMOTHY AND WENDY BALLARD REVOCABLE TRUST DATED JANUARY 28, 2000 | C | Control |
| BALLARD, TIMOTHY, JOHN | I | PRESIDENT | C | Control |
| BALLARD, TIMOTHY, JOHN | I | PRESIDENT | C | Control |
| BALLARD, TIMOTHY, JOHN | I | PRESIDENT & CEO | C | Control |
| BALLARD, TIMOTHY, JOHN | I | PRESIDENT & CEO | C | Control |
| BALLARD, TIMOTHY, JOHN | I | PRESIDENT & CEO | C | Control |
| BALLARD, TIMOTHY, JOHN | I | PRESIDENT & CEO | C | Control |
| BALLARD, TIMOTHY, JOHN | I | PRESIDENT & CEO | C | Control |
| BALLARD, TIMOTHY, JOHN | I | PRESIDENT & CEO | C | Control |
| BRUNSWICK, KATHLEEN, JO | I | TRUSTEE OF ROBERT S. BRUNSWICK AND KATHLEEN J. BRUNSWICK REVOCABLE FAMILY TRUST DATED DECEMBER 16, 1998 | C | Control |
| BRUNSWICK, KATHLEEN, JO | I | TRUSTEE OF ROBERT S. BRUNSWICK AND KATHLEEN J. BRUNSWICK REVOCABLE FAMILY TRUST DATED DECEMBER 16, 1998 | C | Control |
| BRUNSWICK, KATHLEEN, JO | I | TRUSTEE OF ROBERT S. BRUNSWICK AND KATHLEEN J. BRUNSWICK REVOCABLE FAMILY TRUST DATED DECEMBER 16, 1998 | C | Control |
| BRUNSWICK, KATHLEEN, JO | I | TRUSTEE OF ROBERT S. BRUNSWICK AND KATHLEEN J. BRUNSWICK REVOCABLE FAMILY TRUST DATED DECEMBER 16, 1998 | C | Control |
| BRUNSWICK, KATHLEEN, JO | I | TRUSTEE OF ROBERT S. BRUNSWICK AND KATHLEEN J. BRUNSWICK REVOCABLE FAMILY TRUST DATED DECEMBER 16, 1998 | C | Control |
| BRUNSWICK, KATHLEEN, JO | I | TRUSTEE OF ROBERT S. BRUNSWICK AND KATHLEEN J. BRUNSWICK REVOCABLE FAMILY TRUST DATED DECEMBER 16, 1998 | C | Control |
| BRUNSWICK, KATHLEEN, JO | I | TRUSTEE OF ROBERT S. BRUNSWICK AND KATHLEEN J. BRUNSWICK REVOCABLE FAMILY TRUST DATED DECEMBER 16, 1998 | C | Control |
| BRUNSWICK, KATHLEEN, JO | I | TRUSTEE OF ROBERT S. BRUNSWICK AND KATHLEEN J. BRUNSWICK REVOCABLE FAMILY TRUST DATED DECEMBER 16, 1998 | C | Control |
| BRUNSWICK, KATHLEEN, JO | I | TRUSTEE OF ROBERT S. BRUNSWICK AND KATHLEEN J. BRUNSWICK REVOCABLE FAMILY TRUST DATED DECEMBER 16, 1998 | C | Control |
| BRUNSWICK, KATHLEEN, JO | I | TRUSTEE OF ROBERT S. BRUNSWICK AND KATHLEEN J. BRUNSWICK REVOCABLE FAMILY TRUST DATED DECEMBER 16, 1998 | C | Control |
| BRUNSWICK, ROBERT, STANLEY | I | LIMITED PARTNER [THROUGH ROBERT S. BRUNSWICK AND KATHLEEN J. BRUNSWICK REVOCABLE FAMILY TRUST DATED DECEMBER 16, 1998] | C | Control |
| BRUNSWICK, ROBERT, STANLEY | I | LIMITED PARTNER [THROUGH ROBERT S. BRUNSWICK AND KATHLEEN J. BRUNSWICK REVOCABLE FAMILY TRUST DATED DECEMBER 16, 1998] | C | Control |
| BRUNSWICK, ROBERT, STANLEY | I | LIMITED PARTNER [THROUGH ROBERT S. BRUNSWICK AND KATHLEEN J. BRUNSWICK REVOCABLE FAMILY TRUST DATED DECEMBER 16, 1998] | C | Control |
| BRUNSWICK, ROBERT, STANLEY | I | CHAIRMAN, CEO | C | Control |
| BRUNSWICK, ROBERT, STANLEY | I | LIMITED PARTNER [THROUGH ROBERT S. BRUNSWICK AND KATHLEEN J. BRUNSWICK REVOCABLE FAMILY TRUST DATED DECEMBER 16, 1998] | C | Control |
| BRUNSWICK, ROBERT, STANLEY | I | TRUSTEE OF ROBERT S. BRUNSWICK AND KATHLEEN J. BRUNSWICK REVOCABLE FAMILY TRUST DATED DECEMBER 16, 1998 | C | Control |
| BRUNSWICK, ROBERT, STANLEY | I | CHAIRMAN, CEO | C | Control |
| BRUNSWICK, ROBERT, STANLEY | I | LIMITED PARTNER [THROUGH ROBERT S. BRUNSWICK AND KATHLEEN J. BRUNSWICK REVOCABLE FAMILY TRUST DATED DECEMBER 16, 1998] | C | Control |
| BRUNSWICK, ROBERT, STANLEY | I | TRUSTEE OF ROBERT S. BRUNSWICK AND KATHLEEN J. BRUNSWICK REVOCABLE FAMILY TRUST DATED DECEMBER 16, 1998 | C | Control |
| BRUNSWICK, ROBERT, STANLEY | I | CHAIRMAN, CEO | C | Control |
| BRUNSWICK, ROBERT, STANLEY | I | LIMITED PARTNER [THROUGH ROBERT S. BRUNSWICK AND KATHLEEN J. BRUNSWICK REVOCABLE FAMILY TRUST DATED DECEMBER 16, 1998] | C | Control |
| BRUNSWICK, ROBERT, STANLEY | I | TRUSTEE OF ROBERT S. BRUNSWICK AND KATHLEEN J. BRUNSWICK REVOCABLE FAMILY TRUST DATED DECEMBER 16, 1998 | C | Control |
| BRUNSWICK, ROBERT, STANLEY | I | CHAIRMAN, CEO | C | Control |
| BRUNSWICK, ROBERT, STANLEY | I | LIMITED PARTNER [THROUGH ROBERT S. BRUNSWICK AND KATHLEEN J. BRUNSWICK REVOCABLE FAMILY TRUST DATED DECEMBER 16, 1998] | C | Control |
| BRUNSWICK, ROBERT, STANLEY | I | TRUSTEE OF ROBERT S. BRUNSWICK AND KATHLEEN J. BRUNSWICK REVOCABLE FAMILY TRUST DATED DECEMBER 16, 1998 | C | Control |
| BRUNSWICK, ROBERT, STANLEY | I | CHAIRMAN | C | Control |
| BRUNSWICK, ROBERT, STANLEY | I | LIMITED PARTNER [THROUGH ROBERT S. BRUNSWICK AND KATHLEEN J. BRUNSWICK REVOCABLE FAMILY TRUST DATED DECEMBER 16, 1998] | C | Control |
| BRUNSWICK, ROBERT, STANLEY | I | TRUSTEE OF ROBERT S. BRUNSWICK AND KATHLEEN J. BRUNSWICK REVOCABLE FAMILY TRUST DATED DECEMBER 16, 1998 | C | Control |
| BRUNSWICK, ROBERT, STANLEY | I | CHAIRMAN | C | Control |
| BRUNSWICK, ROBERT, STANLEY | I | LIMITED PARTNER [THROUGH ROBERT S. BRUNSWICK AND KATHLEEN J. BRUNSWICK REVOCABLE FAMILY TRUST DATED DECEMBER 16, 1998] | C | Control |
| BRUNSWICK, ROBERT, STANLEY | I | TRUSTEE OF ROBERT S. BRUNSWICK AND KATHLEEN J. BRUNSWICK REVOCABLE FAMILY TRUST DATED DECEMBER 16, 1998 | C | Control |
| BRUNSWICK, ROBERT, STANLEY | I | CHAIRMAN | C | Control |
| BRUNSWICK, ROBERT, STANLEY | I | LIMITED PARTNER [THROUGH ROBERT S. BRUNSWICK AND KATHLEEN J. BRUNSWICK REVOCABLE FAMILY TRUST DATED DECEMBER 16, 1998] | C | Control |
| BRUNSWICK, ROBERT, STANLEY | I | TRUSTEE OF ROBERT S. BRUNSWICK AND KATHLEEN J. BRUNSWICK REVOCABLE FAMILY TRUST DATED DECEMBER 16, 1998 | C | Control |
| BRUNSWICK, ROBERT, STANLEY | I | CHAIRMAN | C | Control |
| BRUNSWICK, ROBERT, STANLEY | I | LIMITED PARTNER [THROUGH ROBERT S. BRUNSWICK AND KATHLEEN J. BRUNSWICK REVOCABLE FAMILY TRUST DATED DECEMBER 16, 1998] | C | Control |
| BRUNSWICK, ROBERT, STANLEY | I | TRUSTEE OF ROBERT S. BRUNSWICK AND KATHLEEN J. BRUNSWICK REVOCABLE FAMILY TRUST DATED DECEMBER 16, 1998 | C | Control |
| BRUNSWICK, ROBERT, STANLEY | I | CHAIRMAN | C | Control |
| BRUNSWICK, ROBERT, STANLEY | I | LIMITED PARTNER [THROUGH ROBERT S. BRUNSWICK AND KATHLEEN J. BRUNSWICK REVOCABLE FAMILY TRUST DATED DECEMBER 16, 1998] | C | Control |
| BRUNSWICK, ROBERT, STANLEY | I | TRUSTEE OF ROBERT S. BRUNSWICK AND KATHLEEN J. BRUNSWICK REVOCABLE FAMILY TRUST DATED DECEMBER 16, 1998 | C | Control |
| BRUNSWICK, ROBERT, STANLEY | I | CHAIRMAN | C | Control |
| BRUNSWICK, ROBERT, STANLEY | I | LIMITED PARTNER [THROUGH ROBERT S. BRUNSWICK AND KATHLEEN J. BRUNSWICK REVOCABLE FAMILY TRUST DATED DECEMBER 16, 1998] | C | Control |
| BRUNSWICK, ROBERT, STANLEY | I | TRUSTEE OF ROBERT S. BRUNSWICK AND KATHLEEN J. BRUNSWICK REVOCABLE FAMILY TRUST DATED DECEMBER 16, 1998 | C | Control |
| DUJURE, LLC | DE | LIMITED PARTNER | C | Control |
| DUJURE, LLC | DE | LIMITED PARTNER | C | Control |
| DUJURE, LLC | DE | LIMITED PARTNER | C | Control |
| DUJURE, LLC | DE | LIMITED PARTNER | C | Control |
| DUJURE, LLC | DE | LIMITED PARTNER | C | Control |
| DUJURE, LLC | DE | LIMITED PARTNER | C | Control |
| DUJURE, LLC | DE | LIMITED PARTNER | C | Control |
| DUJURE, LLC | DE | LIMITED PARTNER | C | Control |
| THE TCW GROUP, INC. | DE | LIMITED PARTNER | C | Control |
| THE TCW GROUP, INC. | DE | LIMITED PARTNER | C | Control |
| THE TCW GROUP, INC. | DE | LIMITED PARTNER | C | Control |
| THE TCW GROUP, INC. | DE | LIMITED PARTNER | C | Control |
| THE TCW GROUP, INC. | DE | LIMITED PARTNER | C | Control |
| THE TCW GROUP, INC. | DE | LIMITED PARTNER | C | Control |
| THE TCW GROUP, INC. | DE | LIMITED PARTNER | C | Control |
| THE TCW GROUP, INC. | DE | LIMITED PARTNER | C | Control |
| THE TCW GROUP, INC. | DE | LIMITED PARTNER | C | Control |
| THE TCW GROUP, INC. | DE | LIMITED PARTNER | C | Control |
| THE TCW GROUP, INC. | DE | LIMITED PARTNER | C | Control |
| THE TCW GROUP, INC. | DE | LIMITED PARTNER | C | Control |
| THE TCW GROUP, INC. | DE | LIMITED PARTNER | C | Control |
| DOUGHERTY, GEENA, BERNADETTE | I | TRUSTEE OF DOUGHERTY 2995 FAMILY TRUST 319 DATED FEBRUARY 12, 2005 | B | Control |
| DOUGHERTY, GEENA, BERNADETTE | I | TRUSTEE OF DOUGHERTY 2995 FAMILY TRUST 319 DATED FEBRUARY 12, 2005 | B | Control |
| DOUGHERTY, GEENA, BERNADETTE | I | TRUSTEE OF DOUGHERTY 2995 FAMILY TRUST 319 DATED FEBRUARY 12, 2005 | B | Control |
| DOUGHERTY, ROBERT, JOHN | I | LIMITED PARTNER [THROUGH DOUGHERTY 2995 FAMILY TRUST 319 DATED FEBRUARY 12, 2005] | B | |
| DOUGHERTY, ROBERT, JOHN | I | LIMITED PARTNER [THROUGH DOUGHERTY 2995 FAMILY TRUST 319 DATED FEBRUARY 12, 2005] | B | |
| DOUGHERTY, ROBERT, JOHN | I | LIMITED PARTNER [THROUGH DOUGHERTY 2995 FAMILY TRUST 319 DATED FEBRUARY 12, 2005] | B | Control |
| DOUGHERTY, ROBERT, JOHN | I | TRUSTEE OF DOUGHERTY 2995 FAMILY TRUST 319 DATED FEBRUARY 12, 2005 | B | Control |
| DOUGHERTY, ROBERT, JOHN | I | LIMITED PARTNER [THROUGH DOUGHERTY 2995 FAMILY TRUST 319 DATED FEBRUARY 12, 2005] | B | Control |
| DOUGHERTY, ROBERT, JOHN | I | TRUSTEE OF DOUGHERTY 2995 FAMILY TRUST 319 DATED FEBRUARY 12, 2005 | B | Control |
| DOUGHERTY, ROBERT, JOHN | I | LIMITED PARTNER [THROUGH DOUGHERTY 2995 FAMILY TRUST 319 DATED FEBRUARY 12, 2005] | B | Control |
| DOUGHERTY, ROBERT, JOHN | I | TRUSTEE OF DOUGHERTY 2995 FAMILY TRUST 319 DATED FEBRUARY 12, 2005 | B | Control |
| LUMINOUS INVESTMENTS LLC | DE | LIMITED PARTNER | B | Control |
| MACDONALD, CHRISTIAN, DOUGLAS | I | CHIEF COMPLIANCE OFFICER | B | Control |
| MACDONALD, CHRISTIAN, DOUGLAS | I | LIMITED PARTNER [THROUGH CHRISTIAN D. MACDONALD LIVING TRUST, ESTABLISHED APRIL 16, 2015] | B | Control |
| MACDONALD, CHRISTIAN, DOUGLAS | I | TRUSTEE OF CHRISTIAN D. MACDONALD LIVING TRUST, ESTABLISHED APRIL 16, 2015 | B | Control |
| MACDONALD, CHRISTIAN, DOUGLAS | I | CHIEF COMPLIANCE OFFICER | B | Control |
| MACDONALD, CHRISTIAN, DOUGLAS | I | LIMITED PARTNER [THROUGH CHRISTIAN D. MACDONALD LIVING TRUST, ESTABLISHED APRIL 16, 2015] | B | Control |
| MACDONALD, CHRISTIAN, DOUGLAS | I | TRUSTEE OF CHRISTIAN D. MACDONALD LIVING TRUST, ESTABLISHED APRIL 16, 2015 | B | Control |
| MACDONALD, CHRISTIAN, DOUGLAS | I | CHIEF COMPLIANCE OFFICER | B | Control |
| MACDONALD, CHRISTIAN, DOUGLAS | I | LIMITED PARTNER [THROUGH CHRISTIAN D. MACDONALD LIVING TRUST, ESTABLISHED APRIL 16, 2015] | B | Control |
| MACDONALD, CHRISTIAN, DOUGLAS | I | TRUSTEE OF CHRISTIAN D. MACDONALD LIVING TRUST, ESTABLISHED APRIL 16, 2015 | B | Control |
| MACDONALD, CHRISTIAN, DOUGLAS | I | CHIEF COMPLIANCE OFFICER | B | Control |
| MACDONALD, CHRISTIAN, DOUGLAS | I | LIMITED PARTNER [THROUGH CHRISTIAN D. MACDONALD LIVING TRUST, ESTABLISHED APRIL 16, 2015] | B | Control |
| MACDONALD, CHRISTIAN, DOUGLAS | I | TRUSTEE OF CHRISTIAN D. MACDONALD LIVING TRUST, ESTABLISHED APRIL 16, 2015 | B | Control |
| MAIN BEACH PARTNERS, INC. | DE | LIMITED PARTNER | B | Control |
| BALLARD, TIMOTHY, JOHN | I | MEMBER [OF BF VI ADVISORS, LLC] | A | |
| BRUNSWICK, ROBERT, STANLEY | I | MEMBER [OF BF VI ADVISORS, LLC] | A | |
| DOUGHERTY, ROBERT, JOHN | I | LIMITED PARTNER [THROUGH DOUGHERTY 2995 FAMILY TRUST 319 DATED FEBRUARY 12, 2005] | A | |
| MACDONALD, CHRISTIAN, DOUGLAS | I | LIMITED PARTNER | A | |
| MACDONALD, CHRISTIAN, DOUGLAS | I | LIMITED PARTNER | A | |
| MACDONALD, CHRISTIAN, DOUGLAS | I | LIMITED PARTNER | A | |
| MACDONALD, CHRISTIAN, DOUGLAS | I | CHIEF COMPLIANCE OFFICER | A | Control |
| MACDONALD, CHRISTIAN, DOUGLAS | I | LIMITED PARTNER | A | Control |
| MACDONALD, CHRISTIAN, DOUGLAS | I | CHIEF COMPLIANCE OFFICER | A | Control |
| MACDONALD, CHRISTIAN, DOUGLAS | I | LIMITED PARTNER [THROUGH CHRISTIAN D. MACDONALD LIVING TRUST, ESTABLISHED APRIL 16, 2015] | A | Control |
| MACDONALD, CHRISTIAN, DOUGLAS | I | TRUSTEE OF CHRISTIAN D. MACDONALD LIVING TRUST, ESTABLISHED APRIL 16, 2015 | A | Control |
| MACDONALD, CHRISTIAN, DOUGLAS | I | CHIEF COMPLIANCE OFFICER | A | Control |
| MACDONALD, CHRISTIAN, DOUGLAS | I | LIMITED PARTNER [THROUGH CHRISTIAN D. MACDONALD LIVING TRUST, ESTABLISHED APRIL 16, 2015] | A | Control |
| MACDONALD, CHRISTIAN, DOUGLAS | I | TRUSTEE OF CHRISTIAN D. MACDONALD LIVING TRUST, ESTABLISHED APRIL 16, 2015 | A | Control |
| MACDONALD, CHRISTIAN, DOUGLAS | I | CHIEF COMPLIANCE OFFICER | A | Control |
| MACDONALD, CHRISTIAN, DOUGLAS | I | LIMITED PARTNER [THROUGH CHRISTIAN D. MACDONALD LIVING TRUST, ESTABLISHED APRIL 16, 2015] | A | Control |
| MACDONALD, CHRISTIAN, DOUGLAS | I | TRUSTEE OF CHRISTIAN D. MACDONALD LIVING TRUST, ESTABLISHED APRIL 16, 2015 | A | Control |
| MACDONALD, CHRISTIAN, DOUGLAS | I | CHIEF COMPLIANCE OFFICER | A | Control |
| MACDONALD, CHRISTIAN, DOUGLAS | I | LIMITED PARTNER [THROUGH CHRISTIAN D. MACDONALD LIVING TRUST, ESTABLISHED APRIL 16, 2015] | A | Control |
| MACDONALD, CHRISTIAN, DOUGLAS | I | TRUSTEE OF CHRISTIAN D. MACDONALD LIVING TRUST, ESTABLISHED APRIL 16, 2015 | A | Control |
| MACDONALD, CHRISTIAN, DOUGLAS | I | CHIEF COMPLIANCE OFFICER | A | Control |
| MACDONALD, CHRISTIAN, DOUGLAS | I | LIMITED PARTNER [THROUGH CHRISTIAN D. MACDONALD LIVING TRUST, ESTABLISHED APRIL 16, 2015] | A | Control |
| MACDONALD, CHRISTIAN, DOUGLAS | I | TRUSTEE OF CHRISTIAN D. MACDONALD LIVING TRUST, ESTABLISHED APRIL 16, 2015 | A | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| BALLARD, TIMOTHY, JOHN | I | TIMOTHY AND WENDY BALLARD REVOCABLE TRUST DATED JANUARY 28, 2000 | F | Control |
| BALLARD, TIMOTHY, JOHN | I | TIMOTHY AND WENDY BALLARD REVOCABLE TRUST DATED JANUARY 28, 2000 | F | Control |
| BALLARD, TIMOTHY, JOHN | I | TIMOTHY AND WENDY BALLARD REVOCABLE TRUST DATED JANUARY 28, 2000 | F | Control |
| BALLARD, TIMOTHY, JOHN | I | TIMOTHY AND WENDY BALLARD REVOCABLE TRUST DATED JANUARY 28, 2000 | F | Control |
| BALLARD, TIMOTHY, JOHN | I | TIMOTHY AND WENDY BALLARD REVOCABLE TRUST DATED JANUARY 28, 2000 | F | Control |
| BALLARD, TIMOTHY, JOHN | I | TIMOTHY AND WENDY BALLARD REVOCABLE TRUST DATED JANUARY 28, 2000 | F | Control |
| BALLARD, TIMOTHY, JOHN | I | DUJURE HOLDINGS TRUST | F | Control |
| BALLARD, TIMOTHY, JOHN | I | DUJURE HOLDINGS TRUST | F | Control |
| BALLARD, TIMOTHY, JOHN | I | DUJURE HOLDINGS TRUST | F | Control |
| BALLARD, TIMOTHY, JOHN | I | DUJURE HOLDINGS TRUST | F | Control |
| BALLARD, TIMOTHY, JOHN | I | DUJURE HOLDINGS TRUST | F | Control |
| BALLARD, TIMOTHY, JOHN | I | DUJURE HOLDINGS TRUST | F | Control |
| BALLARD, TIMOTHY, JOHN | I | DUJURE HOLDINGS TRUST | F | Control |
| BRUNSWICK, KATHLEEN, JO | I | ROBERT S. BRUNSWICK AND KATHLEEN J. BRUNSWICK REVOCABLE FAMILY TRUST DATED DECEMBER 16, 1998 | F | Control |
| BRUNSWICK, KATHLEEN, JO | I | ROBERT S. BRUNSWICK AND KATHLEEN J. BRUNSWICK REVOCABLE FAMILY TRUST DATED DECEMBER 16, 1998 | F | Control |
| BRUNSWICK, KATHLEEN, JO | I | ROBERT S. BRUNSWICK AND KATHLEEN J. BRUNSWICK REVOCABLE FAMILY TRUST DATED DECEMBER 16, 1998 | F | Control |
| BRUNSWICK, KATHLEEN, JO | I | ROBERT S. BRUNSWICK AND KATHLEEN J. BRUNSWICK REVOCABLE FAMILY TRUST DATED DECEMBER 16, 1998 | F | Control |
| BRUNSWICK, KATHLEEN, JO | I | ROBERT S. BRUNSWICK AND KATHLEEN J. BRUNSWICK REVOCABLE FAMILY TRUST DATED DECEMBER 16, 1998 | F | Control |
| BRUNSWICK, KATHLEEN, JO | I | ROBERT S. BRUNSWICK AND KATHLEEN J. BRUNSWICK REVOCABLE FAMILY TRUST DATED DECEMBER 16, 1998 | F | Control |
| BRUNSWICK, KATHLEEN, JO | I | ROBERT S. BRUNSWICK AND KATHLEEN J. BRUNSWICK REVOCABLE FAMILY TRUST DATED DECEMBER 16, 1998 | F | Control |
| BRUNSWICK, KATHLEEN, JO | I | ROBERT S. BRUNSWICK AND KATHLEEN J. BRUNSWICK REVOCABLE FAMILY TRUST DATED DECEMBER 16, 1998 | F | Control |
| BRUNSWICK, KATHLEEN, JO | I | ROBERT S. BRUNSWICK AND KATHLEEN J. BRUNSWICK REVOCABLE FAMILY TRUST DATED DECEMBER 16, 1998 | F | Control |
| BRUNSWICK, KATHLEEN, JO | I | ROBERT S. BRUNSWICK AND KATHLEEN J. BRUNSWICK REVOCABLE FAMILY TRUST DATED DECEMBER 16, 1998 | F | Control |
| BRUNSWICK, KATHLEEN, JO | I | ROBERT S. BRUNSWICK AND KATHLEEN J. BRUNSWICK REVOCABLE FAMILY TRUST DATED DECEMBER 16, 1998 | F | Control |
| BRUNSWICK, KATHLEEN, JO | I | ROBERT S. BRUNSWICK AND KATHLEEN J. BRUNSWICK REVOCABLE FAMILY TRUST DATED DECEMBER 16, 1998 | F | Control |
| BRUNSWICK, KATHLEEN, JO | I | ROBERT S. BRUNSWICK AND KATHLEEN J. BRUNSWICK REVOCABLE FAMILY TRUST DATED DECEMBER 16, 1998 | F | Control |
| BRUNSWICK, ROBERT, STANLEY | I | ROBERT S. BRUNSWICK AND KATHLEEN J. BRUNSWICK REVOCABLE FAMILY TRUST DATED DECEMBER 16, 1998 | F | Control |
| BRUNSWICK, ROBERT, STANLEY | I | ROBERT S. BRUNSWICK AND KATHLEEN J. BRUNSWICK REVOCABLE FAMILY TRUST DATED DECEMBER 16, 1998 | F | Control |
| BRUNSWICK, ROBERT, STANLEY | I | ROBERT S. BRUNSWICK AND KATHLEEN J. BRUNSWICK REVOCABLE FAMILY TRUST DATED DECEMBER 16, 1998 | F | Control |
| BRUNSWICK, ROBERT, STANLEY | I | ROBERT S. BRUNSWICK AND KATHLEEN J. BRUNSWICK REVOCABLE FAMILY TRUST DATED DECEMBER 16, 1998 | F | Control |
| BRUNSWICK, ROBERT, STANLEY | I | ROBERT S. BRUNSWICK AND KATHLEEN J. BRUNSWICK REVOCABLE FAMILY TRUST DATED DECEMBER 16, 1998 | F | Control |
| BRUNSWICK, ROBERT, STANLEY | I | ROBERT S. BRUNSWICK AND KATHLEEN J. BRUNSWICK REVOCABLE FAMILY TRUST DATED DECEMBER 16, 1998 | F | Control |
| BRUNSWICK, ROBERT, STANLEY | I | ROBERT S. BRUNSWICK AND KATHLEEN J. BRUNSWICK REVOCABLE FAMILY TRUST DATED DECEMBER 16, 1998 | F | Control |
| BRUNSWICK, ROBERT, STANLEY | I | ROBERT S. BRUNSWICK AND KATHLEEN J. BRUNSWICK REVOCABLE FAMILY TRUST DATED DECEMBER 16, 1998 | F | Control |
| BRUNSWICK, ROBERT, STANLEY | I | ROBERT S. BRUNSWICK AND KATHLEEN J. BRUNSWICK REVOCABLE FAMILY TRUST DATED DECEMBER 16, 1998 | F | Control |
| BRUNSWICK, ROBERT, STANLEY | I | ROBERT S. BRUNSWICK AND KATHLEEN J. BRUNSWICK REVOCABLE FAMILY TRUST DATED DECEMBER 16, 1998 | F | Control |
| BRUNSWICK, ROBERT, STANLEY | I | ROBERT S. BRUNSWICK AND KATHLEEN J. BRUNSWICK REVOCABLE FAMILY TRUST DATED DECEMBER 16, 1998 | F | Control |
| BRUNSWICK, ROBERT, STANLEY | I | ROBERT S. BRUNSWICK AND KATHLEEN J. BRUNSWICK REVOCABLE FAMILY TRUST DATED DECEMBER 16, 1998 | F | Control |
| BRUNSWICK, ROBERT, STANLEY | I | ROBERT S. BRUNSWICK AND KATHLEEN J. BRUNSWICK REVOCABLE FAMILY TRUST DATED DECEMBER 16, 1998 | F | Control |
| CARLYLE FINANCIAL SERVICES HOLDINGS, LTD. | FE | TCG FINANCIAL SERVICES INVESTMENT HOLDINGS, L.P. | F | Control |
| CARLYLE FINANCIAL SERVICES HOLDINGS, LTD. | FE | TCG FINANCIAL SERVICES INVESTMENT HOLDINGS, L.P. | F | Control |
| CARLYLE FINANCIAL SERVICES HOLDINGS, LTD. | FE | TCG FINANCIAL SERVICES INVESTMENT HOLDINGS, L.P. | F | Control |
| CARLYLE FINANCIAL SERVICES HOLDINGS, LTD. | FE | TCG FINANCIAL SERVICES INVESTMENT HOLDINGS, L.P. | F | Control |
| CARLYLE FINANCIAL SERVICES HOLDINGS, LTD. | FE | TCG FINANCIAL SERVICES INVESTMENT HOLDINGS, L.P. | F | Control |
| CARLYLE FINANCIAL SERVICES HOLDINGS, LTD. | FE | TCG FINANCIAL SERVICES INVESTMENT HOLDINGS, L.P. | F | Control |
| CARLYLE FINANCIAL SERVICES HOLDINGS, LTD. | FE | TCG FINANCIAL SERVICES INVESTMENT HOLDINGS, L.P. | F | Control |
| CARLYLE FINANCIAL SERVICES, LTD. | FE | TCG FINANCIAL SERVICES, L.P. | F | Control |
| CARLYLE FINANCIAL SERVICES, LTD. | FE | TCG FINANCIAL SERVICES, L.P. | F | Control |
| CARLYLE FINANCIAL SERVICES, LTD. | FE | TCG FINANCIAL SERVICES, L.P. | F | Control |
| CARLYLE FINANCIAL SERVICES, LTD. | FE | TCG FINANCIAL SERVICES, L.P. | F | Control |
| CARLYLE FINANCIAL SERVICES, LTD. | FE | TCG FINANCIAL SERVICES, L.P. | F | Control |
| CARLYLE FINANCIAL SERVICES, LTD. | FE | TCG FINANCIAL SERVICES, L.P. | F | Control |
| CARLYLE FINANCIAL SERVICES, LTD. | FE | TCG FINANCIAL SERVICES, L.P. | F | Control |
| CARLYLE GROUP MANAGEMENT L.L.C. | DE | THE CARLYLE GROUP L.P. | F | Control |
| CARLYLE GROUP MANAGEMENT L.L.C. | DE | THE CARLYLE GROUP L.P. | F | Control |
| CARLYLE GROUP MANAGEMENT L.L.C. | DE | THE CARLYLE GROUP L.P. | F | Control |
| CARLYLE GROUP MANAGEMENT L.L.C. | DE | THE CARLYLE GROUP L.P. | F | Control |
| CARLYLE GROUP MANAGEMENT L.L.C. | DE | THE CARLYLE GROUP L.P. | F | Control |
| CARLYLE GROUP MANAGEMENT L.L.C. | DE | THE CARLYLE GROUP L.P. | F | Control |
| CARLYLE GROUP MANAGEMENT L.L.C. | DE | THE CARLYLE GROUP L.P. | F | Control |
| CARLYLE HOLDINGS II GP, L.L.C. | DE | CARLYLE HOLDINGS II, L.P. | F | Control |
| CARLYLE HOLDINGS II GP, L.L.C. | DE | CARLYLE HOLDINGS II, L.P. | F | Control |
| CARLYLE HOLDINGS II GP, L.L.C. | DE | CARLYLE HOLDINGS II, L.P. | F | Control |
| CARLYLE HOLDINGS II GP, L.L.C. | DE | CARLYLE HOLDINGS II, L.P. | F | Control |
| CARLYLE HOLDINGS II GP, L.L.C. | DE | CARLYLE HOLDINGS II, L.P. | F | Control |
| CARLYLE HOLDINGS II GP, L.L.C. | DE | CARLYLE HOLDINGS II, L.P. | F | Control |
| CARLYLE HOLDINGS II GP, L.L.C. | DE | CARLYLE HOLDINGS II, L.P. | F | Control |
| CARLYLE HOLDINGS II, L.P. | FE | TC GROUP CAYMAN INVESTMENT HOLDINGS, L.P. | F | Control |
| CARLYLE HOLDINGS II, L.P. | FE | TC GROUP CAYMAN INVESTMENT HOLDINGS, L.P. | F | Control |
| CARLYLE HOLDINGS II, L.P. | FE | TC GROUP CAYMAN INVESTMENT HOLDINGS, L.P. | F | Control |
| CARLYLE HOLDINGS II, L.P. | FE | TC GROUP CAYMAN INVESTMENT HOLDINGS, L.P. | F | Control |
| CARLYLE HOLDINGS II, L.P. | FE | TC GROUP CAYMAN INVESTMENT HOLDINGS, L.P. | F | Control |
| CARLYLE HOLDINGS II, L.P. | FE | TC GROUP CAYMAN INVESTMENT HOLDINGS, L.P. | F | Control |
| CARLYLE HOLDINGS II, L.P. | FE | TC GROUP CAYMAN INVESTMENT HOLDINGS, L.P. | F | Control |
| CLIPPER GP, L.L.C. | DE | CLIPPER HOLDING, L.P. | F | Control |
| CLIPPER GP, L.L.C. | DE | CLIPPER HOLDING, L.P. | F | Control |
| CLIPPER GP, L.L.C. | DE | CLIPPER HOLDING, L.P. | F | Control |
| CLIPPER GP, L.L.C. | DE | CLIPPER HOLDING, L.P. | F | Control |
| CLIPPER GP, L.L.C. | DE | CLIPPER HOLDING, L.P. | F | Control |
| CLIPPER GP, L.L.C. | DE | CLIPPER HOLDING, L.P. | F | Control |
| CLIPPER GP, L.L.C. | DE | CLIPPER HOLDING, L.P. | F | Control |
| CLIPPER GP, L.L.C. | DE | CLIPPER HOLDING, L.P. | F | Control |
| CLIPPER GP, L.L.C. | DE | CLIPPER HOLDING, L.P. | F | Control |
| CLIPPER GP, L.L.C. | DE | CLIPPER HOLDING, L.P. | F | Control |
| CLIPPER GP, L.L.C. | DE | CLIPPER HOLDING, L.P. | F | Control |
| CLIPPER GP, L.L.C. | DE | CLIPPER HOLDING, L.P. | F | Control |
| CLIPPER GP, L.L.C. | DE | CLIPPER HOLDING, L.P. | F | Control |
| CLIPPER GP, L.L.C. | DE | CLIPPER HOLDING, L.P. | F | Control |
| CP V ILP GP, LTD. | FE | CP V INVESTMENT HOLDINGS, L.P. | F | Control |
| CP V ILP GP, LTD. | FE | CP V INVESTMENT HOLDINGS, L.P. | F | Control |
| CP V ILP GP, LTD. | FE | CP V INVESTMENT HOLDINGS, L.P. | F | Control |
| CP V ILP GP, LTD. | FE | CP V INVESTMENT HOLDINGS, L.P. | F | Control |
| CP V ILP GP, LTD. | FE | CP V INVESTMENT HOLDINGS, L.P. | F | Control |
| CP V ILP GP, LTD. | FE | CP V INVESTMENT HOLDINGS, L.P. | F | Control |
| CP V ILP GP, LTD. | FE | CP V INVESTMENT HOLDINGS, L.P. | F | Control |
| DBD CAYMAN, LTD. | FE | TCG HOLDINGS CAYMAN II, L.P. | F | Control |
| DBD CAYMAN, LTD. | FE | TCG HOLDINGS CAYMAN II, L.P. | F | Control |
| DBD CAYMAN, LTD. | FE | TCG HOLDINGS CAYMAN II, L.P. | F | Control |
| DBD CAYMAN, LTD. | FE | TCG HOLDINGS CAYMAN II, L.P. | F | Control |
| DBD CAYMAN, LTD. | FE | TCG HOLDINGS CAYMAN II, L.P. | F | Control |
| DBD CAYMAN, LTD. | FE | TCG HOLDINGS CAYMAN II, L.P. | F | Control |
| DBD CAYMAN, LTD. | FE | TCG HOLDINGS CAYMAN II, L.P. | F | Control |
| DOUGHERTY, GEENA, BERNADETTE | I | LUMINOUS INVESTMENTS LLC | F | Control |
| DOUGHERTY, ROBERT, JOHN | I | LUMINOUS INVESTMENTS LLC | F | Control |
| LANDMANN, LAIRD, RIDINGS | I | TCW OWNERS LLC | F | Control |
| LIPPMAN, DAVID, BRIAN | I | TCW OWNERS LLC | F | Control |
| NB REAL PROPERTY, INC. | DE | NB REAL PROPERTY, L.P. | F | Control |
| STERN, MARC, IRWIN | I | TCW OWNERS LLC | F | Control |
| TC GROUP CAYMAN INVESTMENT HOLDINGS, L.P. | FE | TC GROUP V, L.L.C. | F | Control |
| TC GROUP CAYMAN INVESTMENT HOLDINGS, L.P. | FE | TC GROUP CAYMAN INVESTMENT HOLDINGS SUB, L.P. | F | Control |
| TC GROUP CAYMAN INVESTMENT HOLDINGS, L.P. | FE | TC GROUP CAYMAN INVESTMENT HOLDINGS SUB, L.P. | F | Control |
| TC GROUP CAYMAN INVESTMENT HOLDINGS, L.P. | FE | TC GROUP CAYMAN INVESTMENT HOLDINGS SUB, L.P. | F | Control |
| TC GROUP CAYMAN INVESTMENT HOLDINGS, L.P. | FE | TC GROUP CAYMAN INVESTMENT HOLDINGS SUB, L.P. | F | Control |
| TC GROUP CAYMAN INVESTMENT HOLDINGS, L.P. | FE | TC GROUP CAYMAN INVESTMENT HOLDINGS SUB, L.P. | F | Control |
| TC GROUP CAYMAN INVESTMENT HOLDINGS, L.P. | FE | TC GROUP CAYMAN INVESTMENT HOLDINGS SUB, L.P. | F | Control |
| TC GROUP V, L.L.C. | DE | TC GROUP V, L.P. | F | Control |
| TC GROUP V, L.L.C. | DE | TC GROUP V, L.P. | F | Control |
| TC GROUP V, L.L.C. | DE | TC GROUP V, L.P. | F | Control |
| TC GROUP V, L.L.C. | DE | TC GROUP V, L.P. | F | Control |
| TC GROUP V, L.L.C. | DE | TC GROUP V, L.P. | F | Control |
| TC GROUP V, L.L.C. | DE | TC GROUP V, L.P. | F | Control |
| TC GROUP V, L.L.C. | DE | TC GROUP V, L.P. | F | Control |
| TC GROUP V, L.P. | DE | CARLYLE PARTNERS V, L.P. | F | Control |
| TC GROUP V, L.P. | DE | CARLYLE PARTNERS V, L.P. | F | Control |
| TC GROUP V, L.P. | DE | CARLYLE PARTNERS V, L.P. | F | Control |
| TC GROUP V, L.P. | DE | CARLYLE PARTNERS V, L.P. | F | Control |
| TC GROUP V, L.P. | DE | CARLYLE PARTNERS V, L.P. | F | Control |
| TC GROUP V, L.P. | DE | CARLYLE PARTNERS V, L.P. | F | Control |
| TC GROUP V, L.P. | DE | CARLYLE PARTNERS V, L.P. | F | Control |
| TCG FINANCIAL SERVICES, L.P. | FE | CARLYLE GLOBAL FINANCIAL SERVICES, L.P. | F | Control |
| TCG FINANCIAL SERVICES, L.P. | FE | CARLYLE GLOBAL FINANCIAL SERVICES PARTNERS, L.P. | F | Control |
| TCG FINANCIAL SERVICES, L.P. | FE | CARLYLE FINANCIAL SERVICES HARBOR, L.P. | F | Control |
| TCG FINANCIAL SERVICES, L.P. | FE | CARLYLE GLOBAL FINANCIAL SERVICES PARTNERS, L.P. | F | Control |
| TCG FINANCIAL SERVICES, L.P. | FE | CARLYLE FINANCIAL SERVICES HARBOR, L.P. | F | Control |
| TCG FINANCIAL SERVICES, L.P. | FE | CARLYLE GLOBAL FINANCIAL SERVICES PARTNERS, L.P. | F | Control |
| TCG FINANCIAL SERVICES, L.P. | FE | CARLYLE FINANCIAL SERVICES HARBOR, L.P. | F | Control |
| TCG FINANCIAL SERVICES, L.P. | FE | CARLYLE GLOBAL FINANCIAL SERVICES PARTNERS, L.P. | F | Control |
| TCG FINANCIAL SERVICES, L.P. | FE | CARLYLE FINANCIAL SERVICES HARBOR, L.P. | F | Control |
| TCG FINANCIAL SERVICES, L.P. | FE | CARLYLE GLOBAL FINANCIAL SERVICES PARTNERS, L.P. | F | Control |
| TCG FINANCIAL SERVICES, L.P. | FE | CARLYLE FINANCIAL SERVICES HARBOR, L.P. | F | Control |
| TCG FINANCIAL SERVICES, L.P. | FE | CARLYLE GLOBAL FINANCIAL SERVICES PARTNERS, L.P. | F | Control |
| TCG FINANCIAL SERVICES, L.P. | FE | CARLYLE FINANCIAL SERVICES HARBOR, L.P. | F | Control |
| TCW/BUCHANAN STREET PARTNERS, INC. | DE | BUCHANAN STREET PARTNERS, L.P. | F | Control |
| CARLYLE GLOBAL FINANCIAL SERVICES PARTNERS, L.P. | FE | CLIPPER GP, L..L.C. | E | Control |
| CARLYLE GLOBAL FINANCIAL SERVICES PARTNERS, L.P. | FE | CARLYLE FINANCIAL SERVICES HARBOR, L.P. | E | Control |
| CARLYLE GLOBAL FINANCIAL SERVICES PARTNERS, L.P. | FE | CLIPPER GP, L..L.C. | E | Control |
| CARLYLE GLOBAL FINANCIAL SERVICES PARTNERS, L.P. | FE | CARLYLE FINANCIAL SERVICES HARBOR, L.P. | E | Control |
| CARLYLE GLOBAL FINANCIAL SERVICES PARTNERS, L.P. | FE | CLIPPER GP, L..L.C. | E | Control |
| CARLYLE GLOBAL FINANCIAL SERVICES PARTNERS, L.P. | FE | CARLYLE FINANCIAL SERVICES HARBOR, L.P. | E | Control |
| CARLYLE GLOBAL FINANCIAL SERVICES PARTNERS, L.P. | FE | CLIPPER GP, L..L.C. | E | Control |
| CARLYLE GLOBAL FINANCIAL SERVICES PARTNERS, L.P. | FE | CARLYLE FINANCIAL SERVICES HARBOR, L.P. | E | Control |
| CARLYLE GLOBAL FINANCIAL SERVICES PARTNERS, L.P. | FE | CLIPPER GP, L..L.C. | E | Control |
| CARLYLE GLOBAL FINANCIAL SERVICES PARTNERS, L.P. | FE | CARLYLE FINANCIAL SERVICES HARBOR, L.P. | E | Control |
| CARLYLE GLOBAL FINANCIAL SERVICES PARTNERS, L.P. | FE | CLIPPER GP, L..L.C. | E | Control |
| CARLYLE GLOBAL FINANCIAL SERVICES PARTNERS, L.P. | FE | CARLYLE FINANCIAL SERVICES HARBOR, L.P. | E | Control |
| CARLYLE GLOBAL FINANCIAL SERVICES, L.P. | FE | CLIPPER GP, L..L.C. | E | Control |
| CARLYLE GLOBAL FINANCIAL SERVICES, L.P. | FE | CARLYLE FINANCIAL SERVICES HARBOR, L.P. | E | Control |
| CARLYLE OFFSHORE PARTNERS II HOLDINGS, LTD. | FE | CARLYLE OFFSHORE PARTNERS II, LTD. | E | Control |
| CARLYLE OFFSHORE PARTNERS II HOLDINGS, LTD. | FE | CARLYLE OFFSHORE PARTNERS II, LTD. | E | Control |
| CARLYLE OFFSHORE PARTNERS II HOLDINGS, LTD. | FE | CARLYLE OFFSHORE PARTNERS II, LTD. | E | Control |
| CARLYLE OFFSHORE PARTNERS II HOLDINGS, LTD. | FE | CARLYLE OFFSHORE PARTNERS II, LTD. | E | Control |
| CARLYLE OFFSHORE PARTNERS II HOLDINGS, LTD. | FE | CARLYLE OFFSHORE PARTNERS II, LTD. | E | Control |
| CARLYLE OFFSHORE PARTNERS II HOLDINGS, LTD. | FE | CARLYLE OFFSHORE PARTNERS II, LTD. | E | Control |
| CARLYLE OFFSHORE PARTNERS II HOLDINGS, LTD. | FE | CARLYLE OFFSHORE PARTNERS II, LTD. | E | Control |
| CARLYLE OFFSHORE PARTNERS II, LTD. | FE | DBD CAYMAN HOLDINGS, LTD. | E | Control |
| CARLYLE OFFSHORE PARTNERS II, LTD. | FE | DBD CAYMAN HOLDINGS, LTD. | E | Control |
| CARLYLE OFFSHORE PARTNERS II, LTD. | FE | DBD CAYMAN HOLDINGS, LTD. | E | Control |
| CARLYLE OFFSHORE PARTNERS II, LTD. | FE | DBD CAYMAN HOLDINGS, LTD. | E | Control |
| CARLYLE OFFSHORE PARTNERS II, LTD. | FE | DBD CAYMAN HOLDINGS, LTD. | E | Control |
| CARLYLE OFFSHORE PARTNERS II, LTD. | FE | DBD CAYMAN HOLDINGS, LTD. | E | Control |
| CARLYLE OFFSHORE PARTNERS II, LTD. | FE | DBD CAYMAN HOLDINGS, LTD. | E | Control |
| CLIPPER ACQUISITIONS CORP. | DE | THE TCW GROUP, INC. | E | Control |
| CLIPPER ACQUISITIONS CORP. | DE | THE TCW GROUP, INC. | E | Control |
| CLIPPER ACQUISITIONS CORP. | DE | THE TCW GROUP, INC. | E | Control |
| CLIPPER ACQUISITIONS CORP. | DE | THE TCW GROUP, INC. | E | Control |
| CLIPPER ACQUISITIONS CORP. | DE | THE TCW GROUP, INC. | E | Control |
| CLIPPER ACQUISITIONS CORP. | DE | THE TCW GROUP, INC. | E | Control |
| CLIPPER ACQUISITIONS CORP. | DE | THE TCW GROUP, INC. | E | Control |
| CLIPPER ACQUISITIONS CORP. | DE | THE TCW GROUP, INC. | E | Control |
| CLIPPER ACQUISITIONS CORP. | DE | THE TCW GROUP, INC. | E | Control |
| CLIPPER ACQUISITIONS CORP. | DE | THE TCW GROUP, INC. | E | Control |
| CLIPPER ACQUISITIONS CORP. | DE | THE TCW GROUP, INC. | E | Control |
| CLIPPER ACQUISITIONS CORP. | DE | THE TCW GROUP, INC. | E | Control |
| CLIPPER ACQUISITIONS CORP. | DE | THE TCW GROUP, INC. | E | Control |
| CLIPPER ACQUISITIONS CORP. | DE | THE TCW GROUP, INC. | E | Control |
| CLIPPER HOLDING, L.P. | DE | CLIPPER INTERMEDIATE CORP. | E | Control |
| CLIPPER HOLDING, L.P. | DE | CLIPPER INTERMEDIATE CORP. | E | Control |
| CLIPPER HOLDING, L.P. | DE | CLIPPER INTERMEDIATE CORP. | E | Control |
| CLIPPER HOLDING, L.P. | DE | CLIPPER INTERMEDIATE CORP. | E | Control |
| CLIPPER HOLDING, L.P. | DE | CLIPPER INTERMEDIATE CORP. | E | Control |
| CLIPPER HOLDING, L.P. | DE | CLIPPER INTERMEDIATE CORP. | E | Control |
| CLIPPER HOLDING, L.P. | DE | CLIPPER INTERMEDIATE CORP. | E | Control |
| CLIPPER HOLDING, L.P. | DE | CLIPPER INTERMEDIATE CORP. | E | Control |
| CLIPPER HOLDING, L.P. | DE | CLIPPER INTERMEDIATE CORP. | E | Control |
| CLIPPER HOLDING, L.P. | DE | CLIPPER INTERMEDIATE CORP. | E | Control |
| CLIPPER HOLDING, L.P. | DE | CLIPPER INTERMEDIATE CORP. | E | Control |
| CLIPPER HOLDING, L.P. | DE | CLIPPER INTERMEDIATE CORP. | E | Control |
| CLIPPER HOLDING, L.P. | DE | CLIPPER INTERMEDIATE CORP. | E | Control |
| CLIPPER HOLDING, L.P. | DE | CLIPPER INTERMEDIATE CORP. | E | Control |
| CLIPPER INTERMEDIATE CORP. | DE | CLIPPER ACQUIISTIONS CORP. | E | Control |
| CLIPPER INTERMEDIATE CORP. | DE | CLIPPER ACQUIISTIONS CORP. | E | Control |
| CLIPPER INTERMEDIATE CORP. | DE | CLIPPER ACQUIISTIONS CORP. | E | Control |
| CLIPPER INTERMEDIATE CORP. | DE | CLIPPER ACQUIISTIONS CORP. | E | Control |
| CLIPPER INTERMEDIATE CORP. | DE | CLIPPER ACQUIISTIONS CORP. | E | Control |
| CLIPPER INTERMEDIATE CORP. | DE | CLIPPER ACQUISITIONS CORP. | E | Control |
| CLIPPER INTERMEDIATE CORP. | DE | CLIPPER ACQUISITIONS CORP. | E | Control |
| CLIPPER INTERMEDIATE CORP. | DE | CLIPPER ACQUISITIONS CORP. | E | Control |
| CLIPPER INTERMEDIATE CORP. | DE | CLIPPER ACQUISITIONS CORP. | E | Control |
| CLIPPER INTERMEDIATE CORP. | DE | CLIPPER ACQUISITIONS CORP. | E | Control |
| CLIPPER INTERMEDIATE CORP. | DE | CLIPPER ACQUISITIONS CORP. | E | Control |
| CLIPPER INTERMEDIATE CORP. | DE | CLIPPER ACQUISITIONS CORP. | E | Control |
| CLIPPER INTERMEDIATE CORP. | DE | CLIPPER ACQUISITIONS CORP. | E | Control |
| CLIPPER INTERMEDIATE CORP. | DE | CLIPPER ACQUISITIONS CORP. | E | Control |
| DBD CAYMAN HOLDINGS, LTD. | FE | DBD CAYMAN, LTD. | E | Control |
| DBD CAYMAN HOLDINGS, LTD. | FE | DBD CAYMAN, LTD. | E | Control |
| DBD CAYMAN HOLDINGS, LTD. | FE | DBD CAYMAN, LTD. | E | Control |
| DBD CAYMAN HOLDINGS, LTD. | FE | DBD CAYMAN, LTD. | E | Control |
| DBD CAYMAN HOLDINGS, LTD. | FE | DBD CAYMAN, LTD. | E | Control |
| DBD CAYMAN HOLDINGS, LTD. | FE | DBD CAYMAN, LTD. | E | Control |
| DBD CAYMAN HOLDINGS, LTD. | FE | DBD CAYMAN, LTD. | E | Control |
| DUJURE HOLDINGS TRUST | DE | DUJURE, LLC | E | Control |
| DUJURE HOLDINGS TRUST | DE | DUJURE, LLC | E | Control |
| DUJURE HOLDINGS TRUST | DE | DUJURE, LLC | E | Control |
| DUJURE HOLDINGS TRUST | DE | DUJURE, LLC | E | Control |
| DUJURE HOLDINGS TRUST | DE | DUJURE, LLC | E | Control |
| DUJURE HOLDINGS TRUST | DE | DUJURE, LLC | E | Control |
| DUJURE HOLDINGS TRUST | DE | DUJURE, LLC | E | Control |
| TC GROUP CAYMAN INVESTMENT HOLDINGS SUB, L.P. | FE | CARLYLE FINANCIAL SERVICES, INC. | E | Control |
| TC GROUP CAYMAN INVESTMENT HOLDINGS SUB, L.P. | FE | TC GROUP V, L.L.C. | E | Control |
| TC GROUP CAYMAN INVESTMENT HOLDINGS SUB, L.P. | FE | CARLYLE FINANCIAL SERVICES, LTD. | E | Control |
| TC GROUP CAYMAN INVESTMENT HOLDINGS SUB, L.P. | FE | TC GROUP V, L.L.C. | E | Control |
| TC GROUP CAYMAN INVESTMENT HOLDINGS SUB, L.P. | FE | CARLYLE FINANCIAL SERVICES, LTD. | E | Control |
| TC GROUP CAYMAN INVESTMENT HOLDINGS SUB, L.P. | FE | TC GROUP V, L.L.C. | E | Control |
| TC GROUP CAYMAN INVESTMENT HOLDINGS SUB, L.P. | FE | CARLYLE FINANCIAL SERVICES, LTD. | E | Control |
| TC GROUP CAYMAN INVESTMENT HOLDINGS SUB, L.P. | FE | TC GROUP V, L.L.C. | E | Control |
| TC GROUP CAYMAN INVESTMENT HOLDINGS SUB, L.P. | FE | CARLYLE FINANCIAL SERVICES, LTD. | E | Control |
| TC GROUP CAYMAN INVESTMENT HOLDINGS SUB, L.P. | FE | TC GROUP V, L.L.C. | E | Control |
| TC GROUP CAYMAN INVESTMENT HOLDINGS SUB, L.P. | FE | CARLYLE FINANCIAL SERVICES, LTD. | E | Control |
| TC GROUP CAYMAN INVESTMENT HOLDINGS SUB, L.P. | FE | TC GROUP V, L.L.C. | E | Control |
| TC GROUP CAYMAN INVESTMENT HOLDINGS SUB, L.P. | FE | CARLYLE FINANCIAL SERVICES, LTD. | E | Control |
| TC GROUP CAYMAN INVESTMENT HOLDINGS SUB, L.P. | FE | TC GROUP V, L.L.C. | E | Control |
| TCG HOLDINGS CAYMAN II, L.P. | FE | CARLYLE FINANCIAL SERVICES HOLDINGS, LTD. | E | Control |
| TCG HOLDINGS CAYMAN II, L.P. | FE | CP V ILP GP, LTD. | E | Control |
| TCG HOLDINGS CAYMAN II, L.P. | FE | CARLYLE FINANCIAL SERVICES HOLDINGS, LTD. | E | Control |
| TCG HOLDINGS CAYMAN II, L.P. | FE | CP V ILP GP, LTD. | E | Control |
| TCG HOLDINGS CAYMAN II, L.P. | FE | CARLYLE FINANCIAL SERVICES HOLDINGS, LTD. | E | Control |
| TCG HOLDINGS CAYMAN II, L.P. | FE | CP V ILP GP, LTD. | E | Control |
| TCG HOLDINGS CAYMAN II, L.P. | FE | CARLYLE FINANCIAL SERVICES HOLDINGS, LTD. | E | Control |
| TCG HOLDINGS CAYMAN II, L.P. | FE | CP V ILP GP, LTD. | E | Control |
| TCG HOLDINGS CAYMAN II, L.P. | FE | CARLYLE FINANCIAL SERVICES HOLDINGS, LTD. | E | Control |
| TCG HOLDINGS CAYMAN II, L.P. | FE | CP V ILP GP, LTD. | E | Control |
| TCG HOLDINGS CAYMAN II, L.P. | FE | CARLYLE FINANCIAL SERVICES HOLDINGS, LTD. | E | Control |
| TCG HOLDINGS CAYMAN II, L.P. | FE | CP V ILP GP, LTD. | E | Control |
| TCG HOLDINGS CAYMAN II, L.P. | FE | CARLYLE FINANCIAL SERVICES HOLDINGS, LTD. | E | Control |
| TCG HOLDINGS CAYMAN II, L.P. | FE | CP V ILP GP, LTD. | E | Control |
| THE CARLYLE GOUP L.P. | DE | CARLYLE HOLDINGS II, L.P. | E | Control |
| THE CARLYLE GROUP, L.P. | DE | CARLYLE HOLDINGS II GP, L.L.C. | E | Control |
| THE CARLYLE GROUP, L.P. | DE | CARLYLE HOLDINGS II GP, L.L.C. | E | Control |
| THE CARLYLE GROUP, L.P. | DE | CARLYLE HOLDINGS II GP, L.L.C. | E | Control |
| THE CARLYLE GROUP, L.P. | DE | CARLYLE HOLDINGS II GP, L.L.C. | E | Control |
| THE CARLYLE GROUP, L.P. | DE | CARLYLE HOLDINGS II GP, L.L.C. | E | Control |
| THE CARLYLE GROUP, L.P. | DE | CARLYLE HOLDINGS II GP, L.L.C. | E | Control |
| THE TCW GROUP INC. | DE | NB REAL PROPERTY, L.P. | E | Control |
| THE TCW GROUP, INC | DE | BUCHANAN STREET PARTNERS, LP | E | Control |
| THE TCW GROUP, INC. | DE | BSP, INC. | E | Control |
| TCG FINANCIAL SERVICES INVESTMENT HOLDINGS, L.P. | FE | TCG FINANCIAL SERVICES, L.P. | D | Control |
| TCG FINANCIAL SERVICES INVESTMENT HOLDINGS, L.P. | FE | TCG FINANCIAL SERVICES, L.P. | D | Control |
| TCG FINANCIAL SERVICES INVESTMENT HOLDINGS, L.P. | FE | TCG FINANCIAL SERVICES, L.P. | D | Control |
| TCG FINANCIAL SERVICES INVESTMENT HOLDINGS, L.P. | FE | TCG FINANCIAL SERVICES, L.P. | D | Control |
| TCG FINANCIAL SERVICES INVESTMENT HOLDINGS, L.P. | FE | TCG FINANCIAL SERVICES, L.P. | D | Control |
| TCG FINANCIAL SERVICES INVESTMENT HOLDINGS, L.P. | FE | TCG FINANCIAL SERVICES, L.P. | D | Control |
| TCG FINANCIAL SERVICES INVESTMENT HOLDINGS, L.P. | FE | TCG FINANCIAL SERVICES, L.P. | D | Control |
| BALLARD, TIMOTHY, JOHN | I | MAIN BEACH PARTNERS, INC. [THROUGH THE TIMOTHY AND WENDY BALLARD REVOCABLE TRUST DATED JANUARY 28, 2000] | C | Control |
| BALLARD, TIMOTHY, JOHN | I | BSP, INC. [THROUGH THE TIMOTHY AND WENDY BALLARD REVOCABLE TRUST DATED JANUARY 28, 2000] | C | Control |
| BALLARD, TIMOTHY, JOHN | I | BSP/AGP, LLC [THROUGH TIMOTHY AND WENDY BALLARD REVOCABLE TRUST DATED JANUARY 28, 2000] | C | Control |
| BALLARD, TIMOTHY, JOHN | I | BSP GENERAL PARTNER, INC. [THROUGH THE TIMOTHY AND WENDY BALLARD REVOCABLE TRUST DATED JANUARY 28, 2000] | C | Control |
| BALLARD, TIMOTHY, JOHN | I | BSP/AGP, LLC [THROUGH TIMOTHY AND WENDY BALLARD REVOCABLE TRUST DATED JANUARY 28, 2000] | C | Control |
| BALLARD, TIMOTHY, JOHN | I | BSP GENERAL PARTNER, INC. [THROUGH THE TIMOTHY AND WENDY BALLARD REVOCABLE TRUST DATED JANUARY 28, 2000] | C | Control |
| BALLARD, TIMOTHY, JOHN | I | BSP/AGP, LLC [THROUGH TIMOTHY AND WENDY BALLARD REVOCABLE TRUST DATED JANUARY 28, 2000] | C | Control |
| BALLARD, TIMOTHY, JOHN | I | BSP GENERAL PARTNER, INC. [THROUGH THE TIMOTHY AND WENDY BALLARD REVOCABLE TRUST DATED JANUARY 28, 2000] | C | Control |
| BALLARD, TIMOTHY, JOHN | I | BSP/AGP, LLC [THROUGH TIMOTHY AND WENDY BALLARD REVOCABLE TRUST DATED JANUARY 28, 2000] | C | Control |
| BALLARD, TIMOTHY, JOHN | I | BSP GENERAL PARTNER, INC. [THROUGH THE TIMOTHY AND WENDY BALLARD REVOCABLE TRUST DATED JANUARY 28, 2000] | C | Control |
| BALLARD, TIMOTHY, JOHN | I | BSP/AGP, LLC [THROUGH TIMOTHY AND WENDY BALLARD REVOCABLE TRUST DATED JANUARY 28, 2000] | C | Control |
| BALLARD, TIMOTHY, JOHN | I | BSP GENERAL PARTNER, INC. | C | Control |
| BALLARD, TIMOTHY, JOHN | I | BSP GENERAL PARTNER, INC. | C | Control |
| BALLARD, TIMOTHY, JOHN | I | BSP GENERAL PARTNER, INC. | C | Control |
| BALLARD, TIMOTHY, JOHN | I | BSP GENERAL PARTNER, INC. | C | Control |
| BALLARD, TIMOTHY, JOHN | I | BSP GENERAL PARTNER, INC. | C | Control |
| BALLARD, TIMOTHY, JOHN | I | BSP GENERAL PARTNER, INC. | C | Control |
| BALLARD, TIMOTHY, JOHN | I | BSP GENERAL PARTNER, INC. | C | Control |
| BRUNSWICK, ROBERT, STANLEY | I | MAIN BEACH PARTNERS, INC. [THROUGH ROBERT S. BRUNSWICK AND KATHLEEN J. BRUNSWICK REVOCABLE FAMILY TRUST DATED DECEMBER 16, 1998] | C | Control |
| BRUNSWICK, ROBERT, STANLEY | I | BSP, INC. [THROUGH ROBERT S. BRUNSWICK AND KATHLEEN J. BRUNSWICK REVOCABLE FAMILY TRUST DATED DECEMBER 16, 1998] | C | Control |
| BRUNSWICK, ROBERT, STANLEY | I | BSP/AGP, LLC [THROUGH ROBERT S. BRUNSWICK AND KATHLEEN J. BRUNSWICK REVOCABLE FAMILY TRUST DATED DECEMBER 16, 2998] | C | Control |
| BRUNSWICK, ROBERT, STANLEY | I | BSP GENERAL PARTNER, INC. [THROUGH ROBERT S. BRUNSWICK AND KATHLEEN J. BRUNSWICK REVOCABLE FAMILY TRUST DATED DECEMBER 16, 1998] | C | Control |
| BRUNSWICK, ROBERT, STANLEY | I | BSP/AGP, LLC [THROUGH ROBERT S. BRUNSWICK AND KATHLEEN J. BRUNSWICK REVOCABLE FAMILY TRUST DATED DECEMBER 16, 2998] | C | Control |
| BRUNSWICK, ROBERT, STANLEY | I | BSP GENERAL PARTNER, INC. [THROUGH ROBERT S. BRUNSWICK AND KATHLEEN J. BRUNSWICK REVOCABLE FAMILY TRUST DATED DECEMBER 16, 1998] | C | Control |
| BRUNSWICK, ROBERT, STANLEY | I | BSP/AGP, LLC [THROUGH ROBERT S. BRUNSWICK AND KATHLEEN J. BRUNSWICK REVOCABLE FAMILY TRUST DATED DECEMBER 16, 2998] | C | Control |
| BRUNSWICK, ROBERT, STANLEY | I | BSP GENERAL PARTNER, INC. [THROUGH ROBERT S. BRUNSWICK AND KATHLEEN J. BRUNSWICK REVOCABLE FAMILY TRUST DATED DECEMBER 16, 1998] | C | Control |
| BRUNSWICK, ROBERT, STANLEY | I | BSP/AGP, LLC [THROUGH ROBERT S. BRUNSWICK AND KATHLEEN J. BRUNSWICK REVOCABLE FAMILY TRUST DATED DECEMBER 16, 2998] | C | Control |
| BRUNSWICK, ROBERT, STANLEY | I | BSP GENERAL PARTNER, INC. [THROUGH ROBERT S. BRUNSWICK AND KATHLEEN J. BRUNSWICK REVOCABLE FAMILY TRUST DATED DECEMBER 16, 1998] | C | Control |
| BRUNSWICK, ROBERT, STANLEY | I | BSP/AGP, LLC [THROUGH ROBERT S. BRUNSWICK AND KATHLEEN J. BRUNSWICK REVOCABLE FAMILY TRUST DATED DECEMBER 16, 2998] | C | Control |
| BRUNSWICK, ROBERT, STANLEY | I | BSP GENERAL PARTNER, INC. [THROUGH ROBERT S. BRUNSWICK AND KATHLEEN J. BRUNSWICK REVOCABLE FAMILY TRUST DATED DECEMBER 16, 1998] | C | Control |
| BRUNSWICK, ROBERT, STANLEY | I | BSP/AGP, LLC [THROUGH ROBERT S. BRUNSWICK AND KATHLEEN J. BRUNSWICK REVOCABLE FAMILY TRUST DATED DECEMBER 16, 2998] | C | Control |
| BRUNSWICK, ROBERT, STANLEY | I | BSP GENERAL PARTNER, INC. [THROUGH ROBERT S. BRUNSWICK AND KATHLEEN J. BRUNSWICK REVOCABLE FAMILY TRUST DATED DECEMBER 16, 1998] | C | Control |
| BRUNSWICK, ROBERT, STANLEY | I | BSP/AGP, LLC [THROUGH ROBERT S. BRUNSWICK AND KATHLEEN J. BRUNSWICK REVOCABLE FAMILY TRUST DATED DECEMBER 16, 2998] | C | Control |
| BRUNSWICK, ROBERT, STANLEY | I | BSP GENERAL PARTNER, INC. [THROUGH ROBERT S. BRUNSWICK AND KATHLEEN J. BRUNSWICK REVOCABLE FAMILY TRUST DATED DECEMBER 16, 1998] | C | Control |
| BRUNSWICK, ROBERT, STANLEY | I | BSP/AGP, LLC [THROUGH ROBERT S. BRUNSWICK AND KATHLEEN J. BRUNSWICK REVOCABLE FAMILY TRUST DATED DECEMBER 16, 2998] | C | Control |
| BRUNSWICK, ROBERT, STANLEY | I | BSP GENERAL PARTNER, INC. [THROUGH ROBERT S. BRUNSWICK AND KATHLEEN J. BRUNSWICK REVOCABLE FAMILY TRUST DATED DECEMBER 16, 1998] | C | Control |
| BRUNSWICK, ROBERT, STANLEY | I | BSP/AGP, LLC [THROUGH ROBERT S. BRUNSWICK AND KATHLEEN J. BRUNSWICK REVOCABLE FAMILY TRUST DATED DECEMBER 16, 2998] | C | Control |
| BRUNSWICK, ROBERT, STANLEY | I | BSP GENERAL PARTNER, INC. [THROUGH ROBERT S. BRUNSWICK AND KATHLEEN J. BRUNSWICK REVOCABLE FAMILY TRUST DATED DECEMBER 16, 1998] | C | Control |
| BRUNSWICK, ROBERT, STANLEY | I | BSP/AGP, LLC [THROUGH ROBERT S. BRUNSWICK AND KATHLEEN J. BRUNSWICK REVOCABLE FAMILY TRUST DATED DECEMBER 16, 2998] | C | Control |
| BRUNSWICK, ROBERT, STANLEY | I | BSP GENERAL PARTNER, INC. [THROUGH ROBERT S. BRUNSWICK AND KATHLEEN J. BRUNSWICK REVOCABLE FAMILY TRUST DATED DECEMBER 16, 1998] | C | Control |
| BRUNSWICK, ROBERT, STANLEY | I | BSP/AGP, LLC [THROUGH ROBERT S. BRUNSWICK AND KATHLEEN J. BRUNSWICK REVOCABLE FAMILY TRUST DATED DECEMBER 16, 2998] | C | Control |
| BRUNSWICK, ROBERT, STANLEY | I | BSP GENERAL PARTNER, INC. [THROUGH ROBERT S. BRUNSWICK AND KATHLEEN J. BRUNSWICK REVOCABLE FAMILY TRUST DATED DECEMBER 16, 1998] | C | Control |
| BRUNSWICK, ROBERT, STANLEY | I | BSP/AGP, LLC [THROUGH ROBERT S. BRUNSWICK AND KATHLEEN J. BRUNSWICK REVOCABLE FAMILY TRUST DATED DECEMBER 16, 2998] | C | Control |
| CARLYLE FINANCIAL SERVICES HARBOR, L.P. | FE | CLIPPER HOLDING, L.P. | C | Control |
| CARLYLE FINANCIAL SERVICES HARBOR, L.P. | FE | CLIPPER HOLDING, L.P. | C | Control |
| CARLYLE FINANCIAL SERVICES HARBOR, L.P. | FE | CLIPPER HOLDING, L.P. | C | Control |
| CARLYLE FINANCIAL SERVICES HARBOR, L.P. | DE | CLIPPER HOLDING, L.P. | C | Control |
| CARLYLE FINANCIAL SERVICES HARBOR, L.P. | DE | CLIPPER HOLDING, L.P. | C | Control |
| CARLYLE FINANCIAL SERVICES HARBOR, L.P. | DE | CLIPPER HOLDING, L.P. | C | Control |
| CARLYLE FINANCIAL SERVICES HARBOR, L.P. | DE | CLIPPER HOLDING, L.P. | C | Control |
| CARLYLE PARTNERS V, L.P. | DE | CLIPPER HOLDING, L.P. | C | Control |
| CARLYLE PARTNERS V, L.P. | DE | CLIPPER HOLDING, L.P. | C | Control |
| CARLYLE PARTNERS V, L.P. | DE | CLIPPER HOLDING, L.P. | C | Control |
| CARLYLE PARTNERS V, L.P. | DE | CLIPPER HOLDING, L.P. | C | Control |
| CARLYLE PARTNERS V, L.P. | DE | CLIPPER HOLDING, L.P. | C | Control |
| CARLYLE PARTNERS V, L.P. | DE | CLIPPER HOLDING, L.P. | C | Control |
| CARLYLE PARTNERS V, L.P. | DE | CLIPPER HOLDING, L.P. | C | Control |
| CONWAY, WILLIAM, ELIAS | I | DBD CAYMAN HOLDINGS, LTD. | C | Control |
| CONWAY, WILLIAM, ELIAS | I | DBD CAYMAN HOLDINGS, LTD. | C | Control |
| CONWAY, WILLIAM, ELIAS | I | DBD CAYMAN HOLDINGS, LTD. | C | Control |
| CONWAY, WILLIAM, ELIAS | I | DBD CAYMAN HOLDINGS, LTD. | C | Control |
| CONWAY, WILLIAM, ELIAS | I | DBD CAYMAN HOLDINGS, LTD. | C | Control |
| CONWAY, WILLIAM, ELIAS | I | DBD CAYMAN HOLDINGS, LTD. | C | Control |
| CONWAY, WILLIAM, ELIAS | I | DBD CAYMAN HOLDINGS, LTD. | C | Control |
| CP V INVESTMENT HOLDINGS, L.P. | FE | TC GROUP V, L.P. | C | Control |
| CP V INVESTMENT HOLDINGS, L.P. | FE | TC GROUP V, L.P. | C | Control |
| CP V INVESTMENT HOLDINGS, L.P. | FE | TC GROUP V, L.P. | C | Control |
| CP V INVESTMENT HOLDINGS, L.P. | FE | TC GROUP V, L.P. | C | Control |
| CP V INVESTMENT HOLDINGS, L.P. | FE | TC GROUP V, L.P. | C | Control |
| CP V INVESTMENT HOLDINGS, L.P. | FE | TC GROUP V, L.P. | C | Control |
| CP V INVESTMENT HOLDINGS, L.P. | FE | TC GROUP V, L.P. | C | Control |
| CP V INVESTMENT HOLDINGS, L.P. | FE | TC GROUP V, L.P. | C | Control |
| D'ANIELLO, DANIEL, ANTHONY | I | DBD CAYMAN HOLDINGS, LTD. | C | Control |
| D'ANIELLO, DANIEL, ANTHONY | I | DBD CAYMAN HOLDINGS, LTD. | C | Control |
| D'ANIELLO, DANIEL, ANTHONY | I | DBD CAYMAN HOLDINGS, LTD. | C | Control |
| D'ANIELLO, DANIEL, ANTHONY | I | DBD CAYMAN HOLDINGS, LTD. | C | Control |
| D'ANIELLO, DANIEL, ANTHONY | I | DBD CAYMAN HOLDINGS, LTD. | C | Control |
| D'ANIELLO, DANIEL, ANTHONY | I | DBD CAYMAN HOLDINGS, LTD. | C | Control |
| D'ANIELLO, DANIEL, ANTHONY | I | DBD CAYMAN HOLDINGS, LTD. | C | Control |
| DUJURE, LLC | DE | BSP/AGP, LLC | C | Control |
| DUJURE, LLC | DE | BSP/AGP, LLC | C | Control |
| DUJURE, LLC | DE | BSP/AGP, LLC | C | Control |
| DUJURE, LLC | DE | BSP/AGP, LLC | C | Control |
| DUJURE, LLC | DE | BSP/AGP, LLC | C | Control |
| DUJURE, LLC | DE | BSP/AGP, LLC | C | Control |
| DUJURE, LLC | DE | BSP/AGP, LLC | C | Control |
| RUBENSTEIN, DAVID, MARK | I | DBD CAYMAN HOLDINGS, LTD. | C | Control |
| RUBENSTEIN, DAVID, MARK | I | DBD CAYMAN HOLDINGS, LTD. | C | Control |
| RUBENSTEIN, DAVID, MARK | I | DBD CAYMAN HOLDINGS, LTD. | C | Control |
| RUBENSTEIN, DAVID, MARK | I | DBD CAYMAN HOLDINGS, LTD. | C | Control |
| RUBENSTEIN, DAVID, MARK | I | DBD CAYMAN HOLDINGS, LTD. | C | Control |
| RUBENSTEIN, DAVID, MARK | I | DBD CAYMAN HOLDINGS, LTD. | C | Control |
| RUBENSTEIN, DAVID, MARK | I | DBD CAYMAN HOLDINGS, LTD. | C | Control |
| TCW OWNERS LLC | DE | CLIPPER HOLDING, L.P. | C | Control |
| TCW OWNERS LLC | DE | CLIPPER HOLDING, L.P. | C | Control |
| TCW OWNERS LLC | DE | CLIPPER HOLDING, L.P. | C | Control |
| TCW OWNERS LLC | DE | CLIPPER HOLDING, L.P. | C | Control |
| TCW OWNERS LLC | DE | CLIPPER HOLDING, L.P. | C | Control |
| THE TCW GROUP, INC. | DE | BSP, INC. | C | Control |
| THE TCW GROUP, INC. | DE | BSP/AGP, LLC | C | Control |
| THE TCW GROUP, INC. | DE | BSP GENERAL PARTNER, INC. | C | Control |
| THE TCW GROUP, INC. | DE | BSP/AGP, LLC | C | Control |
| THE TCW GROUP, INC. | DE | BSP GENERAL PARTNER, INC. | C | Control |
| THE TCW GROUP, INC. | DE | BSP/AGP, LLC | C | Control |
| THE TCW GROUP, INC. | DE | BSP GENERAL PARTNER, INC. | C | Control |
| THE TCW GROUP, INC. | DE | BSP/AGP, LLC | C | Control |
| THE TCW GROUP, INC. | DE | BSP GENERAL PARTNER, INC. | C | Control |
| THE TCW GROUP, INC. | DE | BSP/AGP, LLC | C | Control |
| THE TCW GROUP, INC. | DE | BSP GENERAL PARTNER, INC. | C | Control |
| THE TCW GROUP, INC. | DE | BSP/AGP, LLC | C | Control |
| THE TCW GROUP, INC. | DE | BSP GENERAL PARTNER, INC. | C | Control |
| THE TCW GROUP, INC. | DE | BSP/AGP, LLC | C | Control |
| THE TCW GROUP, INC. | DE | BSP GENERAL PARTNER, INC. | C | Control |
| THE TCW GROUP, INC. | DE | BSP/AGP, LLC | C | Control |
| THE TCW GROUP, INC. | DE | BSP GENERAL PARTNER, INC. | C | Control |
| THE TCW GROUP, INC. | DE | BSP/AGP, LLC | C | Control |
| THE TCW GROUP, INC. | DE | BSP GENERAL PARTNER, INC. | C | Control |
| THE TCW GROUP, INC. | DE | BSP/AGP, LLC | C | Control |
| THE TCW GROUP, INC. | DE | BSP GENERAL PARTNER, INC. | C | Control |
| THE TCW GROUP, INC. | DE | BSP/AGP, LLC | C | Control |
| THE TCW GROUP, INC. | DE | BSP GENERAL PARTNER, INC. | C | Control |
| THE TCW GROUP, INC. | DE | BSP/AGP, LLC | C | Control |
Registrations
Federal
IA
Mar 31, 2025 REGISTERED
Notice Filings (1)
CA
Address
3501 JAMBOREE ROADSUITE 4200
NEWPORT BEACH, CA 92660
United States
Phone: 949-721-1414