OAK HARBOR CAPITAL, LLC
CRD #169089 SEC #801-80354 LAS VEGAS, NV 855-330-9520
SEC Registered Private Funds Disclosures
Total AUM
$507.8M
Discretionary
$507.8M
Employees
26
Clients
0
Accounts
18
This firm has regulatory disclosures on file.
View disclosures
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jun 4, 2025
- Branch Offices
- 1
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BASILE, MICHAEL, L. | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BASILE, MICHAEL, L. | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BASILE, MICHAEL, LOUIS | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BASILE, MICHAEL, LOUIS | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BASILE, MICHAEL, LOUIS | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BASILE, MICHAEL, LOUIS | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BELL, STEPHEN | I | CHIEF TECHNOLOGY/INFORMATION OFFICER | NA | Control |
| BELL, STEPHEN | I | CHIEF TECHNOLOGY/INFORMATION OFFICER | NA | Control |
| BELL, STEPHEN, LEROY | I | CHIEF TECHNOLOGY/INFORMATION OFFICER | NA | Control |
| BELL, STEPHEN, LEROY | I | CHIEF TECHNOLOGY/INFORMATION OFFICER | NA | Control |
| BELL, STEPHEN, LEROY | I | CHIEF TECHNOLOGY/INFORMATION OFFICER | NA | Control |
| CHAN, GARY, K | I | CHIEF FINANCIAL OFFICER | NA | Control |
| CHAN, GARY, K | I | CHIEF FINANCIAL OFFICER | NA | Control |
| EDWARDS, AARON | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| FITZPATRICK, PETER, J | I | CHIEF LEGAL OFFICER | NA | Control |
| FITZPATRICK, PETER, J | I | CHIEF COMPLIANCE OFFICER / CHIEF LEGAL OFFICER | NA | Control |
| FITZPATRICK, PETER, J | I | CHIEF COMPLIANCE OFFICER / CHIEF LEGAL OFFICER | NA | Control |
| FITZPATRICK, PETER, J | I | CHIEF COMPLIANCE OFFICER / CHIEF LEGAL OFFICER | NA | Control |
| FITZPATRICK, PETER, J | I | CHIEF COMPLIANCE OFFICER / CHIEF LEGAL OFFICER | NA | Control |
| FITZPATRICK, PETER, J | I | CHIEF COMPLIANCE OFFICER / CHIEF LEGAL OFFICER | NA | Control |
| FITZPATRICK, PETER, J | I | CHIEF COMPLIANCE OFFICER / CHIEF LEGAL OFFICER | NA | Control |
| FITZPATRICK, PETER, J | I | CHIEF COMPLIANCE OFFICER / CHIEF LEGAL OFFICER | NA | Control |
| FITZPATRICK, PETER, J | I | CHIEF COMPLIANCE OFFICER / CHIEF LEGAL OFFICER | NA | Control |
| FITZPATRICK, PETER, JOSEPH | I | CHIEF COMPLIANCE OFFICER / CHIEF LEGAL OFFICER | NA | Control |
| FITZPATRICK, PETER, JOSEPH | I | CHIEF COMPLIANCE OFFICER / CHIEF LEGAL OFFICER | NA | Control |
| FITZPATRICK, PETER, JOSEPH | I | CHIEF LEGAL OFFICER/CHIEF COMPLIANCE OFFICER | NA | Control |
| FITZPATRICK, PETER, JOSEPH | I | CHIEF LEGAL OFFICER/CHIEF COMPLIANCE OFFICER | NA | Control |
| FITZPATRICK, PETER, JOSEPH | I | CHIEF LEGAL OFFICER/CHIEF COMPLIANCE OFFICER | NA | Control |
| FITZPATRICK, PETER, JOSEPH | I | CHIEF LEGAL OFFICER/CHIEF COMPLIANCE OFFICER | NA | Control |
| FITZPATRICK, PETER, JOSEPH | I | CHIEF LEGAL OFFICER/CHIEF COMPLIANCE OFFICER | NA | Control |
| FITZPATRICK, PETER, JOSEPH | I | CHIEF LEGAL OFFICER/CHIEF COMPLIANCE OFFICER | NA | Control |
| GOTTLIEB, DAVID | I | CHIEF FINANCIAL OFFICER | NA | Control |
| GROSVENOR, TERRY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GROSVENOR, TERRY | I | CORPORATE SECRETARY | NA | Control |
| GROSVENOR, TERRY | I | CORPORATE SECRETARY | NA | Control |
| GROSVENOR, TERRY | I | CORPORATE SECRETARY | NA | Control |
| Gupta, Sonal | I | CHIEF FINANCIAL OFFICER | NA | Control |
| JOHNSON, AARON | I | CHIEF OPERATING OFFICER | NA | Control |
| JOHNSON, AARON | I | CHIEF OPERATING OFFICER | NA | Control |
| JOHNSON, AARON | I | CHIEF OPERATING OFFICER | NA | Control |
| JOHNSON, AARON | I | CHIEF OPERATING OFFICER | NA | Control |
| JOHNSON, AARON | I | CHIEF OPERATING OFFICER | NA | Control |
| JOHNSON, AARON | I | CHIEF OPERATING OFFICER | NA | Control |
| JOHNSON, AARON | I | CHIEF OPERATING OFFICER | NA | Control |
| JOHNSON, AARON | I | CHIEF OPERATING OFFICER | NA | Control |
| JOHNSON, AARON | I | CHIEF OPERATING OFFICER | NA | Control |
| JOHNSON, AARON, RAY | I | CHIEF OPERATING OFFICER | NA | Control |
| JOHNSON, AARON, RAY | I | CHIEF OPERATING OFFICER | NA | Control |
| JOHNSON, BRUCE | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| JOHNSON, BRUCE | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| JOHNSON, BRUCE | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| JOHNSON, BRUCE | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| JOHNSON, BRUCE | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| JOHNSON, BRUCE | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| JOHNSON, BRUCE | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| JOHNSON, BRUCE | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| JOHNSON, BRUCE | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| JOHNSON, BRUCE, BENNION | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| JOHNSON, BRUCE, BENNION | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| PICCINI, JOSEPH | I | CORPORATE CONTROLLER | NA | Control |
| PICCINI, JOSEPH | I | CORPORATE CONTROLLER | NA | Control |
| PICCINI, JOSEPH | I | CORPORATE CONTROLLER | NA | Control |
| PICCINI, JOSEPH | I | CORPORATE CONTROLLER | NA | Control |
| STARKS, SARA | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| WEINSTEIN, WILLIAM, STEPHEN | I | CHIEF EXECUTIVE/OPERATING OFFICER | NA | Control |
| WEINSTEIN, WILLIAM, STEPHEN | I | CHIEF EXECUTIVE/OPERATING OFFICER | NA | Control |
| WEINSTEIN, WILLIAM, STEPHEN | I | CHIEF EXECUTIVE/OPERATING OFFICER | NA | Control |
| WEINSTEIN, WILLIAM, STEPHEN | I | CHIEF EXECUTIVE/OPERATING OFFICER | NA | Control |
| WEINSTEIN, WILLIAM, STEPHEN | I | CHIEF EXECUTIVE/OPERATING OFFICER | NA | Control |
| YU, TONY, YEW-MING | I | CHIEF FINANCIAL OFFICER | NA | Control |
| YU, TONY, YEW-MING | I | CHIEF FINANCIAL OFFICER | NA | Control |
| YU, TONY, YEW-MING | I | CHIEF FINANCIAL OFFICER | NA | Control |
| YU, TONY, YEW-MING | I | CHIEF FINANCIAL OFFICER | NA | Control |
| YU, TONY, YEW-MING | I | CHIEF FINANCIAL OFFICER | NA | Control |
| YU, TONY, YEW-MING | I | CHIEF FINANCIAL OFFICER | NA | Control |
| YU, TONY, YEW-MING | I | CHIEF FINANCIAL OFFICER | NA | Control |
| OAK HARBOR HOLDINGS, LLC | DE | OWNER | E | Control |
| OAK HARBOR HOLDINGS, LLC | DE | OWNER | E | Control |
| OAK HARBOR HOLDINGS, LLC | DE | OWNER | E | Control |
| OAK HARBOR HOLDINGS, LLC | DE | OWNER | E | Control |
| OAK HARBOR HOLDINGS, LLC | DE | OWNER | E | Control |
| OAK HARBOR HOLDINGS, LLC | DE | OWNER | E | Control |
| OAK HARBOR HOLDINGS, LLC | DE | OWNER | E | Control |
| OAK HARBOR HOLDINGS, LLC | DE | OWNER | E | Control |
| OAK HARBOR HOLDINGS, LLC | DE | OWNER | E | Control |
| OAK HARBOR HOLDINGS, LLC | DE | OWNER | E | Control |
| WEINSTEIN, WILLIAM, STEPHEN | I | CHIEF EXECUTIVE/OPERATING OFFICER | E | Control |
| WEINSTEIN, WILLIAM, S. | I | CHIEF EXECUTIVE OFFICER | D | Control |
| WEINSTEIN, WILLIAM, S. | I | CHIEF EXECUTIVE OFFICER / CHIEF FINANCIAL OFFICER | D | Control |
| HOLDPHRYSING, INC. | DE | OWNER | C | Control |
| HOLDPHRYSING, INC. | DE | OWNER | C | Control |
| HOLDPHRYSING, INC. | DE | OWNER | C | Control |
| HOLDPHRYSING, INC. | DE | OWNER | C | Control |
| HOLDPHRYSING, INC. | DE | OWNER | C | Control |
| HOLDPHRYSING, INC. | DE | OWNER | C | Control |
| HOLDPHRYSING, INC. | DE | OWNER | C | Control |
| WEINSTEIN, WILLIAM, S. | I | CHIEF EXECUTIVE OFFICER | C | Control |
| WEINSTEIN, WILLIAM, S. | I | CHIEF EXECUTIVE OFFICER | C | Control |
| WEINSTEIN, WILLIAM, S. | I | CHIEF EXECUTIVE OFFICER | C | Control |
| WEINSTEIN, WILLIAM, S. | I | CHIEF EXECUTIVE OFFICER | C | Control |
| WEINSTEIN, WILLIAM, S. | I | CHIEF EXECUTIVE OFFICER | C | Control |
| WEINSTEIN, WILLIAM, S. | I | CHIEF EXECUTIVE OFFICER | C | Control |
| WEINSTEIN, WILLIAM, S. | I | CHIEF EXECUTIVE OFFICER | C | Control |
| WEINSTEIN, WILLIAM, STEPHEN | I | CHIEF EXECUTIVE OFFICER | C | Control |
| WEINSTEIN, WILLIAM, STEPHEN | I | CHIEF EXECUTIVE OFFICER | C | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| WEINSTEIN, WILLIAM, S. | I | HOLDSPHRYSING, INC. | E | Control |
| WEINSTEIN, WILLIAM, S. | I | HOLDSPHRYSING, INC. | E | Control |
| WEINSTEIN, WILLIAM, S. | I | HOLDSPHRYSING, INC. | E | Control |
| WEINSTEIN, WILLIAM, S. | I | HOLDSPHRYSING, INC. | E | Control |
| WEINSTEIN, WILLIAM, S. | I | HOLDSPHRYSING, INC. | E | Control |
| WEINSTEIN, WILLIAM, S. | I | HOLDSPHRYSING, INC. | E | Control |
| WEINSTEIN, WILLIAM, S. | I | HOLDSPHRYSING, INC. | E | Control |
| WEINSTEIN, WILLIAM, S. | I | HOLDPHRYSING, INC. | E | Control |
| WEINSTEIN, WILLIAM, S. | I | HOLDPHRYSING, INC. | E | Control |
| WEINSTEIN, WILLIAM, STEPHEN | I | HOLDPHRYSING, INC. | E | Control |
| WEINSTEIN, WILLIAM, STEPHEN | I | HOLDPHRYSING, INC. | E | Control |
| WEINSTEIN, WILLIAM, STEPHEN | I | HOLDPHRYSING, INC. | E | Control |
| WEINSTEIN, WILLIAM, STEPHEN | I | HOLDPHRYSING, INC. | E | Control |
| WEINSTEIN, WILLIAM, STEPHEN | I | HOLDPHRYSING, INC. | E | Control |
| WEINSTEIN, WILLIAM, STEPHEN | I | HOLDPHRYSING, INC. | E | Control |
| HOLDPHRYSING, INC. | DE | OAK HARBOR HOLDINGS, LLC | C | Control |
| HOLDPHRYSING, INC. | DE | OAK HARBOR HOLDINGS, LLC | C | Control |
| HOLDPHRYSING, INC. | DE | OAK HARBOR HOLDINGS, LLC | C | Control |
| HOLDPHRYSING, INC. | DE | OAK HARBOR HOLDINGS, LLC | C | Control |
| HOLDPHRYSING, INC. | DE | OAK HARBOR HOLDINGS, LLC | C | Control |
| HOLDPHRYSING, INC. | DE | OAK HARBOR HOLDINGS, LLC | C | Control |
| HOLDPHRYSING, INC. | DE | OAK HARBOR HOLDINGS, LLC | C | Control |
| HOLDPHRYSING, INC. | DE | OAK HARBOR HOLDINGS, LLC | C | Control |
| WEINSTEIN, WILLIAM, S. | I | OAK HARBOR HOLDINGS, LLC | C | Control |
| WEINSTEIN, WILLIAM, S. | I | OAK HARBOR HOLDINGS, LLC | C | Control |
| WEINSTEIN, WILLIAM, STEPHEN | I | OAK HARBOR HOLDINGS, LLC | C | Control |
| WEINSTEIN, WILLIAM, STEPHEN | I | OAK HARBOR HOLDINGS, LLC | C | Control |
| WEINSTEIN, WILLIAM, STEPHEN | I | OAK HARBOR HOLDINGS, LLC | C | Control |
| WEINSTEIN, WILLIAM, STEPHEN | I | OAK HARBOR HOLDINGS, LLC | C | Control |
| WEINSTEIN, WILLIAM, STEPHEN | I | OAK HARBOR HOLDINGS, LLC | C | Control |
| WEINSTEIN, WILLIAM, STEPHEN | I | OAK HARBOR HOLDINGS, LLC | C | Control |
Registrations
Federal
IA
Jun 4, 2025 REGISTERED
Notice Filings (3)
DE NV WA
Address
4530 SOUTH EASTERN AVENUESUITE 10
LAS VEGAS, NV 89119-6181
United States
Phone: 855-330-9520