CG ASSET MANAGEMENT, LLC
CRD #169153 SEC #801-78712 NEW YORK, NY 646-568-4082
SEC Registered
Total AUM
$307.3M
Discretionary
$307.3M
Employees
8
Clients
0
Accounts
174
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- North Carolina
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Dec 20, 2016
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BOYER, DAVID, ALAN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BOYER, DAVID, ALAN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BOYER, DAVID, ALAN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BOYER, DAVID, ALAN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BOYER, DAVID, ALAN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| CHOTKOWSKI, MATTHEW, ADAM | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CHOTKOWSKI, MATTHEW, ADAM | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CHOTKOWSKI, MATTHEW, ADAM | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CHOTKOWSKI, MATTHEW, ADAM | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CHOTKOWSKI, MATTHEW, ADAM | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KIRKPATRICK, BRIAN, TAYLOR | I | PRESIDENT | NA | Control |
| KIRKPATRICK, BRIAN, TAYLOR | I | PRESIDENT | NA | Control |
| KIRKPATRICK, BRIAN, TAYLOR | I | PRESIDENT | NA | Control |
| KIRKPATRICK, BRIAN, TAYLOR | I | PRESIDENT | NA | Control |
| KIRKPATRICK, BRIAN, TAYLOR | I | PRESIDENT | NA | Control |
| KIRKPATRICK, BRIAN, TAYLOR | I | PRESIDENT/DIRECTOR/COO | NA | Control |
| KIRKPATRICK, BRIAN, TAYLOR | I | PRESIDENT/DIRECTOR/COO | NA | Control |
| KIRKPATRICK, BRIAN, TAYLOR | I | PRESIDENT/DIRECTOR/COO | NA | Control |
| LINBURN, MICHAEL, RICHARD | I | SECRETARY/CCO | NA | Control |
| LINBURN, MICHAEL, RICHARD | I | SECRETARY/CCO | NA | Control |
| LINBURN, MICHAEL, RICHARD | I | SECRETARY/CCO | NA | Control |
| LINBURN, MICHAEL, RICHARD | I | SECRETARY/CCO | NA | Control |
| LINBURN, MICHAEL, RICHARD | I | SECRETARY/CCO | NA | Control |
| LINBURN, MICHAEL, RICHARD | I | SECRETARY/CCO | NA | Control |
| LINBURN, MICHAEL, RICHARD | I | SECRETARY/CCO | NA | Control |
| LINBURN, MICHAEL, RICHARD | I | SECRETARY/CCO | NA | Control |
| LINBURN, MICHAEL, RICHARD | I | SECRETARY/CCO | NA | Control |
| LINBURN, MICHAEL, RICHARD | I | SECRETARY/CCO | NA | Control |
| LINBURN, MICHAEL, RICHARD | I | SECRETARY/CCO | NA | Control |
| LINBURN, MICHAEL, RICHARD | I | SECRETARY/CCO | NA | Control |
| MCLAUGHLIN, IAN, ANDREW | I | EXECUTIVE VICE PRESIDENT & ASSISTANT SECRETARY | NA | Control |
| MCLAUGHLIN, IAN, ANDREW | I | EXECUTIVE VICE PRESIDENT & ASSISTANT SECRETARY | NA | Control |
| MCLAUGHLIN, IAN, ANDREW | I | EXECUTIVE VICE PRESIDENT & ASSISTANT SECRETARY | NA | Control |
| MORSE, ROBERT, PARKER | I | CEO/CHAIRMAN/DIRECTOR | NA | Control |
| MORSE, ROBERT, PARKER | I | CEO/CHAIRMAN/DIRECTOR | NA | Control |
| MORSE, ROBERT, PARKER | I | CEO/CHAIRMAN/DIRECTOR | NA | Control |
| WANG, JIAN, H | I | TREASURER AND MANAGING DIRECTOR | NA | Control |
| WANG, JIAN, H | I | TREASURER AND MANAGING DIRECTOR | NA | Control |
| WANG, JIAN, H | I | TREASURER AND MANAGING DIRECTOR | NA | Control |
| CAPITAL GUARDIAN HOLDING LLC | DE | OWNER | E | Control |
| CAPITAL GUARDIAN HOLDING LLC | DE | OWNER | E | Control |
| CAPITAL GUARDIAN HOLDING LLC | DE | MEMBER | E | Control |
| CAPITAL GUARDIAN HOLDING LLC | DE | MEMBER | E | Control |
| CAPITAL GUARDIAN HOLDING LLC | DE | MEMBER | E | Control |
| CG ASSETS, INC. | DE | OWNER | E | Control |
| CAPITAL GUARDIAN HOLDING LLC | DE | MEMBER | D | |
| CAPITAL GUARDIAN HOLDING LLC | DE | MEMBER | D | |
| CAPITAL GUARDIAN HOLDING LLC | DE | MEMBER | D | |
| CAPITAL GUARDIAN HOLDING LLC | DE | MEMBER | D | Control |
| CAPITAL GUARDIAN HOLDING LLC | DE | MEMBER | D | |
| CAPITAL GUARDIAN HOLDING LLC | DE | MEMBER | D | |
| CAPITAL GUARDIAN HOLDING LLC | DE | MEMBER | D | |
| CAPITAL GUARDIAN HOLDING LLC | DE | MEMBER | D | |
| CAPITAL GUARDIAN HOLDING LLC | DE | MEMBER | D | |
| MORSE, ROBERT, PARKER | I | CEO/CHAIRMAN/DIRECTOR | D | Control |
| MORSE, ROBERT, PARKER | I | CEO/CHAIRMAN/DIRECTOR | D | Control |
| MORSE, ROBERT, PARKER | I | CEO/CHAIRMAN/DIRECTOR | D | Control |
| MORSE, ROBERT, PARKER | I | CEO/CHAIRMAN/DIRECTOR | D | Control |
| MORSE, ROBERT, PARKER | I | CEO/CHAIRMAN/DIRECTOR | D | Control |
| MORSE, ROBERT, PARKER | I | CEO/CHAIRMAN/DIRECTOR | D | Control |
| MORSE, ROBERT, PARKER | I | CEO/CHAIRMAN/DIRECTOR | D | Control |
| MORSE, ROBERT, PARKER | I | CEO/CHAIRMAN/DIRECTOR | D | Control |
| MORSE, ROBERT, PARKER | I | CEO/CHAIRMAN/DIRECTOR | D | Control |
| MORSE, ROBERT, PARKER | I | CEO/CHAIRMAN/DIRECTOR | D | Control |
| MORSE, ROBERT, PARKER | I | CEO/CHAIRMAN/DIRECTOR | D | Control |
| MORSE, ROBERT, PARKER | I | CEO/CHAIRMAN/DIRECTOR | C | Control |
| MORSE, ROBERT, PARKER | I | CEO/CHAIRMAN/DIRECTOR | C | Control |
| MORSE, ROBERT, PARKER | I | CEO/CHAIRMAN/DIRECTOR | C | Control |
| MORSE, ROBERT, PARKER | I | CEO/CHAIRMAN/DIRECTOR | C | Control |
| MORSE, ROBERT, PARKER | I | CEO/CHAIRMAN/DIRECTOR | C | Control |
| MORSE, ROBERT, PARKER | I | CEO/CHAIRMAN/DIRECTOR | C | Control |
| MORSE, ROBERT, PARKER | I | CEO/CHAIRMAN/DIRECTOR | C | Control |
| MORSE, ROBERT, PARKER | I | CEO/CHAIRMAN/DIRECTOR | C | Control |
| MORSE, ROBERT, PARKER | I | CEO/CHAIRMAN/DIRECTOR | C | Control |
| KIRKPATRICK, BRIAN, TAYLOR | I | COO/PRESIDENT/DIRECTOR/CIO | B | Control |
| KIRKPATRICK, BRIAN, TAYLOR | I | PRESIDENT/DIRECTOR/CIO | B | Control |
| KIRKPATRICK, BRIAN, TAYLOR | I | PRESIDENT/DIRECTOR/CIO | B | Control |
| LINBURN, MICHAEL, RICHARD | I | SECRETARY/CCO | B | Control |
| LINBURN, MICHAEL, RICHARD | I | SECRETARY/CCO | B | Control |
| LINBURN, MICHAEL, RICHARD | I | SECRETARY/CCO | B | Control |
| LINBURN, MICHAEL, RICHARD | I | SECRETARY/CCO | B | Control |
| LINBURN, MICHAEL, RICHARD | I | SECRETARY/CCO | B | Control |
| LINBURN, MICHAEL, RICHARD | I | SECRETARY/CCO | B | Control |
| LINBURN, MICHAEL, RICHARD | I | SECRETARY/CCO | B | Control |
| LINBURN, MICHAEL, RICHARD | I | SECRETARY/CCO | B | Control |
| LINBURN, MICHAEL, RICHARD | I | SECRETARY/CCO | B | Control |
| LINBURN, MICHAEL, RICHARD | I | SECRETARY/CCO | B | Control |
| LINBURN, MICHAEL, RICHARD | I | SECRETARY/CCO | B | Control |
| MCLAUGHLIN, IAN, ANDREW | I | EXECUTIVE VICE PRESIDENT & ASSISTANT SECRETARY | B | Control |
| MCLAUGHLIN, IAN, ANDREW | I | EXECUTIVE VICE PRESIDENT & ASSISTANT SECRETARY | B | Control |
| MCLAUGHLIN, IAN, ANDREW | I | EXECUTIVE VICE PRESIDENT & ASSISTANT SECRETARY | B | Control |
| MCLAUGHLIN, IAN, ANDREW | I | EXECUTIVE VICE PRESIDENT & ASSISTANT SECRETARY | B | Control |
| MCLAUGHLIN, IAN, ANDREW | I | EXECUTIVE VICE PRESIDENT & ASSISTANT SECRETARY | B | Control |
| MCLAUGHLIN, IAN, ANDREW | I | EXECUTIVE VICE PRESIDENT & ASSISTANT SECRETARY | B | Control |
| MCLAUGHLIN, IAN, ANDREW | I | EXECUTIVE VICE PRESIDENT & ASSISTANT SECRETARY | B | Control |
| MCLAUGHLIN, IAN, ANDREW | I | EXECUTIVE VICE PRESIDENT & ASSISTANT SECRETARY | B | Control |
| MCLAUGHLIN, IAN, ANDREW | I | EXECUTIVE VICE PRESIDENT & ASSISTANT SECRETARY | B | Control |
| MCLAUGHLIN, IAN, ANDREW | I | EXECUTIVE VICE PRESIDENT & ASSISTANT SECRETARY | B | Control |
| MCLAUGHLIN, IAN, ANDREW | I | EXECUTIVE VICE PRESIDENT & ASSISTANT SECRETARY | B | Control |
| MORSE, ROBERT, BRADLEY | I | MEMBER | B | |
| MORSE, ROBERT, BRADLEY | I | MEMBER | B | |
| MORSE, ROBERT, BRADLEY | I | MEMBER | B | |
| MORSE, ROBERT, BRADLEY | I | MEMBER | B | |
| MORSE, ROBERT, BRADLEY | I | MEMBER | B | |
| WANG, JIAN, H | I | MANAGING DIRECTOR | B | Control |
| WANG, JIAN, H | I | MANAGING DIRECTOR | B | Control |
| WANG, JIAN, H | I | MANAGING DIRECTOR | B | Control |
| WANG, JIAN, H | I | MANAGING DIRECTOR | B | Control |
| WANG, JIAN, H | I | MANAGING DIRECTOR | B | Control |
| WANG, JIAN, H | I | MANAGING DIRECTOR | B | Control |
| WANG, JIAN, H | I | MANAGING DIRECTOR | B | Control |
| WANG, JIAN, H | I | MANAGING DIRECTOR | B | Control |
| WANG, JIAN, H | I | MANAGING DIRECTOR | B | Control |
| WANG, JIAN, H | I | MANAGING DIRECTOR | B | Control |
| WANG, JIAN, H | I | MANAGING DIRECTOR | B | Control |
| ADELMAN, LAUREN, KOBY | I | MEMBER | A | |
| ADELMAN, LAUREN, KOBY | I | MEMBER | A | |
| ADELMAN, LAUREN, KOBY | I | MEMBER | A | |
| ADELMAN, LAUREN, KOBY | I | MEMBER | A | |
| ADELMAN, LAUREN, KOBY | I | MEMBER | A | |
| ADELMAN, LAUREN, KOBY | I | MEMBER | A | |
| ADELMAN, LAUREN, KOBY | I | MEMBER | A | |
| ADELMAN, LAUREN, KOBY | I | MEMBER | A | |
| ADELMAN, LAUREN, KOBY | I | MEMBER | A | |
| ADELMAN, LAUREN, KOBY | I | MEMBER | A | |
| ADELMAN, LAUREN, KOBY | I | MEMBER | A | |
| ADELMAN, LAUREN, KOBY | I | MEMBER | A | |
| ADELMAN, LAUREN, KOBY | I | MEMBER | A | |
| BOYER, DAVID, ALAN | I | DIRECTOR | A | Control |
| BOYER, DAVID, ALAN | I | MEMBER | A | |
| BOYER, DAVID, ALAN | I | MEMBER | A |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| BURNS, ALEXANDER, CHATFIELD | I | HEARTLAND FAMILY GROUP, LLC | E | |
| BURNS, ALEXANDER, CHATFIELD | I | HEARTLAND FAMILY GROUP, LLC | E | |
| MULLER, THEO | I | CAPITAL GUARDIAN HOLDING, LLC | E | Control |
| MULLER, THEO | I | CAPITAL GUARDIAN HOLDING, LLC | E | Control |
| MULLER, THEO | I | CAPITAL GUARDIAN HOLDING, LLC | E | Control |
| MULLER, THEO | I | CAPITAL GUARDIAN HOLDING, LLC | E | Control |
| MULLER, THEO | I | CAPITAL GUARDIAN HOLDING, LLC | E | Control |
| MULLER, THEO | I | CAPITAL GUARDIAN HOLDING, LLC | E | Control |
| SOUTHPORT LANE SECURITIES, LLC | DE | CAPITAL GUARDIAN HOLDING COMPANY, LLC | E | |
| SOUTHPORT LANE SECURITIES, LLC | DE | CAPITAL GUARDIAN HOLDING, LLC | E | |
| SOUTHPORT LANE SECURITIES, LLC | DE | CAPITAL GUARDIAN HOLDING, LLC | E | |
| SOUTHPORT LANE, INC | DE | SOUTHPORT LANE SECURITIES, LLC | E | |
| SOUTHPORT LANE, INC | DE | SOUTHPORT LANE SECURITIES, LLC | E | |
| SOUTHPORT LANE, INC | DE | SOUTHPORT LANE SECURITIES, LLC | E | |
| HEARTLAND FAMILY GROUP, LLC | DE | SOUTHPORT LANE, INC | D | |
| HEARTLAND FAMILY GROUP, LLC | DE | SOUTHPORT LANE, INC | D | |
| MORSE, ROBERT, PARKER | I | CG ASSET, INC. | D | Control |
| MULLER, THEO | I | CAPITAL GUARDIAN HOLDING, LLC | D | Control |
| MULLER, THEO | I | CAPITAL GUARDIAN HOLDING, LLC | D | Control |
| MULLER, THEO | I | CAPITAL GUARDIAN HOLDING, LLC | D | Control |
| MULLER, THEO | I | CAPITAL GUARDIAN HOLDING, LLC | D | Control |
| MULLER, THEO | I | CAPITAL GUARDIAN HOLDING, LLC | D | Control |
Registrations
Federal
IA
Dec 20, 2016 REGISTERED
Notice Filings (51)
AK AL AR AZ CA CO CT DC DE FL GA HI IA ID IL IN KS KY LA MA MD ME MI MN MO MS MT NC ND NE NH NJ NM NV NY OH OK OR PA RI SC SD TN TX UT VA VI VT WA WI WV
Address
805 THIRD AVENUE, SUITE 1120NEW YORK, NY 10022
United States
Phone: 646-568-4082