TRAFALGAR CAPITAL ADVISORS INC.
Legal name: TCA FUND MANAGEMENT GROUP
CRD #169163 SEC #802-79037 AVENTURA, FL 786-323-1650
State Registered Exempt Reporting Private Funds
Total AUM
$470.1M
Discretionary
$470.1M
Employees
32
Clients
--
Accounts
3
Firm Details
- Organization Type
- Corporation
- State of Formation
- Florida
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Feb 28, 2014
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ANTAL, TARA, LYNN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ANTAL, TARA, LYNN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ANTAL, TARA, LYNN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ANTAL, TARA, LYNN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ANTAL, TARA, LYNN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ANTAL, TARA, LYNN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ANTAL, TARA, LYNN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DAY, THOMAS, EUGENE | I | CHIEF CREDIT OFFICER | NA | Control |
| FICKLING, WILLIAM, ARTHUR | I | ACTING CHIEF OPERATING OFFICER | NA | Control |
| PRESS, ROBERT, DARRYL | I | CHIEF EXECUTIVE OFFICER / DIRECTOR | NA | Control |
| PRESS, ROBERT, DARRYL | I | CHIEF EXECUTIVE OFFICER / DIRECTOR | NA | Control |
| PRESS, ROBERT, DARRYL | I | CHIEF EXECUTIVE OFFICER / DIRECTOR | NA | Control |
| PRESS, ROBERT, DARRYL | I | CHIEF EXECUTIVE OFFICER / DIRECTOR | NA | Control |
| PRESS, ROBERT, DARRYL | I | DIRECTOR | NA | Control |
| PRESS, ROBERT, DARRYL | I | CHIEF EXECUTIVE OFFICER / DIRECTOR | NA | Control |
| PRESS, ROBERT, DARRYL | I | CHIEF EXECUTIVE OFFICER / DIRECTOR | NA | Control |
| PRIMAVERA, PATRICK, JOSEPH | I | NY MANAGING DIRECTOR | NA | Control |
| Rosen, Steven, NMN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Rosen, Steven, NMN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Rosen, Steven, NMN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Rosen, Steven, NMN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| SANDINO, CARLOS, RAUL | I | MANAGING DIRECTOR CORPORATE RESTRUCTURING | NA | Control |
| SCHREIBER, ALYCE, BETH | I | ACTING CHIEF EXECUTIVE OFFICER | NA | Control |
| SILVERMAN, DONNA, MARIE | I | CHIEF PORTFOLIO OFFICER | NA | Control |
| SILVERMAN, DONNA, MARIE | I | MANAGING DIRECTOR/PORTFOLIO MANAGER/CHIEF COMPLIANCE OFFICER | NA | Control |
| SILVERMAN, DONNA, MARIE | I | CHIEF PORTFOLIO OFFICER/ CHIEF COMPLIANCE OFFICER | NA | Control |
| SILVERMAN, DONNA, MARIE | I | MANAGING DIRECTOR/PORTFOLIO MANAGER/CHIEF COMPLIANCE OFFICER | NA | Control |
| SILVERMAN, DONNA, MARIE | I | CHIEF PORTFOLIO OFFICER | NA | Control |
| SILVERMAN, DONNA, MARIE | I | CHIEF PORTFOLIO OFFICER | NA | Control |
| SILVERMAN, DONNA, MARIE | I | PORTFOLIO MANAGER | NA | Control |
| SILVERMAN, DONNA, MARIE | I | MANAGING DIRECTOR/PORTFOLIO MANAGER | NA | Control |
| SILVERMAN, DONNA, MARIE | I | MANAGING DIRECTOR/PORTFOLIO MANAGER/CHIEF COMPLIANCE OFFICER | NA | Control |
| SILVERMAN, DONNA, MARIE | I | MANAGING DIRECTOR/PORTFOLIO MANAGER | NA | Control |
| SILVERMAN, DONNA, MARIE | I | MANAGING DIRECTOR/PORTFOLIO MANAGER | NA | Control |
| Schreiber, Alyce, Beth | I | CHIEF COMPLIANCE OFFICER / CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| Schreiber, Alyce, Beth | I | CHIEF COMPLIANCE OFFICER / CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| Schreiber, Alyce, Beth | I | CHIEF COMPLIANCE OFFICER / CHIEF OPERATIONS OFFICER | NA | Control |
| Schreiber, Alyce, Beth | I | CHIEF COMPLIANCE OFFICER / CHIEF OPERATIONS OFFICER | NA | Control |
| Schreiber, Alyce, Beth | I | CHIEF OPERATIONS OFFICER | NA | Control |
| Schreiber, Alyce, Beth | I | CHIEF OPERATIONS OFFICER | NA | Control |
| Schreiber, Alyce, Beth | I | CHIEF OPERATIONS OFFICER | NA | Control |
| Schreiber, Alyce, Beth | I | CHIEF OPERATIONS OFFICER | NA | Control |
| Schreiber, Alyce, Beth | I | CHIEF OPERATIONS OFFICER | NA | Control |
| Schreiber, Alyce, Beth | I | CHIEF OPERATIONS OFFICER | NA | Control |
| PHOENIX FAMILY, LP | DE | OWNER | E | Control |
| PHOENIX FAMILY, LP | DE | OWNER | E | Control |
| PHOENIX FAMILY, LP | DE | OWNER | E | Control |
| PHOENIX FAMILY, LP | DE | OWNER | E | Control |
| PHOENIX FAMILY, LP | DE | OWNER | E | Control |
| PRESS, ROBERT, DARRYL | I | CHIEF EXECUTIVE OFFICER / DIRECTOR | E | Control |
| PRESS, ROBERT, DARRYL | I | DIRECTOR | E | Control |
| PRESS, ROBERT, DARRYL | I | CHIEF EXECUTIVE OFFICER / DIRECTOR | E | Control |
| PRESS, ROBERT, DARRYL | I | DIRECTOR | E | Control |
| PRESS, ROBERT, DARRYL | I | CHIEF EXECUTIVE OFFICER / DIRECTOR | E | Control |
| PRESS, ROBERT, DARRYL | I | CHIEF EXECUTIVE OFFICER / DIRECTOR | E | Control |
| PRESS, ROBERT, DARRYL | I | CHIEF EXECUTIVE OFFICER / DIRECTOR | E | Control |
| PRESS, ROBERT, DARRYL | I | DIRECTOR | E | Control |
| PRESS, ROBERT, DARRYL | I | DIRECTOR | E | Control |
| PRESS, ROBERT, DARRYL | I | DIRECTOR | E | Control |
| PRESS, ROBERT, DARRYL | I | DIRECTOR | E | Control |
| TRUST A ESTABLISHED UNDER THE PRESS 2016 FAMILY TRUST | DE | OWNER | E | Control |
| TRUST A ESTABLISHED UNDER THE PRESS 2016 FAMILY TRUST | DE | OWNER | E | Control |
| TRUST A ESTABLISHED UNDER THE PRESS 2016 FAMILY TRUST | DE | OWNER | E | Control |
| TRUST A ESTABLISHED UNDER THE PRESS 2016 FAMILY TRUST | DE | OWNER | E | Control |
| TRUST A ESTABLISHED UNDER THE PRESS 2016 FAMILY TRUST | DE | OWNER | E | Control |
| TRUST A ESTABLISHED UNDER THE PRESS 2016 FAMILY TRUST | DE | OWNER | E | Control |
| TRUST A ESTABLISHED UNDER THE PRESS 2016 FAMILY TRUST | DE | OWNER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| PHOENIX MANAGEMENT, LLC | DE | PHOENIX FAMILY, LP | F | Control |
| PHOENIX MANAGEMENT, LLC | DE | PHOENIX FAMILY, LP | F | Control |
| PHOENIX MANAGEMENT, LLC | DE | PHOENIX FAMILY, LP | F | Control |
| PHOENIX MANAGEMENT, LLC | DE | PHOENIX FAMILY, LP | F | Control |
| PHOENIX MANAGEMENT, LLC | DE | PHOENIX FAMILY, LP | F | Control |
| BRIDGEFORD TRUST COMPANY, LLC | DE | TRUST A ESTABLISHED UNDER THE PRESS 2016 FAMILY TRUST | E | Control |
| BRIDGEFORD TRUST COMPANY, LLC | DE | TRUST A ESTABLISHED UNDER THE PRESS 2016 FAMILY TRUST | E | Control |
| BRIDGEFORD TRUST COMPANY, LLC | DE | TRUST A ESTABLISHED UNDER THE PRESS 2016 FAMILY TRUST | E | Control |
| BRIDGEFORD TRUST COMPANY, LLC | DE | TRUST A ESTABLISHED UNDER THE PRESS 2016 FAMILY TRUST | E | Control |
| BRIDGEFORD TRUST COMPANY, LLC | DE | TRUST A ESTABLISHED UNDER THE PRESS 2016 FAMILY TRUST | E | Control |
| BRIDGEFORD TRUST COMPANY, LLC | DE | TRUST A ESTABLISHED UNDER THE PRESS 2016 FAMILY TRUST | E | Control |
| BRIDGEFORD TRUST COMPANY, LLC | DE | TRUST A ESTABLISHED UNDER THE PRESS 2016 FAMILY TRUST | E | Control |
| PRESS, ROBERT, DARRYL | I | PHOENIX MANAGEMENT, LLC & THE ROBERT D. PRESS REVOCABLE TRUST | E | Control |
| PRESS, ROBERT, DARRYL | I | THE ROBERT D. PRESS REVOCABLE TRUST | E | Control |
| PRESS, ROBERT, DARRYL | I | PHOENIX MANAGEMENT, LLC & THE ROBERT D. PRESS REVOCABLE TRUST | E | Control |
| PRESS, ROBERT, DARRYL | I | THE ROBERT D. PRESS REVOCABLE TRUST | E | Control |
| PRESS, ROBERT, DARRYL | I | PHOENIX MANAGEMENT, LLC & THE ROBERT D. PRESS REVOCABLE TRUST | E | Control |
| PRESS, ROBERT, DARRYL | I | THE ROBERT D. PRESS REVOCABLE TRUST | E | Control |
| PRESS, ROBERT, DARRYL | I | PHOENIX MANAGEMENT, LLC & THE ROBERT D. PRESS REVOCABLE TRUST | E | Control |
| PRESS, ROBERT, DARRYL | I | THE ROBERT D. PRESS REVOCABLE TRUST | E | Control |
| PRESS, ROBERT, DARRYL | I | PHOENIX MANAGEMENT, LLC & THE ROBERT D. PRESS REVOCABLE TRUST | E | Control |
| PRESS, ROBERT, DARRYL | I | THE ROBERT D. PRESS REVOCABLE TRUST | E | Control |
| PRESS, ROBERT, DARRYL | I | BRIDGEFORD TRUST COMPANY, LLC | E | Control |
| PRESS, ROBERT, DARRYL | I | BRIDGEFORD TRUST COMPANY, LLC | E | Control |
| PRESS, ROBERT, DARRYL | I | BRIDGEFORD TRUST COMPANY, LLC | E | Control |
| PRESS, ROBERT, DARRYL | I | BRIDGEFORD TRUST COMPANY, LLC | E | Control |
| PRESS, ROBERT, DARRYL | I | BRIDGEFORD TRUST COMPANY, LLC | E | Control |
| PRESS, ROBERT, DARRYL | I | BRIDGEFORD TRUST COMPANY, LLC | E | Control |
| PRESS, ROBERT, DARRYL | I | BRIDGEFORD TRUST COMPANY, LLC | E | Control |
Registrations
Federal
ERA
Feb 28, 2014 REGISTERED
Notice Filings (1)
FL
Address
19950 W COUNTRY CLUB DRSUITE 101
AVENTURA, FL 33180
United States
Phone: 786-323-1650