RUGGIERO INVESTMENTS, INC.
Legal name: RUGGIERO INVESTMENTS
CRD #169180 SEC #801-131800 WEST PALM BEACH, FL (800) 777-4726
SEC Registered Disclosures
Total AUM
$114M
Discretionary
$114M
Employees
3
Clients
0
Accounts
742
This firm has regulatory disclosures on file.
View disclosures
Firm Details
- Organization Type
- Corporation
- State of Formation
- Florida
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Nov 11, 2025
- Branch Offices
- 4
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| RUGGIERO, CHRISTOPHER, THOMAS | I | CHIEF COMPLIANCE OFFICER AND EXECUTIVE VICE PRESIDENT | NA | |
| RUGGIERO, CHRISTOPHER, THOMAS | I | CHIEF COMPLIANCE OFFICER AND EXECUTIVE VICE PRESIDENT | NA | |
| RUGGIERO, CHRISTOPHER, THOMAS | I | CHIEF COMPLIANCE OFFICER AND EXECUTIVE VICE PRESIDENT | NA | |
| RUGGIERO, CHRISTOPHER, THOMAS | I | CHIEF COMPLIANCE OFFICER AND EXECUTIVE VICE PRESIDENT | NA | |
| RUGGIERO, CHRISTOPHER, THOMAS | I | CHIEF COMPLIANCE OFFICER AND EXECUTIVE VICE PRESIDENT | NA | |
| RUGGIERO, CHRISTOPHER, THOMAS | I | CHIEF COMPLIANCE OFFICER AND EXECUTIVE VICE PRESIDENT | NA | |
| RUGGIERO, CHRISTOPHER, THOMAS | I | CHIEF COMPLIANCE OFFICER AND EXECUTIVE VICE PRESIDENT | NA | |
| RUGGIERO, CHRISTOPHER, THOMAS | I | CHIEF COMPLIANCE OFFICER AND EXECUTIVE VICE PRESIDENT | NA | |
| RUGGIERO, CHRISTOPHER, THOMAS | I | CHIEF COMPLIANCE OFFICER AND EXECUTIVE VICE PRESIDENT | NA | |
| RUGGIERO, THOMAS, ANTHONY | I | CEO & CHIEF COMPLIANCE OFFICER | D | Control |
| RUGGIERO, THOMAS, ANTHONY | I | CEO & CHIEF COMPLIANCE OFFICER | D | Control |
| RUGGIERO, THOMAS, ANTHONY | I | CEO | D | Control |
| RUGGIERO, THOMAS, ANTHONY | I | CEO | D | Control |
| RUGGIERO, THOMAS, ANTHONY | I | CEO | D | Control |
| RUGGIERO, THOMAS, ANTHONY | I | CEO | D | Control |
| RUGGIERO, THOMAS, ANTHONY | I | CEO | D | Control |
| RUGGIERO, THOMAS, ANTHONY | I | CEO | D | Control |
| RUGGIERO, THOMAS, ANTHONY | I | CEO | D | Control |
| RUGGIERO, THOMAS, ANTHONY | I | CEO | D | Control |
| RUGGIERO, THOMAS, ANTHONY | I | CEO | D | Control |
| RUGGIERO, THOMAS, WESLEY | I | PRESIDENT | D | Control |
| RUGGIERO, THOMAS, WESLEY | I | PRESIDENT | D | Control |
| RUGGIERO, THOMAS, WESLEY | I | PRESIDENT | D | Control |
| RUGGIERO, THOMAS, WESLEY | I | PRESIDENT | D | Control |
| RUGGIERO, THOMAS, WESLEY | I | PRESIDENT | D | Control |
| RUGGIERO, THOMAS, WESLEY | I | PRESIDENT | D | Control |
| RUGGIERO, THOMAS, WESLEY | I | PRESIDENT | D | Control |
| RUGGIERO, THOMAS, WESLEY | I | PRESIDENT | D | Control |
| RUGGIERO, THOMAS, WESLEY | I | PRESIDENT | D | Control |
| RUGGIERO, THOMAS, WESLEY | I | PRESIDENT | D | Control |
| RUGGIERO, THOMAS, WESLEY | I | PRESIDENT | D | Control |
Registrations
Federal
IA
Nov 11, 2025 REGISTERED
Notice Filings (10)
CA FL GA MA NE NH NJ NY SC TX
Address
500 S. AUSTRAILIAN AVENUESUITE 608
WEST PALM BEACH, FL 33401
United States
Phone: (800) 777-4726