SIEBERT INVESTMENT ADVISORS, INC.
CRD #169231 SEC #801-81100 NEW YORK, NY 800-872-0444
SEC Registered
Total AUM
$57.3M
Discretionary
$57.3M
Employees
5
Clients
--
Accounts
16
Firm Details
- Organization Type
- Corporation
- State of Formation
- New York
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jun 29, 2017
- Branch Offices
- --
- LEI
- 46-3630371
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BARDELLI, DANIEL, THOMAS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BONO, RONALD, ROSS | I | CCO | NA | |
| GIORDANO, JOSEPH, PETER | I | CHIEF COMPLIANCE OFFICER | NA | |
| GIORDANO, JOSEPH, PETER | I | CHIEF COMPLIANCE OFFICER | NA | |
| GIORDANO, JOSEPH, PETER | I | CHIEF COMPLIANCE OFFICER | NA | |
| GIORDANO, JOSEPH, PETER | I | CHIEF COMPLIANCE OFFICER | NA | |
| GIORDANO, JOSEPH, PETER | I | CHIEF COMPLIANCE OFFICER | NA | |
| GIORDANO, JOSEPH, PETER | I | CHIEF COMPLIANCE OFFICER | NA | |
| GIORDANO, JOSEPH, PETER | I | CHIEF COMPLIANCE OFFICER | NA | |
| GIORDANO, JOSEPH, PETER | I | CHIEF COMPLIANCE OFFICER | NA | |
| GIORDANO, JOSEPH, PETER | I | CHIEF COMPLIANCE OFFICER | NA | |
| GIORDANO, JOSEPH, PETER | I | CHIEF COMPLIANCE OFFICER | NA | |
| GIORDANO, JOSEPH, PETER | I | CHIEF COMPLIANCE OFFICER | NA | |
| GIORDANO, JOSEPH, PETER | I | CHIEF COMPLIANCE OFFICER | NA | |
| GIORDANO, JOSEPH, PETER | I | CHIEF COMPLIANCE OFFICER | NA | |
| LOBER, GARY, RICHARD | I | CHIEF COMPLIANCE OFFICER | NA | |
| LOBER, GARY, RICHARD | I | CHIEF COMPLIANCE OFFICER | NA | |
| LOBER, GARY, RICHARD | I | CHIEF COMPLIANCE OFFICER | NA | |
| LOBER, GARY, RICHARD | I | CHIEF COMPLIANCE OFFICER | NA | |
| LOBER, GARY, RICHARD | I | CHIEF COMPLIANCE OFFICER | NA | |
| MALEK, MARK, PETER | I | CHIEF INVESTMENT OFFICER | NA | |
| MALEK, MARK, PETER | I | CHIEF INVESTMENT OFFICER | NA | |
| PACHECO, ROGER | I | CCO | NA | |
| PACHECO, ROGER | I | CCO | NA | |
| RAMOS, JOSEPH, MARIO | I | PRESIDENT, CHIEF: OPERATING OFFICER, FINANCIAL OFFICER, INVESTMENT OFFICER | NA | Control |
| RAMOS, JOSEPH, MARIO | I | PRESIDENT, CHIEF: OPERATING OFFICER, FINANCIAL OFFICER, INVESTMENT OFFICER | NA | Control |
| RAMOS, JOSEPH, MARIO | I | CHIEF OPERATING OFFICER AND CHIEF FINANCIAL OFFICER | NA | Control |
| RAMOS, JOSEPH, MARIO | I | PRESIDENT, CHIEF: OPERATING OFFICER, FINANCIAL OFFICER, INVESTMENT OFFICER | NA | Control |
| RAMOS, JOSEPH, MARIO | I | PRESIDENT, CHIEF: OPERATING OFFICER, FINANCIAL OFFICER, INVESTMENT OFFICER | NA | Control |
| RAMOS, JOSEPH, MARIO | I | PRESIDENT, CHIEF: OPERATING OFFICER, FINANCIAL OFFICER, INVESTMENT OFFICER | NA | Control |
| RAMOS, JOSEPH, MARIO | I | PRESIDENT, CHIEF: OPERATING OFFICER, FINANCIAL OFFICER, INVESTMENT OFFICER | NA | Control |
| RAMOS, JOSEPH, MARIO | I | PRESIDENT, CHIEF: OPERATING OFFICER, FINANCIAL OFFICER, INVESTMENT OFFICER | NA | Control |
| RAMOS, JOSEPH, MARIO | I | PRESIDENT, CHIEF: OPERATING OFFICER, FINANCIAL OFFICER, INVESTMENT OFFICER | NA | Control |
| RAMOS, JOSEPH, MARIO | I | PRESIDENT, CHIEF: OPERATING OFFICER, FINANCIAL OFFICER, INVESTMENT OFFICER | NA | Control |
| RAMOS, JOSEPH, MARIO | I | CHIEF OPERATING OFFICER AND CHIEF FINANCIAL OFFICER | NA | Control |
| RAMOS, JOSEPH, MARIO | I | CHIEF OPERATING OFFICER AND CHIEF FINANCIAL OFFICER | NA | Control |
| RAMOS, JOSEPH, MARIO | I | CHIEF OPERATING OFFICER AND CHIEF FINANCIAL OFFICER | NA | Control |
| RAMOS, JOSEPH, MARIO | I | PRESIDENT, CHIEF: OPERATING OFFICER, FINANCIAL OFFICER, INVESTMENT OFFICER | NA | Control |
| RAMOS, JOSEPH, MARIO | I | CHIEF OPERATING OFFICER AND CHIEF FINANCIAL OFFICER | NA | Control |
| RAMOS, JOSEPH, MARIO | I | PRESIDENT, CHIEF: OPERATING OFFICER, FINANCIAL OFFICER, INVESTMENT OFFICER | NA | Control |
| RAMOS, JOSEPH, MARIO | I | PRESIDENT, CHIEF: OPERATING OFFICER, FINANCIAL OFFICER, INVESTMENT OFFICER | NA | Control |
| RAMOS, JOSEPH, MARIO | I | PRESIDENT, CHIEF: OPERATING OFFICER, FINANCIAL OFFICER, INVESTMENT OFFICER | NA | Control |
| RAMOS, JOSEPH, MARIO | I | PRESIDENT, CHIEF: OPERATING OFFICER, FINANCIAL OFFICER, INVESTMENT OFFICER | NA | Control |
| REICH, ANDREW, HENRY | I | PRESIDENT, FINANCIAL OFFICER | NA | Control |
| REICH, ANDREW, HENRY | I | PRESIDENT, CCO, CHIEF: OPERATING OFFICER, FINANCIAL OFFICER, INVESTMENT OFFICER | NA | Control |
| REICH, ANDREW, HENRY | I | PRESIDENT, FINANCIAL OFFICER | NA | Control |
| REICH, ANDREW, HENRY | I | PRESIDENT, FINANCIAL OFFICER, INVESTMENT OFFICER | NA | Control |
| SHANK-BURKS, SUZANNE, FRANCES | I | ACTING CHIEF EXECUTIVE OFFICER | NA | Control |
| SHANK-BURKS, SUZANNE, FRANCES | I | ACTING CHIEF EXECUTIVE OFFICER | NA | Control |
| SHANK-BURKS, SUZANNE, FRANCES | I | ACTING CHIEF EXECUTIVE OFFICER | NA | Control |
| SHANK-BURKS, SUZANNE, FRANCES | I | ACTING CHIEF EXECUTIVE OFFICER | NA | Control |
| SHANK-BURKS, SUZANNE, FRANCES | I | ACTING CHIEF EXECUTIVE OFFICER | NA | Control |
| SOSNOWSKI, PETER, JAMES | I | SENIOR VICE PRESIDENT OPERATIONS | NA | Control |
| SOSNOWSKI, PETER, JAMES | I | SENIOR VICE PRESIDENT OPERATIONS | NA | Control |
| SOSNOWSKI, PETER, JAMES | I | SENIOR VICE PRESIDENT OPERATIONS | NA | Control |
| SOSNOWSKI, PETER, JAMES | I | SENIOR VICE PRESIDENT OPERATIONS | NA | Control |
| SOSNOWSKI, PETER, JAMES | I | SENIOR VICE PRESIDENT OPERATIONS | NA | Control |
| SIEBERT FINANCIAL CORPORATION | DE | PUBLIC HOLDING COMPANY | E | Control |
| SIEBERT FINANCIAL CORPORATION | DE | PUBLIC HOLDING COMPANY | E | Control |
| SIEBERT FINANCIAL CORPORATION | DE | PUBLIC HOLDING COMPANY | E | Control |
| SIEBERT FINANCIAL CORPORATION | DE | PUBLIC HOLDING COMPANY | E | Control |
| SIEBERT FINANCIAL CORPORATION | DE | PUBLIC HOLDING COMPANY | E | Control |
| SIEBERT FINANCIAL CORPORATION | DE | PUBLIC HOLDING COMPANY | E | Control |
| SIEBERT FINANCIAL CORPORATION | DE | PUBLIC HOLDING COMPANY | E | Control |
| SIEBERT FINANCIAL CORPORATION | DE | PUBLIC HOLDING COMPANY | E | Control |
| SIEBERT FINANCIAL CORPORATION | DE | PUBLIC HOLDING COMPANY | E | Control |
| SIEBERT FINANCIAL CORPORATION | DE | PUBLIC HOLDING COMPANY | E | Control |
| SIEBERT FINANCIAL CORPORATION | DE | PUBLIC HOLDING COMPANY | E | Control |
| SIEBERT FINANCIAL CORPORATION | DE | PUBLIC HOLDING COMPANY | E | Control |
| SIEBERT FINANCIAL CORPORATION | DE | PUBLIC HOLDING COMPANY | E | Control |
| SIEBERT FINANCIAL CORPORATION | DE | PUBLIC HOLDING COMPANY | E | Control |
| SIEBERT FINANCIAL CORPORATION | DE | PUBLIC HOLDING COMPANY | E | Control |
| SIEBERT FINANCIAL CORPORATION | DE | PUBLIC HOLDING COMPANY | E | Control |
| SIEBERT FINANCIAL CORPORATION | DE | PUBLIC HOLDING COMPANY | E | Control |
| SIEBERT FINANCIAL CORPORATION | DE | PUBLIC HOLDING COMPANY | E | Control |
| SIEBERT FINANCIAL CORPORATION | DE | PUBLIC HOLDING COMPANY | E | Control |
| SIEBERT FINANCIAL CORPORATION | DE | PUBLIC HOLDING COMPANY | E | Control |
| SIEBERT FINANCIAL CORPORATION | DE | PUBLIC HOLDING COMPANY | E | Control |
| SIEBERT FINANCIAL CORPORATION | DE | PUBLIC HOLDING COMPANY | E | Control |
| SIEBERT FINANCIAL CORPORATION | DE | PUBLIC HOLDING COMPANY | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| KENNEDY CABOT ACQUISITION, LLC | DE | SIEBERT FINANCIAL CORPORATION | E | Control |
| KENNEDY CABOT ACQUISITION, LLC | DE | SIEBERT FINANCIAL CORPORATION | E | Control |
| GEBBIA, GLORIA, ESTELLE | I | SIEBERT FINANCIAL CORP | C | Control |
| GEBBIA, GLORIA, ESTELLE | I | SIEBERT FINANCIAL CORP | C | Control |
Registrations
Federal
IA
Jun 29, 2017 REGISTERED
Notice Filings (33)
AL AZ CA CT DC DE FL GA IA IL IN LA MA MD ME MI MN MO NC NJ NM NV NY OH PA RI SC TN TX VA WA WI WV
Address
120 WALL STREET25TH FLOOR
NEW YORK, NY 10005
United States
Phone: 800-872-0444