HORIZONS ETFS MANAGEMENT (US) LLC

CRD #169320 SEC #801-78693 NEW YORK, NY 212-205-8300

SEC Registered

Total AUM

$279.4M

Discretionary

$279.4M

Employees

Clients

Accounts

Firm Details

Organization Type: Limited Liability Company
State of Formation: Delaware
Fiscal Year End: DECEMBER
Registration Date: --
Latest Filing: Mar 27, 2018
Branch Offices: 1

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

Name	Type	Title / Status	Ownership	Control
CALABRIA, THOMAS, NICHOLAS	I	CCO	NA	Control
CALABRIA, THOMAS, NICHOLAS	I	CCO	NA	Control
CALABRIA, THOMAS, NICHOLAS	I	CCO	NA	Control
CALABRIA, THOMAS, NICHOLAS	I	CCO	NA	Control
CALABRIA, THOMAS, NICHOLAS	I	CCO	NA	Control
KELLY, KEVIN	I	CIO	NA	Control
KELLY, KEVIN	I	MEMBER	NA	Control
KELLY, KEVIN	I	MEMBER	NA	Control
KELLY, KEVIN	I	MEMBER	NA	Control
KELLY, KEVIN	I	MEMBER	NA	Control
KELLY, KEVIN	I	CIO	NA	Control
KELLY, KEVIN	I	MEMBER	NA	Control
KELLY, KEVIN	I	MEMBER	NA	Control
KELLY, KEVIN	I	MEMBER	NA	Control
KELLY, KEVIN	I	MEMBER	NA	Control
KELLY, KEVIN	I	MEMBER	NA	Control
KELLY, KEVIN	I	CIO	NA	Control
KELLY, KEVIN	I	CIO	NA	Control
KELLY, KEVIN	I	CIO	NA	Control
KELLY, KEVIN	I	CIO	NA	Control
KELLY, KEVIN	I	CIO	NA	Control
KELLY, KEVIN	I	CIO	NA	Control
KELLY, KEVIN	I	CIO	NA	Control
KELLY, KEVIN	I	CIO	NA	Control
KELLY, KEVIN	I	CIO	NA	Control
PAOLELLA, GARRETT, KEITH	I	CEO	NA	Control
PAOLELLA, GARRETT, KEITH	I	MEMBER	NA	Control
PAOLELLA, GARRETT, KEITH	I	MEMBER	NA	Control
PAOLELLA, GARRETT, KEITH	I	MEMBER	NA	Control
PAOLELLA, GARRETT, KEITH	I	MEMBER	NA	Control
PAOLELLA, GARRETT, KEITH	I	CEO	NA	Control
PAOLELLA, GARRETT, KEITH	I	MEMBER	NA	Control
PAOLELLA, GARRETT, KEITH	I	MEMBER	NA	Control
PAOLELLA, GARRETT, KEITH	I	MEMBER	NA	Control
PAOLELLA, GARRETT, KEITH	I	MEMBER	NA	Control
PAOLELLA, GARRETT, KEITH	I	MEMBER	NA	Control
PAOLELLA, GARRETT, KEITH	I	CEO	NA	Control
PAOLELLA, GARRETT, KEITH	I	CEO	NA	Control
PAOLELLA, GARRETT, KEITH	I	CEO	NA	Control
PAOLELLA, GARRETT, KEITH	I	CEO	NA	Control
PAOLELLA, GARRETT, KEITH	I	CEO	NA	Control
PAOLELLA, GARRETT, KEITH	I	CEO	NA	Control
PAOLELLA, GARRETT, KEITH	I	CEO	NA	Control
PAOLELLA, GARRETT, KEITH	I	CEO	NA	Control
PAOLELLA, GARRETT, KEITH	I	CEO	NA	Control
PAOLELLA, GARRETT, KEITH	I	CEO	NA	Control
PAOLELLA, GARRETT, KEITH	I	CEO	NA	Control
SADZEWICZ, GERY, JOSEPH	I	CCO	NA
SADZEWICZ, GERY, JOSEPH	I	CCO	NA
SADZEWICZ, GERY, JOSEPH	I	CCO	NA
SADZEWICZ, GERY, JOSEPH	I	CCO	NA
SADZEWICZ, GERY, JOSEPH	I	CCO	NA
SADZEWICZ, GERY, JOSEPH	I	CCO	NA
SADZEWICZ, GERY, JOSEPH	I	CCO	NA
SADZEWICZ, GERY, JOSEPH	I	CCO	NA
SADZEWICZ, GERY, JOSEPH	I	CCO	NA
SADZEWICZ, GERY, JOSEPH	I	CCO	NA
SADZEWICZ, GERY, JOSEPH	I	CCO	NA
SADZEWICZ, GERY, JOSEPH	I	CCO	NA
SADZEWICZ, GERY, JOSEPH	I	CCO	NA
SADZEWICZ, GERY, JOSEPH	I	CCO	NA
SADZEWICZ, GERY, JOSEPH	I	CCO	NA
SADZEWICZ, GERY, JOSEPH	I	CCO	NA
SADZEWICZ, GERY, JOSEPH	I	CCO	NA
SADZEWICZ, GERY, JOSEPH	I	CCO	NA
SADZEWICZ, GERY, JOSEPH	I	CCO	NA
SADZEWICZ, GERY, JOSEPH	I	CCO	NA
SHEA, ROBERT, EARL	I	CFO	NA	Control
SHEA, ROBERT, EARL	I	CFO	NA	Control
SHEA, ROBERT, EARL	I	CFO	NA	Control
SHEA, ROBERT, EARL	I	CFO	NA	Control
SHEA, ROBERT, EARL	I	CFO	NA	Control
HORIZONS ETFS MANAGEMENT (USA) LLC	DE	MEMBER	E	Control
HORIZONS ETFS MANAGEMENT (USA) LLC	DE	MEMBER	E	Control
HORIZONS ETFS MANAGEMENT (USA) LLC	DE	MEMBER	E	Control
HORIZONS ETFS MANAGEMENT (USA) LLC	DE	MEMBER	E	Control
HORIZONS ETFS MANAGEMENT (USA) LLC	DE	MEMBER	E	Control
RECON CAPITAL PARTNERS, LLC	DE	OWNER	E	Control
RECON CAPITAL PARTNERS, LLC	DE	OWNER	E	Control
RECON CAPITAL PARTNERS, LLC	DE	OWNER	E	Control
RECON CAPITAL PARTNERS, LLC	DE	OWNER	E	Control
RECON CAPITAL PARTNERS, LLC	DE	OWNER	E	Control
RECON CAPITAL PARTNERS, LLC	DE	OWNER	E	Control
RECON CAPITAL PARTNERS, LLC	DE	OWNER	E	Control
RECON CAPITAL PARTNERS, LLC	DE	OWNER	E	Control
RECON CAPITAL PARTNERS, LLC	DE	OWNER	E	Control
RECON CAPITAL PARTNERS, LLC	DE	OWNER	E	Control
RECON CAPITAL PARTNERS, LLC	DE	OWNER	E	Control
RECON CAPITAL PARTNERS, LLC	DE	OWNER	E	Control
RECON CAPITAL PARTNERS, LLC	DE	OWNER	E	Control
RECON CAPITAL PARTNERS, LLC	DE	OWNER	E	Control
RECON CAPITAL PARTNERS, LLC	DE	OWNER	E	Control
RECON CAPITAL PARTNERS, LLC	DE	OWNER	E	Control
RECON CAPITAL PARTNERS, LLC	DE	OWNER	E	Control
RECON CAPITAL PARTNERS, LLC	DE	OWNER	E	Control
RECON CAPITAL PARTNERS, LLC	DE	OWNER	E	Control
RECON CAPITAL PARTNERS, LLC	DE	OWNER	E	Control

Indirect Owners (Schedule B)

Name	Type	Entity	Ownership	Control
KELLY, KEVIN	I	KELLY & COMPANY LLC	E	Control
KELLY, KEVIN	I	KELLY & COMPANY LLC	E	Control
KELLY, KEVIN	I	KELLY & COMPANY LLC	E	Control
KELLY, KEVIN	I	KELLY & COMPANY LLC	E	Control
KELLY, KEVIN	I	KELLY & COMPANY LLC	E	Control
KELLY, KEVIN	I	KELLY & COMPANY LLC	E	Control
KELLY, KEVIN	I	KELLY & COMPANY LLC	E	Control
KELLY, KEVIN	I	KELLY & COMPANY LLC	E	Control
KELLY, KEVIN	I	KELLY & COMPANY LLC	E	Control
KELLY, KEVIN	I	KELLY & COMPANY LLC	E	Control
KELLY, KEVIN	I	KELLY & COMPANY LLC	E	Control
KELLY, KEVIN	I	KELLY & COMPANY LLC	E	Control
KELLY, KEVIN	I	KELLY & COMPANY LLC	E	Control
KELLY, KEVIN	I	KELLY & COMPANY LLC	E	Control
KELLY, KEVIN	I	KELLY & COMPANY LLC	E	Control
MIRAE ASSET GLOBAL ETFS HOLDINGS LTD.	FE	HORIZONS ETFS MANAGEMENT (USA) LLC	E	Control
MIRAE ASSET GLOBAL ETFS HOLDINGS LTD.	FE	HORIZONS ETFS MANAGEMENT (USA) LLC	E	Control
MIRAE ASSET GLOBAL ETFS HOLDINGS LTD.	FE	HORIZONS ETFS MANAGEMENT (USA) LLC	E	Control
MIRAE ASSET GLOBAL ETFS HOLDINGS LTD.	FE	HORIZONS ETFS MANAGEMENT (USA) LLC	E	Control
MIRAE ASSET GLOBAL ETFS HOLDINGS LTD.	FE	HORIZONS ETFS MANAGEMENT (USA) LLC	E	Control
MIRAE ASSET GLOBAL INVESTMENTS CO., LTD.	FE	MIRAE ASSET GLOBAL ETFS HOLDINGS LTD.	E	Control
MIRAE ASSET GLOBAL INVESTMENTS CO., LTD.	FE	MIRAE ASSET GLOBAL ETFS HOLDINGS LTD.	E	Control
MIRAE ASSET GLOBAL INVESTMENTS CO., LTD.	FE	MIRAE ASSET GLOBAL ETFS HOLDINGS LTD.	E	Control
MIRAE ASSET GLOBAL INVESTMENTS CO., LTD.	FE	MIRAE ASSET GLOBAL ETFS HOLDINGS LTD.	E	Control
MIRAE ASSET GLOBAL INVESTMENTS CO., LTD.	FE	MIRAE ASSET GLOBAL ETFS HOLDINGS LTD.	E	Control
PAOLELLA, GARRETT, KEITH	I	GKP CAPITAL LLC	E	Control
PAOLELLA, GARRETT, KEITH	I	GKP CAPITAL LLC	E	Control
PAOLELLA, GARRETT, KEITH	I	GKP CAPITAL LLC	E	Control
PAOLELLA, GARRETT, KEITH	I	GKP CAPITAL LLC	E	Control
PAOLELLA, GARRETT, KEITH	I	GKP CAPITAL LLC	E	Control
PAOLELLA, GARRETT, KEITH	I	GKP CAPITAL LLC	E	Control
PAOLELLA, GARRETT, KEITH	I	GKP CAPITAL LLC	E	Control
PAOLELLA, GARRETT, KEITH	I	GKP CAPITAL LLC	E	Control
PAOLELLA, GARRETT, KEITH	I	GKP CAPITAL LLC	E	Control
PAOLELLA, GARRETT, KEITH	I	GKP CAPITAL LLC	E	Control
PAOLELLA, GARRETT, KEITH	I	GKP CAPITAL LLC	E	Control
PAOLELLA, GARRETT, KEITH	I	GKP CAPITAL LLC	E	Control
PAOLELLA, GARRETT, KEITH	I	GKP CAPITAL LLC	E	Control
PAOLELLA, GARRETT, KEITH	I	GKP CAPITAL LLC	E	Control
PAOLELLA, GARRETT, KEITH	I	GKP CAPITAL LLC	E	Control
PARK, HYEON JOO	I	MIRAE ASSET GLOBAL INVESTMENTS CO., LTD.	E	Control
PARK, HYEON JOO	I	MIRAE ASSET GLOBAL INVESTMENTS CO., LTD.	E	Control
PARK, HYEON JOO	I	MIRAE ASSET GLOBAL INVESTMENTS CO., LTD.	E	Control
PARK, HYEON JOO	I	MIRAE ASSET GLOBAL INVESTMENTS CO., LTD.	E	Control
PARK, HYEON JOO	I	MIRAE ASSET GLOBAL INVESTMENTS CO., LTD.	E	Control
GKP CAPITAL, LLC	DE	RECON CAPITAL PARTNERS, LLC	C	Control
GKP CAPITAL, LLC	DE	RECON CAPITAL PARTNERS, LLC	C	Control
GKP CAPITAL, LLC	DE	RECON CAPITAL PARTNERS, LLC	C	Control
GKP CAPITAL, LLC	DE	RECON CAPITAL PARTNERS, LLC	C	Control
GKP CAPITAL, LLC	DE	RECON CAPITAL PARTNERS, LLC	C	Control
GKP CAPITAL, LLC	DE	RECON CAPITAL PARTNERS, LLC	C	Control
GKP CAPITAL, LLC	DE	RECON CAPITAL PARTNERS, LLC	C	Control
GKP CAPITAL, LLC	DE	RECON CAPITAL PARTNERS, LLC	C	Control
GKP CAPITAL, LLC	DE	RECON CAPITAL PARTNERS, LLC	C	Control
GKP CAPITAL, LLC	DE	RECON CAPITAL PARTNERS, LLC	C	Control
GKP CAPITAL, LLC	DE	RECON CAPITAL PARTNERS, LLC	C	Control
GKP CAPITAL, LLC	DE	RECON CAPITAL PARTNERS, LLC	C	Control
GKP CAPITAL, LLC	DE	RECON CAPITAL PARTNERS, LLC	C	Control
GKP CAPITAL, LLC	DE	RECON CAPITAL PARTNERS, LLC	C	Control
GKP CAPITAL, LLC	DE	RECON CAPITAL PARTNERS, LLC	C	Control
KELLY & COMPANY, LLC	DE	RECON CAPITAL PARTNERS, LLC	C	Control
KELLY & COMPANY, LLC	DE	RECON CAPITAL PARTNERS, LLC	C	Control
KELLY & COMPANY, LLC	DE	RECON CAPITAL PARTNERS, LLC	C	Control
KELLY & COMPANY, LLC	DE	RECON CAPITAL PARTNERS, LLC	C	Control
KELLY & COMPANY, LLC	DE	RECON CAPITAL PARTNERS, LLC	C	Control
KELLY & COMPANY, LLC	DE	RECON CAPITAL PARTNERS, LLC	C	Control
KELLY & COMPANY, LLC	DE	RECON CAPITAL PARTNERS, LLC	C	Control
KELLY & COMPANY, LLC	DE	RECON CAPITAL PARTNERS, LLC	C	Control
KELLY & COMPANY, LLC	DE	RECON CAPITAL PARTNERS, LLC	C	Control
KELLY & COMPANY, LLC	DE	RECON CAPITAL PARTNERS, LLC	C	Control
KELLY & COMPANY, LLC	DE	RECON CAPITAL PARTNERS, LLC	C	Control
KELLY & COMPANY, LLC	DE	RECON CAPITAL PARTNERS, LLC	C	Control
KELLY & COMPANY, LLC	DE	RECON CAPITAL PARTNERS, LLC	C	Control
KELLY & COMPANY, LLC	DE	RECON CAPITAL PARTNERS, LLC	C	Control
KELLY & COMPANY, LLC	DE	RECON CAPITAL PARTNERS, LLC	C	Control

Registrations

Federal

Mar 27, 2018 REGISTERED

Notice Filings (2)

CT NY

Address

625 MADISON AVENUE
3RD FLOOR
NEW YORK, NY 10022
United States

Phone: 212-205-8300