GRADIENT WEALTH MANAGEMENT, LLC
CRD #169369 SEC #801-78699 ARDEN HILLS, MN 855-378-5225
SEC Registered Disclosures
Total AUM
--
Discretionary
--
Employees
2
Clients
0
Accounts
--
This firm has regulatory disclosures on file.
View disclosures
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Minnesota
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jul 7, 2014
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| JOHNSON, DAVID, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | |
| JOHNSON, DAVID, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | |
| JOHNSON, DAVID, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | |
| JOHNSON, DAVID, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | |
| JOHNSON, DAVID, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | |
| JOHNSON, DAVID, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | |
| JOHNSON, DAVID, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | |
| JOHNSON, DAVID, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | |
| JOHNSON, DAVID, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | |
| JOHNSON, DAVID, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | |
| LUCIUS, CHARLES, EDWARD | I | OWNER | E | Control |
| LUCIUS, CHARLES, EDWARD | I | OWNER | E | Control |
| LUCIUS, CHARLES, EDWARD | I | OWNER | E | Control |
| LUCIUS, CHARLES, EDWARD | I | OWNER | E | Control |
| LUCIUS, CHARLES, EDWARD | I | OWNER | E | Control |
| LUCIUS, CHARLES, EDWARD | I | OWNER | E | Control |
| LUCIUS, CHARLES, EDWARD | I | OWNER | E | Control |
| LUCIUS, CHARLES, EDWARD | I | OWNER | E | Control |
| LUCIUS, CHARLES, EDWARD | I | OWNER | E | Control |
| LUCIUS, CHARLES, EDWARD | I | CHIEF COMPLIANCE OFFICER/OWNER | E | Control |
| LUCIUS, CHARLES, EDWARD | I | CHIEF COMPLIANCE OFFICER/OWNER | E | Control |
| LUCIUS, CHARLES, EDWARD | I | OWNER | E | Control |
Registrations
Federal
IA
Jul 7, 2014 REGISTERED
Notice Filings (1)
MN
Address
4105 LEXINGTON AVENUE NORTHSUITE 310
ARDEN HILLS, MN 55126
United States
Phone: 855-378-5225