CYPRESS POINT FINANCIAL ADVISORS, LLC
CRD #169376 SEC #801-78703 LAFAYETTE, CA 925-962-9200
SEC Registered
Total AUM
$22.8M
Discretionary
$22.8M
Employees
1
Clients
0
Accounts
52
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 20, 2014
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| HERMAN, DAVID, LAURANCE | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | E | Control |
| HERMAN, DAVID, LAURANCE | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | E | Control |
| HERMAN, DAVID, LAURANCE | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | E | Control |
| HERMAN, DAVID, LAURANCE | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | E | Control |
| HERMAN, DAVID, LAURANCE | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | E | Control |
| HERMAN, DAVID, LAURANCE | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | E | Control |
| HERMAN, DAVID, LAURANCE | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | E | Control |
| HERMAN, DAVID, LAURANCE | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Mar 20, 2014 REGISTERED
Notice Filings (1)
CA
Address
1007 OAK HILL RD., SUITE BLAFAYETTE, CA 94549
United States
Phone: 925-962-9200