CASTLEROCK WEALTH ADVISORS, LLC
CRD #169404 SEC #801-78834 NEW YORK, NY 212-251-3300
SEC Registered
Total AUM
$0
Discretionary
$0
Employees
2
Clients
--
Accounts
0
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Nov 18, 2013
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| FEDERICI, GUIDO, ATHONY | I | CHIEF COMPLIANCE OFFICER | NA | |
| FEDERICI, GUIDO, ATHONY | I | CHIEF COMPLIANCE OFFICER | NA | |
| TANICO, PAUL, PATRICK | I | CHIEF INVESTMENT OFFICER | E | Control |
| TANICO, PAUL, PATRICK | I | MANAGING MEMBER AND CHIEF INVESTMENT OFFICER | E | Control |
Registrations
Federal
IA
Nov 18, 2013 REGISTERED
Address
101 PARK AVENUE23RD FLOOR
NEW YORK, NY 10178
United States
Phone: 212-251-3300