BALTER LIQUID ALTERNATIVES, LLC
CRD #169416 SEC #801-78740 BOSTON, MA 857-383-3472
SEC Registered
Total AUM
$321.3M
Discretionary
$321.3M
Employees
12
Clients
--
Accounts
3
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 27, 2019
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BALTER, BRADLEY, ROSS | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BALTER, BRADLEY, ROSS | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BALTER, BRADLEY, ROSS | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BALTER, BRADLEY, ROSS | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BALTER, BRADLEY, ROSS | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| CHIANG, VICTOR, WEN YUAN | I | CHIEF OPERATING OFFICER | NA | Control |
| CHIANG, VICTOR, WEN YUAN | I | CHIEF COMPLIANCE OFFICER AND CHIEF OPERATING OFFICER | NA | Control |
| CHIANG, VICTOR, WEN YUAN | I | CHIEF COMPLIANCE OFFICER AND CHIEF OPERATING OFFICER | NA | Control |
| CHIANG, VICTOR, WEN YUAN | I | CHIEF COMPLIANCE OFFICER AND CHIEF OPERATING OFFICER | NA | Control |
| CHIANG, VICTOR, WEN YUAN | I | CHIEF COMPLIANCE OFFICER AND CHIEF OPERATING OFFICER | NA | Control |
| CHIANG, VICTOR, WEN YUAN | I | CHIEF COMPLIANCE OFFICER AND CHIEF OPERATING OFFICER | NA | Control |
| CHIANG, VICTOR, WEN YUAN | I | CHIEF COMPLIANCE OFFICER AND CHIEF OPERATING OFFICER | NA | Control |
| CHIANG, VICTOR, WEN YUAN | I | CHIEF COMPLIANCE OFFICER AND CHIEF OPERATING OFFICER | NA | Control |
| CHIANG, VICTOR, WEN YUAN | I | CHIEF COMPLIANCE OFFICER AND CHIEF OPERATING OFFICER | NA | Control |
| CHIANG, VICTOR, WEN YUAN | I | CHIEF OPERATING OFFICER | NA | Control |
| FRICANO, JAMES, A. | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FRICANO, JAMES, A. | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FRICANO, JAMES, A. | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FRICANO, JAMES, A. | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FRICANO, JAMES, A. | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GOMPPER, REBECCA, ELISE | I | CHIEF COMPLIANCE OFFICER | NA | |
| GOMPPER, REBECCA, ELISE | I | CHIEF COMPLIANCE OFFICER | NA | |
| GOMPPER, REBECCA, ELISE | I | CHIEF COMPLIANCE OFFICER | NA | |
| BALTER CAPITAL MANAGEMENT LLC | DE | MANAGING MEMBER | D | Control |
| BALTER CAPITAL MANAGEMENT LLC | DE | MANAGING MEMBER | D | Control |
| BALTER CAPITAL MANAGEMENT LLC | DE | MANAGING MEMBER | D | Control |
| BALTER CAPITAL MANAGEMENT LLC | DE | MANAGING MEMBER | D | Control |
| BALTER CAPITAL MANAGEMENT LLC | DE | MANAGING MEMBER | D | Control |
| BALTER CAPITAL MANAGEMENT LLC | DE | MANAGING MEMBER | D | Control |
| BALTER CAPITAL MANAGEMENT LLC | DE | MANAGING MEMBER | D | Control |
| BALTER CAPITAL MANAGEMENT LLC | DE | MANAGING MEMBER | D | Control |
| BALTER CAPITAL MANAGEMENT LLC | DE | MANAGING MEMBER | D | Control |
| BALTER CAPITAL MANAGEMENT LLC | DE | MANAGING MEMBER | D | Control |
| BALTER CAPITAL MANAGEMENT LLC | DE | MANAGING MEMBER | D | Control |
| BALTER CAPITAL MANAGEMENT LLC | DE | MANAGING MEMBER | D | Control |
| BALTER CAPITAL MANAGEMENT LLC | DE | MANAGING MEMBER | D | Control |
| BALTER CAPITAL MANAGEMENT LLC | DE | MANAGING MEMBER | D | Control |
| BALTER CAPITAL MANAGEMENT LLC | DE | MANAGING MEMBER | D | Control |
| BALTER CAPITAL MANAGEMENT LLC | DE | MANAGING MEMBER | D | Control |
| ANTLER LLC | DE | OWNER | C | Control |
| ANTLER LLC | DE | OWNER | C | Control |
| ANTLER LLC | DE | OWNER | C | Control |
| ANTLER LLC | DE | OWNER | C | Control |
| ANTLER LLC | DE | OWNER | C | Control |
| ANTLER LLC | DE | OWNER | C | Control |
| ANTLER LLC | DE | OWNER | C | Control |
| ANTLER LLC | DE | OWNER | C | Control |
| ANTLER LLC | DE | OWNER | C | Control |
| ANTLER LLC | DE | OWNER | C | Control |
| ANTLER LLC | DE | OWNER | C | Control |
| ANTLER LLC | DE | OWNER | C | Control |
| ANTLER LLC | DE | OWNER | C | Control |
| ANTLER LLC | DE | OWNER | C | Control |
| ANTLER LLC | DE | OWNER | C | Control |
| ANTLER LLC | DE | OWNER | C | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| ROBINS, JEFFREY, ANDREW | I | DAVID A. SACKLER 2012 TRUST | F | Control |
| ROBINS, JEFFREY, ANDREW | I | MARIANNA R. SACKLER 2012 TRUST | F | Control |
| ROBINS, JEFFREY, ANDREW | I | REBECCA K. SACKLER 2012 TRUST | F | Control |
| ROBINS, JEFFREY, ANDREW | I | DAVID A. SACKLER 2012 TRUST | F | Control |
| ROBINS, JEFFREY, ANDREW | I | MARIANNA R. SACKLER 2012 TRUST | F | Control |
| ROBINS, JEFFREY, ANDREW | I | REBECCA K. SACKLER 2012 TRUST | F | Control |
| ROBINS, JEFFREY, ANDREW | I | DAVID A. SACKLER 2012 TRUST | F | Control |
| ROBINS, JEFFREY, ANDREW | I | MARIANNA R. SACKLER 2012 TRUST | F | Control |
| ROBINS, JEFFREY, ANDREW | I | REBECCA K. SACKLER 2012 TRUST | F | Control |
| ROBINS, JEFFREY, ANDREW | I | DAVID A. SACKLER 2012 TRUST | F | Control |
| ROBINS, JEFFREY, ANDREW | I | MARIANNA R. SACKLER 2012 TRUST | F | Control |
| ROBINS, JEFFREY, ANDREW | I | REBECCA K. SACKLER 2012 TRUST | F | Control |
| ROBINS, JEFFREY, ANDREW | I | DAVID A. SACKLER 2012 TRUST | F | Control |
| ROBINS, JEFFREY, ANDREW | I | MARIANNA R. SACKLER 2012 TRUST | F | Control |
| ROBINS, JEFFREY, ANDREW | I | REBECCA K. SACKLER 2012 TRUST | F | Control |
| ROBINS, JEFFREY, ANDREW | I | DAVID A. SACKLER 2012 TRUST | F | Control |
| ROBINS, JEFFREY, ANDREW | I | MARIANNA R. SACKLER 2012 TRUST | F | Control |
| ROBINS, JEFFREY, ANDREW | I | REBECCA K. SACKLER 2012 TRUST | F | Control |
| ROBINS, JEFFREY, ANDREW | I | DAVID A. SACKLER 2012 TRUST | F | Control |
| ROBINS, JEFFREY, ANDREW | I | MARIANNA R. SACKLER 2012 TRUST | F | Control |
| ROBINS, JEFFREY, ANDREW | I | REBECCA K. SACKLER 2012 TRUST | F | Control |
| ROBINS, JEFFREY, ANDREW | I | DAVID A. SACKLER 2012 TRUST | F | Control |
| ROBINS, JEFFREY, ANDREW | I | MARIANNA R. SACKLER 2012 TRUST | F | Control |
| ROBINS, JEFFREY, ANDREW | I | REBECCA K. SACKLER 2012 TRUST | F | Control |
| ROBINS, JEFFREY, ANDREW | I | MARIANNA R. SACKLER 2012 TRUST | F | Control |
| ROBINS, JEFFREY, ANDREW | I | DAVID A. SACKLER 2012 TRUST | F | Control |
| ROBINS, JEFFREY, ANDREW | I | REBECCA K. SACKLER 2012 TRUST | F | Control |
| ROBINS, JEFFREY, ANDREW | I | DAVID A. SACKLER 2012 TRUST | F | Control |
| ROBINS, JEFFREY, ANDREW | I | MARIANNA R. SACKLER 2012 TRUST | F | Control |
| ROBINS, JEFFREY, ANDREW | I | REBECCA K. SACKLER 2012 TRUST | F | Control |
| ROBINS, JEFFREY, ANDREW | I | DAVID A. SACKLER 2012 TRUST | F | Control |
| ROBINS, JEFFREY, ANDREW | I | MARIANNA R. SACKLER 2012 TRUST | F | Control |
| ROBINS, JEFFREY, ANDREW | I | REBECCA K. SACKLER 2012 TRUST | F | Control |
| ROBINS, JEFFREY, ANDREW | I | DAVID A. SACKLER 2012 TRUST | F | Control |
| ROBINS, JEFFREY, ANDREW | I | MARIANNA R. SACKLER 2012 TRUST | F | Control |
| ROBINS, JEFFREY, ANDREW | I | REBECCA K. SACKLER 2012 TRUST | F | Control |
| ROBINS, JEFFREY, ANDREW | I | DAVID A. SACKLER 2012 TRUST | F | Control |
| ROBINS, JEFFREY, ANDREW | I | MARIANNA R. SACKLER 2012 TRUST | F | Control |
| ROBINS, JEFFREY, ANDREW | I | REBECCA K. SACKLER 2012 TRUST | F | Control |
| ROBINS, JEFFREY, ANDREW | I | DAVID A. SACKLER 2012 TRUST | F | Control |
| ROBINS, JEFFREY, ANDREW | I | MARIANNA R. SACKLER 2012 TRUST | F | Control |
| ROBINS, JEFFREY, ANDREW | I | REBECCA K. SACKLER 2012 TRUST | F | Control |
| SACKLER, RICHARD, STEPHEN | I | DAVID A. SACKLER 2012 TRUST | F | Control |
| SACKLER, RICHARD, STEPHEN | I | MARIANNA R. SACKLER 2012 TRUST | F | Control |
| SACKLER, RICHARD, STEPHEN | I | REBECCA K. SACKLER 2012 TRUST | F | Control |
| SACKLER, RICHARD, STEPHEN | I | DAVID A. SACKLER 2012 TRUST | F | Control |
| SACKLER, RICHARD, STEPHEN | I | MARIANNA R. SACKLER 2012 TRUST | F | Control |
| SACKLER, RICHARD, STEPHEN | I | REBECCA K. SACKLER 2012 TRUST | F | Control |
| SACKLER, RICHARD, STEPHEN | I | DAVID A. SACKLER 2012 TRUST | F | Control |
| SACKLER, RICHARD, STEPHEN | I | MARIANNA R. SACKLER 2012 TRUST | F | Control |
| SACKLER, RICHARD, STEPHEN | I | REBECCA K. SACKLER 2012 TRUST | F | Control |
| SACKLER, RICHARD, STEPHEN | I | DAVID A. SACKLER 2012 TRUST | F | Control |
| SACKLER, RICHARD, STEPHEN | I | MARIANNA R. SACKLER 2012 TRUST | F | Control |
| SACKLER, RICHARD, STEPHEN | I | REBECCA K. SACKLER 2012 TRUST | F | Control |
| SACKLER, RICHARD, STEPHEN | I | DAVID A. SACKLER 2012 TRUST | F | Control |
| SACKLER, RICHARD, STEPHEN | I | MARIANNA R. SACKLER 2012 TRUST | F | Control |
| SACKLER, RICHARD, STEPHEN | I | REBECCA K. SACKLER 2012 TRUST | F | Control |
| SACKLER, RICHARD, STEPHEN | I | DAVID A. SACKLER 2012 TRUST | F | Control |
| SACKLER, RICHARD, STEPHEN | I | MARIANNA R. SACKLER 2012 TRUST | F | Control |
| SACKLER, RICHARD, STEPHEN | I | REBECCA K. SACKLER 2012 TRUST | F | Control |
| SACKLER, RICHARD, STEPHEN | I | DAVID A. SACKLER 2012 TRUST | F | Control |
| SACKLER, RICHARD, STEPHEN | I | MARIANNA R. SACKLER 2012 TRUST | F | Control |
| SACKLER, RICHARD, STEPHEN | I | REBECCA K. SACKLER 2012 TRUST | F | Control |
| SACKLER, RICHARD, STEPHEN | I | DAVID A. SACKLER 2012 TRUST | F | Control |
| SACKLER, RICHARD, STEPHEN | I | MARIANNA R. SACKLER 2012 TRUST | F | Control |
| SACKLER, RICHARD, STEPHEN | I | REBECCA K. SACKLER 2012 TRUST | F | Control |
| SACKLER, RICHARD, STEPHEN | I | DAVID A. SACKLER 2012 TRUST | F | Control |
| SACKLER, RICHARD, STEPHEN | I | MARIANNA R. SACKLER 2012 TRUST | F | Control |
| SACKLER, RICHARD, STEPHEN | I | REBECCA K. SACKLER 2012 TRUST | F | Control |
| SACKLER, RICHARD, STEPHEN | I | DAVID A. SACKLER 2012 TRUST | F | Control |
| SACKLER, RICHARD, STEPHEN | I | MARIANNA R. SACKLER 2012 TRUST | F | Control |
| SACKLER, RICHARD, STEPHEN | I | REBECCA K. SACKLER 2012 TRUST | F | Control |
| SACKLER, RICHARD, STEPHEN | I | DAVID A. SACKLER 2012 TRUST | F | Control |
| SACKLER, RICHARD, STEPHEN | I | MARIANNA R. SACKLER 2012 TRUST | F | Control |
| SACKLER, RICHARD, STEPHEN | I | REBECCA K. SACKLER 2012 TRUST | F | Control |
| SACKLER, RICHARD, STEPHEN | I | DAVID A. SACKLER 2012 TRUST | F | Control |
| SACKLER, RICHARD, STEPHEN | I | MARIANNA R. SACKLER 2012 TRUST | F | Control |
| SACKLER, RICHARD, STEPHEN | I | REBECCA K. SACKLER 2012 TRUST | F | Control |
| SACKLER, RICHARD, STEPHEN | I | DAVID A. SACKLER 2012 TRUST | F | Control |
| SACKLER, RICHARD, STEPHEN | I | MARIANNA R. SACKLER 2012 TRUST | F | Control |
| SACKLER, RICHARD, STEPHEN | I | REBECCA K. SACKLER 2012 TRUST | F | Control |
| SACKLER, RICHARD, STEPHEN | I | MARIANNA R. SACKLER 2012 TRUST | F | Control |
| SACKLER, RICHARD, STEPHEN | I | DAVID A. SACKLER 2012 TRUST | F | Control |
| SACKLER, RICHARD, STEPHEN | I | REBECCA K. SACKLER 2012 TRUST | F | Control |
| SACKLER, RICHARD, STEPHEN | I | WASATCH LLC | E | Control |
| SACKLER, RICHARD, STEPHEN | I | WASATCH LLC | E | Control |
| SACKLER, RICHARD, STEPHEN | I | WASATCH LLC | E | Control |
| SACKLER, RICHARD, STEPHEN | I | WASATCH LLC | E | Control |
| SACKLER, RICHARD, STEPHEN | I | WASATCH LLC | E | Control |
| SACKLER, RICHARD, STEPHEN | I | WASATCH LLC | E | Control |
| SACKLER, RICHARD, STEPHEN | I | WASATCH LLC | E | Control |
| SACKLER, RICHARD, STEPHEN | I | WASATCH LLC | E | Control |
| SACKLER, RICHARD, STEPHEN | I | WASATCH LLC | E | Control |
| SACKLER, RICHARD, STEPHEN | I | WASATCH LLC | E | Control |
| SACKLER, RICHARD, STEPHEN | I | WASATCH LLC | E | Control |
| SACKLER, RICHARD, STEPHEN | I | WASATCH LLC | E | Control |
| SACKLER, RICHARD, STEPHEN | I | WASATCH LLC | E | Control |
| BALTER, BRADLEY, ROSS | I | BALTER CAPITAL MANAGEMENT LLC | D | Control |
| BALTER, BRADLEY, ROSS | I | BALTER CAPITAL MANAGEMENT LLC | D | Control |
| BALTER, BRADLEY, ROSS | I | BALTER CAPITAL MANAGEMENT LLC | D | Control |
| BALTER, BRADLEY, ROSS | I | BALTER CAPITAL MANAGEMENT LLC | D | Control |
| BALTER, BRADLEY, ROSS | I | BALTER CAPITAL MANAGEMENT LLC | D | Control |
| BALTER, BRADLEY, ROSS | I | BALTER CAPITAL MANAGEMENT LLC | D | Control |
| BALTER, BRADLEY, ROSS | I | BALTER CAPITAL MANAGEMENT LLC | D | Control |
| BALTER, BRADLEY, ROSS | I | BALTER CAPITAL MANAGEMENT LLC | D | Control |
| BALTER, BRADLEY, ROSS | I | BALTER CAPITAL MANAGEMENT LLC | D | Control |
| BALTER, BRADLEY, ROSS | I | BALTER CAPITAL MANAGEMENT LLC | D | Control |
| BALTER, BRADLEY, ROSS | I | BALTER CAPITAL MANAGEMENT LLC | D | Control |
| BALTER, BRADLEY, ROSS | I | BALTER CAPITAL MANAGEMENT LLC | D | Control |
| BALTER, BRADLEY, ROSS | I | BALTER CAPITAL MANAGEMENT LLC | D | Control |
| BALTER, BRADLEY, ROSS | I | BALTER CAPITAL MANAGEMENT LLC | D | Control |
| BALTER, BRADLEY, ROSS | I | BALTER CAPITAL MANAGEMENT LLC | D | Control |
| BALTER, BRADLEY, ROSS | I | BALTER CAPITAL MANAGEMENT LLC | D | Control |
| DAVID A. SACKLER 2012 TRUST | DE | ANTLER LLC | C | Control |
| DAVID A. SACKLER 2012 TRUST | DE | ANTLER LLC | C | Control |
| DAVID A. SACKLER 2012 TRUST | DE | ANTLER LLC | C | Control |
| DAVID A. SACKLER 2012 TRUST | DE | ANTLER LLC | C | Control |
| DAVID A. SACKLER 2012 TRUST | DE | ANTLER LLC | C | Control |
| DAVID A. SACKLER 2012 TRUST | DE | ANTLER LLC | C | Control |
| DAVID A. SACKLER 2012 TRUST | DE | ANTLER LLC | C | Control |
| DAVID A. SACKLER 2012 TRUST | DE | ANTLER LLC | C | Control |
| DAVID A. SACKLER 2012 TRUST | DE | ANTLER LLC | C | Control |
| DAVID A. SACKLER 2012 TRUST | DE | ANTLER LLC | C | Control |
| DAVID A. SACKLER 2012 TRUST | DE | ANTLER LLC | C | Control |
| DAVID A. SACKLER 2012 TRUST | DE | ANTLER LLC | C | Control |
| DAVID A. SACKLER 2012 TRUST | DE | ANTLER LLC | C | Control |
| DAVID A. SACKLER 2012 TRUST | DE | ANTLER LLC | C | Control |
| MARIANNA R. SACKLER 2012 TRUST | DE | ANTLER LLC | C | Control |
| MARIANNA R. SACKLER 2012 TRUST | DE | ANTLER LLC | C | Control |
| MARIANNA R. SACKLER 2012 TRUST | DE | ANTLER LLC | C | Control |
| MARIANNA R. SACKLER 2012 TRUST | DE | ANTLER LLC | C | Control |
| MARIANNA R. SACKLER 2012 TRUST | DE | ANTLER LLC | C | Control |
| MARIANNA R. SACKLER 2012 TRUST | DE | ANTLER LLC | C | Control |
| MARIANNA R. SACKLER 2012 TRUST | DE | ANTLER LLC | C | Control |
| MARIANNA R. SACKLER 2012 TRUST | DE | ANTLER LLC | C | Control |
| MARIANNA R. SACKLER 2012 TRUST | DE | ANTLER LLC | C | Control |
| MARIANNA R. SACKLER 2012 TRUST | DE | ANTLER LLC | C | Control |
| MARIANNA R. SACKLER 2012 TRUST | DE | ANTLER LLC | C | Control |
| MARIANNA R. SACKLER 2012 TRUST | DE | ANTLER LLC | C | Control |
| MARIANNA R. SACKLER 2012 TRUST | DE | ANTLER LLC | C | Control |
| MARIANNA R. SACKLER 2012 TRUST | DE | ANTLER LLC | C | Control |
| REBECCA K. SACKLER 2012 TRUST | DE | ANTLER LLC | C | Control |
| REBECCA K. SACKLER 2012 TRUST | DE | ANTLER LLC | C | Control |
| REBECCA K. SACKLER 2012 TRUST | DE | ANTLER LLC | C | Control |
| REBECCA K. SACKLER 2012 TRUST | DE | ANTLER LLC | C | Control |
| REBECCA K. SACKLER 2012 TRUST | DE | ANTLER LLC | C | Control |
| REBECCA K. SACKLER 2012 TRUST | DE | ANTLER LLC | C | Control |
| REBECCA K. SACKLER 2012 TRUST | DE | ANTLER LLC | C | Control |
| REBECCA K. SACKLER 2012 TRUST | DE | ANTLER LLC | C | Control |
| REBECCA K. SACKLER 2012 TRUST | DE | ANTLER LLC | C | Control |
| REBECCA K. SACKLER 2012 TRUST | DE | ANTLER LLC | C | Control |
| REBECCA K. SACKLER 2012 TRUST | DE | ANTLER LLC | C | Control |
| REBECCA K. SACKLER 2012 TRUST | DE | ANTLER LLC | C | Control |
| REBECCA K. SACKLER 2012 TRUST | DE | ANTLER LLC | C | Control |
| REBECCA K. SACKLER 2012 TRUST | DE | ANTLER LLC | C | Control |
| WASATCH LLC | DE | ANTLER LLC | C | Control |
| WASATCH LLC | DE | ANTLER LLC | C | Control |
| WASATCH LLC | DE | ANTLER LLC | C | Control |
| WASATCH LLC | DE | ANTLER LLC | C | Control |
| WASATCH LLC | DE | ANTLER LLC | C | Control |
| WASATCH LLC | DE | ANTLER LLC | C | Control |
| WASATCH LLC | DE | ANTLER LLC | C | Control |
| WASATCH LLC | DE | ANTLER LLC | C | Control |
| WASATCH LLC | DE | ANTLER LLC | C | Control |
| WASATCH LLC | DE | ANTLER LLC | C | Control |
| WASATCH LLC | DE | ANTLER LLC | C | Control |
| WASATCH LLC | DE | ANTLER LLC | C | Control |
| WASATCH LLC | DE | ANTLER LLC | C | Control |
Registrations
Federal
IA
Mar 27, 2019 REGISTERED
Notice Filings (1)
MA
Address
125 HIGH STREETOLIVER STREET TOWER, SUITE 802
BOSTON, MA 02110
United States
Phone: 857-383-3472