PIVOTALPATH (AMERICAS) LLC
CRD #169429 SEC #801-78720 NEW YORK, NY 212-257-4860
SEC Registered
Total AUM
--
Discretionary
--
Employees
10
Clients
--
Accounts
--
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- New York
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jan 25, 2024
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CAPLIS, JONATHAN, MARC | I | COO | NA | Control |
| CAPLIS, JONATHAN, MARC | I | COO | NA | Control |
| CAPLIS, JONATHAN, MARC | I | PRESIDENT/CHIEF COMPLIANCE OFFICER/CHIEF EXECUTIVE OFFICER | NA | Control |
| CAPLIS, JONATHAN, MARC | I | PRESIDENT/CHIEF EXECUTIVE OFFICER | NA | Control |
| CAPLIS, JONATHAN, MARC | I | PRESIDENT/CHIEF EXECUTIVE OFFICER | NA | Control |
| CAPLIS, JONATHAN, MARC | I | PRESIDENT/CHIEF EXECUTIVE OFFICER | NA | Control |
| CAPLIS, JONATHAN, MARC | I | PRESIDENT/CHIEF EXECUTIVE OFFICER | NA | Control |
| CAPLIS, JONATHAN, MARC | I | PRESIDENT/CHIEF EXECUTIVE OFFICER | NA | Control |
| CAPLIS, JONATHAN, MARC | I | PRESIDENT/CHIEF EXECUTIVE OFFICER | NA | Control |
| SCHNEIDER, STEVEN, A | I | COO/CCO | NA | |
| SCHNEIDER, STEVEN, A | I | COO/CCO | NA | |
| SCHNEIDER, STEVEN, A | I | COO/CCO | NA | |
| SCHNEIDER, STEVEN, A | I | COO/CCO | NA | |
| SCHNEIDER, STEVEN, A | I | COO/CCO | NA | |
| SCHNEIDER, STEVEN, A | I | COO/CCO | NA | |
| ULA, VIKTOR | I | PRESIDENT & CCO | NA | Control |
| ULA, VIKTOR | I | PRESIDENT & CCO | NA | Control |
| ULA, VIKTOR | I | PRESIDENT & CCO | NA | Control |
| ULA, VIKTOR | I | PRESIDENT & CCO | NA | Control |
| ULA, VIKTOR | I | PRESIDENT & CCO | NA | Control |
| ULA, VIKTOR | I | PRESIDENT & CCO | NA | Control |
| PIVOTALPATH, INC. | DE | OWNER | E | Control |
| PIVOTALPATH, INC. | DE | OWNER | E | Control |
| PIVOTALPATH, INC. | DE | OWNER | E | Control |
| PIVOTALPATH, INC. | DE | OWNER | E | Control |
| PIVOTALPATH, INC. | DE | OWNER | E | Control |
| PIVOTALPATH, INC. | DE | OWNER | E | Control |
| PIVOTALPATH, INC. | DE | OWNER | E | Control |
| PIVOTALPATH, INC. | DE | OWNER | E | Control |
| PIVOTALPATH, INC. | DE | OWNER | E | Control |
| PIVOTALPATH, INC. | DE | OWNER | E | Control |
| PIVOTALPATH, INC. | DE | OWNER | E | Control |
| PIVOTALPATH, INC. | DE | OWNER | E | Control |
| PIVOTALPATH, INC. | DE | OWNER | E | Control |
| PIVOTALPATH, INC. | DE | OWNER | E | Control |
| PIVOTALPATH, INC. | DE | OWNER | E | Control |
| PIVOTALPATH, INC. | DE | OWNER | E | Control |
| PIVOTALPATH, INC. | DE | OWNER | E | Control |
| PIVOTALPATH, INC. | DE | OWNER | E | Control |
| PIVOTALPATH, INC. | DE | OWNER | E | Control |
| CAPLIS, JONATHAN, MARC | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | B | Control |
| CAPLIS, JONATHAN, MARC | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | B | Control |
| CAPLIS, JONATHAN, MARC | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | B | Control |
| CAPLIS, JONATHAN, MARC | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | B | Control |
| CAPLIS, JONATHAN, MARC | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | B | Control |
| CAPLIS, JONATHAN, MARC | I | PRESIDENT/CHIEF COMPLIANCE OFFICER/CHIEF EXECUTIVE OFFICER | B | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| ULA, VIKTOR | I | PIVOTALPATH, INC. | C | Control |
| ULA, VIKTOR | I | PIVOTALPATH, INC. | C | Control |
| ULA, VIKTOR | I | PIVOTALPATH, INC. | C | Control |
| ULA, VIKTOR | I | PIVOTALPATH, INC. | C | Control |
Registrations
Federal
IA
Jan 25, 2024 REGISTERED
Notice Filings (3)
CT NJ NY
Address
444 MADISON AVENUE29TH FLOOR
NEW YORK, NY 10022
United States
Phone: 212-257-4860