NEWPORT COAST SECURITIES, INC.
Legal name: NEWPORT COAST ASSET MANAGEMENT
CRD #16944 SEC #801-67802 NEW YORK, NY 646-259-4700
SEC Registered Broker-Dealer Disclosures
Total AUM
$79M
Discretionary
$79M
Employees
130
Clients
26
Accounts
557
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| Mar 2016 | $79M | $79M | $0 | 130 | 600 |
| Sep 2015 | $79M | $79M | $0 | 130 | 600 |
| Jun 2015 | $79M | $79M | $0 | 130 | 600 |
| Mar 2015 | $79M | $79M | $0 | 130 | 600 |
| Mar 2015 | $81.4M | $81.4M | $0 | 130 | 500 |
| Jan 2015 | $81.4M | $81.4M | $0 | 130 | 500 |
| Jan 2015 | $81.4M | $81.4M | $0 | 130 | 500 |
| Dec 2014 | $81.4M | $81.4M | $0 | 130 | 500 |
| Aug 2014 | $81.4M | $81.4M | $0 | 130 | 500 |
| Mar 2014 | $81.4M | $81.4M | $0 | 130 | 500 |
| Dec 2013 | $35M | $35M | $0 | 150 | 400 |
| Apr 2013 | $35M | $35M | $0 | 150 | 400 |
| Mar 2013 | $21M | $0 | $21M | 150 | 400 |
| Feb 2013 | $21M | $0 | $21M | 150 | 400 |
| Jan 2013 | $21M | $0 | $21M | 150 | 400 |
| Aug 2012 | $21M | $0 | $21M | 51 | 400 |
| Jul 2012 | $21M | $0 | $21M | 51 | 400 |
| Jun 2012 | $21M | $0 | $21M | 51 | 400 |
| Apr 2012 | $21M | $0 | $21M | 51 | 400 |
| Mar 2012 | $21M | $0 | $21M | 51 | 400 |
| May 2011 | $24M | $24M | $0 | 51 | -- |
| Apr 2011 | $24M | $24M | $0 | 51 | -- |
| Sep 2010 | $12M | $12M | $0 | 51 | -- |
| Aug 2010 | $12M | $12M | $0 | 51 | -- |
| Jul 2010 | $12M | $12M | $0 | 51 | -- |
| Apr 2009 | $30M | $0 | $30M | 51 | -- |
| Apr 2007 | $0 | $0 | $0 | -- | -- |
DateMar 2016
Total AUM$79M
Discretionary$79M
Non-Disc.$0
Employees130
Clients600
DateSep 2015
Total AUM$79M
Discretionary$79M
Non-Disc.$0
Employees130
Clients600
DateJun 2015
Total AUM$79M
Discretionary$79M
Non-Disc.$0
Employees130
Clients600
DateMar 2015
Total AUM$79M
Discretionary$79M
Non-Disc.$0
Employees130
Clients600
DateMar 2015
Total AUM$81.4M
Discretionary$81.4M
Non-Disc.$0
Employees130
Clients500
DateJan 2015
Total AUM$81.4M
Discretionary$81.4M
Non-Disc.$0
Employees130
Clients500
DateJan 2015
Total AUM$81.4M
Discretionary$81.4M
Non-Disc.$0
Employees130
Clients500
DateDec 2014
Total AUM$81.4M
Discretionary$81.4M
Non-Disc.$0
Employees130
Clients500
DateAug 2014
Total AUM$81.4M
Discretionary$81.4M
Non-Disc.$0
Employees130
Clients500
DateMar 2014
Total AUM$81.4M
Discretionary$81.4M
Non-Disc.$0
Employees130
Clients500
DateDec 2013
Total AUM$35M
Discretionary$35M
Non-Disc.$0
Employees150
Clients400
DateApr 2013
Total AUM$35M
Discretionary$35M
Non-Disc.$0
Employees150
Clients400
DateMar 2013
Total AUM$21M
Discretionary$0
Non-Disc.$21M
Employees150
Clients400
DateFeb 2013
Total AUM$21M
Discretionary$0
Non-Disc.$21M
Employees150
Clients400
DateJan 2013
Total AUM$21M
Discretionary$0
Non-Disc.$21M
Employees150
Clients400
DateAug 2012
Total AUM$21M
Discretionary$0
Non-Disc.$21M
Employees51
Clients400
DateJul 2012
Total AUM$21M
Discretionary$0
Non-Disc.$21M
Employees51
Clients400
DateJun 2012
Total AUM$21M
Discretionary$0
Non-Disc.$21M
Employees51
Clients400
DateApr 2012
Total AUM$21M
Discretionary$0
Non-Disc.$21M
Employees51
Clients400
DateMar 2012
Total AUM$21M
Discretionary$0
Non-Disc.$21M
Employees51
Clients400
DateMay 2011
Total AUM$24M
Discretionary$24M
Non-Disc.$0
Employees51
Clients--
DateApr 2011
Total AUM$24M
Discretionary$24M
Non-Disc.$0
Employees51
Clients--
DateSep 2010
Total AUM$12M
Discretionary$12M
Non-Disc.$0
Employees51
Clients--
DateAug 2010
Total AUM$12M
Discretionary$12M
Non-Disc.$0
Employees51
Clients--
DateJul 2010
Total AUM$12M
Discretionary$12M
Non-Disc.$0
Employees51
Clients--
DateApr 2009
Total AUM$30M
Discretionary$0
Non-Disc.$30M
Employees51
Clients--
DateApr 2007
Total AUM$0
Discretionary$0
Non-Disc.$0
Employees--
Clients--