MARINER WEALTH ADVISORS-NYC, LLC

Legal name: MARINER WEALTH ADVISORS

CRD #169459 SEC #801-78721 OVERLAND PARK, KS 9139045700

SEC Registered

Total AUM

$724.1M

Discretionary

$689.5M

Employees

Clients

251

Accounts

1,125

Firm Details

Organization Type: Limited Liability Company
State of Formation: Delaware
Fiscal Year End: DECEMBER
Registration Date: --
Latest Filing: Aug 27, 2017
Branch Offices: --

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

Name	Type	Title / Status	Ownership	Control
BICKNELL, CHERYL, RENEE	I	CHIEF COMPLIANCE OFFICER	NA	Control
CAPLINGER, MARK, ANDREW	I	CHIEF INVESTMENT OFFICER	NA	Control
CAPLINGER, MARK, ANDREW	I	CHIEF INVESTMENT OFFICER	NA	Control
MCCARTHY, JUSTIN, BLAKE	I	PARTNER	NA	Control
MCCARTHY, JUSTIN, BLAKE	I	PARTNER	NA	Control
MCCARTHY, JUSTIN, BLAKE	I	PARTNER	NA	Control
MCCARTHY, JUSTIN, BLAKE	I	PARTNER	NA	Control
MCCARTHY, JUSTIN, BLAKE	I	PARTNER	NA	Control
MCCARTHY, JUSTIN, BLAKE	I	PARTNER	NA	Control
MCCARTHY, JUSTIN, BLAKE	I	PARTNER	NA	Control
MCCARTHY, JUSTIN, BLAKE	I	PARTNER	NA	Control
MCCARTHY, JUSTIN, BLAKE	I	PARTNER	NA	Control
MCCARTHY, JUSTIN, BLAKE	I	PARTNER	NA	Control
MCCARTHY, JUSTIN, BLAKE	I	PARTNER	NA	Control
MCCARTHY, JUSTIN, BLAKE	I	MANAGING PARTNER	NA	Control
ROSENBERG, RICHARD, ALAN	I	MANAGING PARTNER	NA	Control
ROSENBERG, RICHARD, ALAN	I	MANAGING PARTNER	NA	Control
ROSENBERG, RICHARD, ALAN	I	MANAGING PARTNER	NA	Control
ROSENBERG, RICHARD, ALAN	I	MANAGING PARTNER	NA	Control
ROSENBERG, RICHARD, ALAN	I	MANAGING PARTNER	NA	Control
ROSENBERG, RICHARD, ALAN	I	MANAGING PARTNER	NA	Control
ROSENBERG, RICHARD, ALAN	I	MANAGING PARTNER	NA	Control
ROSENBERG, RICHARD, ALAN	I	MANAGING PARTNER	NA	Control
ROSENBERG, RICHARD, ALAN	I	MANAGING PARTNER	NA	Control
ROSENBERG, RICHARD, ALAN	I	MANAGING PARTNER	NA	Control
ROSENBERG, RICHARD, ALAN	I	MANAGING PARTNER	NA	Control
RUFFINO, ROSARIO, JOSEPH	I	MANAGING PARTNER	NA	Control
RUFFINO, ROSARIO, JOSEPH	I	MANAGING PARTNER	NA	Control
RUFFINO, ROSARIO, JOSEPH	I	MANAGING PARTNER	NA	Control
RUFFINO, ROSARIO, JOSEPH	I	MANAGING PARTNER	NA	Control
RUFFINO, ROSARIO, JOSEPH	I	MANAGING PARTNER	NA	Control
RUFFINO, ROSARIO, JOSEPH	I	MANAGING PARTNER	NA	Control
RUFFINO, ROSARIO, JOSEPH	I	MANAGING PARTNER	NA	Control
RUFFINO, ROSARIO, JOSEPH	I	MANAGING PARTNER	NA	Control
RUFFINO, ROSARIO, JOSEPH	I	MANAGING PARTNER	NA	Control
RUFFINO, ROSARIO, JOSEPH	I	MANAGING PARTNER	NA	Control
RUFFINO, ROSARIO, JOSEPH	I	MANAGING PARTNER	NA	Control
SANDNES, KAREN, LEIGH	I	VICE PRESIDENT OF OPERATIONS	NA
SANDNES, KAREN, LEIGH	I	VICE PRESIDENT OF OPERATIONS	NA
SANDNES, KAREN, LEIGH	I	VICE PRESIDENT OF OPERATIONS	NA
SANDNES, KAREN, LEIGH	I	VICE PRESIDENT OF OPERATIONS	NA
VOHLAND, CHERYL, RENEE	I	CHIEF COMPLIANCE OFFICER	NA	Control
VOHLAND, CHERYL, RENEE	I	CHIEF COMPLIANCE OFFICER	NA	Control
VOHLAND, CHERYL, RENEE	I	CHIEF COMPLIANCE OFFICER	NA	Control
VOHLAND, CHERYL, RENEE	I	CHIEF COMPLIANCE OFFICER	NA	Control
VOHLAND, CHERYL, RENEE	I	CHIEF COMPLIANCE OFFICER	NA	Control
VOHLAND, CHERYL, RENEE	I	CHIEF COMPLIANCE OFFICER	NA	Control
VOHLAND, CHERYL, RENEE	I	CHIEF COMPLIANCE OFFICER	NA	Control
VOHLAND, CHERYL, RENEE	I	CHIEF COMPLIANCE OFFICER	NA	Control
VOHLAND, CHERYL, RENEE	I	CHIEF COMPLIANCE OFFICER	NA	Control
VOHLAND, CHERYL, RENEE	I	CHIEF COMPLIANCE OFFICER	NA	Control
VOHLAND, CHERYL, RENEE	I	CHIEF COMPLIANCE OFFICER	NA	Control
VOHLAND, CHERYL, RENEE	I	OWNER/CHIEF COMPLIANCE OFFICER	E	Control
VOHLAND, CHERYL, RENEE	I	MANAGING MEMBER/CHIEF COMPLIANCE OFFICER	E	Control
MARINER WEALTH ADVISORS, LLC	DE	MANAGING MEMBER	D	Control
MARINER WEALTH ADVISORS, LLC	DE	MANAGING MEMBER	D	Control
MARINER WEALTH ADVISORS, LLC	DE	MANAGING MEMBER	D	Control
MARINER WEALTH ADVISORS, LLC	DE	MANAGING MEMBER	D	Control
MARINER WEALTH ADVISORS, LLC	DE	MANAGING MEMBER	D	Control
MARINER WEALTH ADVISORS, LLC	DE	MANAGING MEMBER	D	Control
MARINER WEALTH ADVISORS, LLC	DE	MANAGING MEMBER	D	Control
MARINER WEALTH ADVISORS, LLC	DE	MANAGING MEMBER	D	Control
MARINER WEALTH ADVISORS, LLC	DE	MANAGING MEMBER	D	Control
MARINER WEALTH ADVISORS, LLC	DE	MANAGING MEMBER	D	Control
MARINER WEALTH ADVISORS, LLC	DE	MANAGING MEMBER	D	Control
MARINER WEALTH ADVISORS, LLC	DE	MANAGING MEMBER	D	Control
RR ADVISORY GROUP, LLC	DE	MANAGING MEMBER	C	Control
RR ADVISORY GROUP, LLC	DE	MANAGING MEMBER	C	Control
RRM ADVISORY HOLDINGS, LLC	DE	MEMBER	C	Control
RRM ADVISORY HOLDINGS, LLC	DE	MEMBER	C	Control
RRM ADVISORY HOLDINGS, LLC	DE	MEMBER	C	Control
RRM ADVISORY HOLDINGS, LLC	DE	MEMBER	C	Control
RRM ADVISORY HOLDINGS, LLC	DE	MEMBER	C	Control
RRM ADVISORY HOLDINGS, LLC	DE	MEMBER	C	Control
RRM ADVISORY HOLDINGS, LLC	DE	MEMBER	C	Control
RRM ADVISORY HOLDINGS, LLC	DE	MEMBER	C	Control
RRM ADVISORY HOLDINGS, LLC	DE	MEMBER	C	Control

Indirect Owners (Schedule B)

Name	Type	Entity	Ownership	Control
BICKNELL, MARTIN, CHRISTOPHER	I	BICKNELL FAMILY HOLDING COMPANY, LLC	F	Control
BICKNELL, MARTIN, CHRISTOPHER	I	BICKNELL FAMILY MANAGEMENT COMPANY TRUST	F	Control
BICKNELL, MARTIN, CHRISTOPHER	I	BICKNELL FAMILY HOLDING COMPANY, LLC	F	Control
BICKNELL, MARTIN, CHRISTOPHER	I	BICKNELL FAMILY MANAGEMENT COMPANY TRUST	F	Control
BICKNELL, MARTIN, CHRISTOPHER	I	BICKNELL FAMILY HOLDING COMPANY, LLC	F	Control
BICKNELL, MARTIN, CHRISTOPHER	I	BICKNELL FAMILY HOLDING COMPANY, LLC	F	Control
BICKNELL, MARTIN, CHRISTOPHER	I	BICKNELL FAMILY HOLDING COMPANY, LLC	F	Control
BICKNELL, MARTIN, CHRISTOPHER	I	BICKNELL FAMILY HOLDING COMPANY, LLC	F	Control
BICKNELL, MARTIN, CHRISTOPHER	I	BICKNELL FAMILY HOLDING COMPANY, LLC	F	Control
BICKNELL, MARTIN, CHRISTOPHER	I	BICKNELL FAMILY HOLDING COMPANY, LLC	F	Control
BICKNELL, MARTIN, CHRISTOPHER	I	BICKNELL FAMILY HOLDING COMPANY, LLC	F	Control
BICKNELL, MARTIN, CHRISTOPHER	I	BICKNELL FAMILY HOLDING COMPANY, LLC	F	Control
FREEMAN, WILLIAM, ALLEN	I	BICKNELL FAMILY MANAGEMENT COMPANY TRUST	F	Control
FREEMAN, WILLIAM, ALLEN	I	BICKNELL FAMILY MANAGEMENT COMPANY TRUST	F	Control
BICKNELL FAMILY HOLDING CO., LLC	DE	MARINER HOLDINGS, LLC	E	Control
BICKNELL FAMILY HOLDING CO., LLC	DE	MARINER HOLDINGS, LLC	E	Control
BICKNELL FAMILY HOLDING COMPANY, LLC	DE	MARINER HOLDINGS, LLC	E	Control
BICKNELL FAMILY HOLDING COMPANY, LLC	DE	MARINER HOLDINGS, LLC	E	Control
BICKNELL FAMILY HOLDING COMPANY, LLC	DE	MARINER HOLDINGS, LLC	E	Control
BICKNELL FAMILY HOLDING COMPANY, LLC	DE	MARINER HOLDINGS, LLC	E	Control
BICKNELL FAMILY HOLDING COMPANY, LLC	DE	MARINER HOLDINGS, LLC	E	Control
BICKNELL FAMILY HOLDING COMPANY, LLC	DE	MARINER HOLDINGS, LLC	E	Control
BICKNELL FAMILY HOLDING COMPANY, LLC	DE	MARINER HOLDINGS, LLC	E	Control
BICKNELL FAMILY HOLDING COMPANY, LLC	DE	MARINER HOLDINGS, LLC	E	Control
BICKNELL FAMILY HOLDING COMPANY, LLC	DE	MARINER HOLDINGS, LLC	E	Control
BICKNELL FAMILY HOLDING COMPANY, LLC	DE	MARINER HOLDINGS, LLC	E	Control
BICKNELL FAMILY MANAGEMENT COMPANY TRUST	DE	BICKNELL FAMILY HOLDING CO., LLC	E	Control
BICKNELL FAMILY MANAGEMENT COMPANY TRUST	DE	BICKNELL FAMILY HOLDING CO., LLC	E	Control
MARINER HOLDINGS, LLC	DE	MARINER WEALTH ADVISORS, LLC	E	Control
MARINER HOLDINGS, LLC	DE	MARINER WEALTH ADVISORS, LLC	E	Control
MARINER HOLDINGS, LLC	DE	MARINER WEALTH ADVISORS, LLC	E	Control
MARINER HOLDINGS, LLC	DE	MARINER WEALTH ADVISORS, LLC	E	Control
MARINER HOLDINGS, LLC	DE	MARINER WEALTH ADVISORS, LLC	E	Control
MARINER HOLDINGS, LLC	DE	MARINER WEALTH ADVISORS, LLC	E	Control
MARINER HOLDINGS, LLC	DE	MARINER WEALTH ADVISORS, LLC	E	Control
MARINER HOLDINGS, LLC	DE	MARINER WEALTH ADVISORS, LLC	E	Control
MARINER HOLDINGS, LLC	DE	MARINER WEALTH ADVISORS, LLC	E	Control
MARINER HOLDINGS, LLC	DE	MARINER WEALTH ADVISORS, LLC	E	Control
MARINER HOLDINGS, LLC	DE	MARINER WEALTH ADVISORS, LLC	E	Control
MARINER HOLDINGS, LLC	DE	MARINER WEALTH ADVISORS, LLC	E	Control
ROSENBERG, RICHARD, ALAN	I	RRM ADVISORY HOLDINGS, LLC	C	Control
ROSENBERG, RICHARD, ALAN	I	RR ADVISORY GROUP, LLC	C	Control
ROSENBERG, RICHARD, ALAN	I	RRM ADVISORY HOLDINGS, LLC	C	Control
ROSENBERG, RICHARD, ALAN	I	RR ADVISORY GROUP, LLC	C	Control
ROSENBERG, RICHARD, ALAN	I	RRM ADVISORY HOLDINGS, LLC	C	Control
ROSENBERG, RICHARD, ALAN	I	RRM ADVISORY HOLDINGS, LLC	C	Control
ROSENBERG, RICHARD, ALAN	I	RRM ADVISORY HOLDINGS, LLC	C	Control
ROSENBERG, RICHARD, ALAN	I	RRM ADVISORY HOLDINGS, LLC	C	Control
ROSENBERG, RICHARD, ALAN	I	RRM ADVISORY HOLDINGS, LLC	C	Control
ROSENBERG, RICHARD, ALAN	I	RRM ADVISORY HOLDINGS, LLC	C	Control
ROSENBERG, RICHARD, ALAN	I	RRM ADVISORY HOLDINGS, LLC	C	Control
RUFFINO, ROSARIO, JOSEPH	I	RRM ADVISORY HOLDINGS, LLC	C	Control
RUFFINO, ROSARIO, JOSEPH	I	RR ADVISORY GROUP, LLC	C	Control
RUFFINO, ROSARIO, JOSEPH	I	RRM ADVISORY HOLDINGS, LLC	C	Control
RUFFINO, ROSARIO, JOSEPH	I	RR ADVISORY GROUP	C	Control
RUFFINO, ROSARIO, JOSEPH	I	RRM ADVISORY HOLDINGS, LLC	C	Control
RUFFINO, ROSARIO, JOSEPH	I	RRM ADVISORY HOLDINGS, LLC	C	Control
RUFFINO, ROSARIO, JOSEPH	I	RRM ADVISORY HOLDINGS, LLC	C	Control
RUFFINO, ROSARIO, JOSEPH	I	RRM ADVISORY HOLDINGS, LLC	C	Control
RUFFINO, ROSARIO, JOSEPH	I	RRM ADVISORY HOLDINGS, LLC	C	Control
RUFFINO, ROSARIO, JOSEPH	I	RRM ADVISORY HOLDINGS, LLC	C	Control
RUFFINO, ROSARIO, JOSEPH	I	RRM ADVISORY HOLDINGS, LLC	C	Control

Registrations

Federal

Aug 27, 2017 REGISTERED

Notice Filings (17)

CA CT DC FL GA HI IL KS MA MD NC NH NJ NY PA TX VA

Address

5700 W. 112 STREET
SUITE 500
OVERLAND PARK, KS 66211
United States

Phone: 9139045700