M3 ASSET MANAGEMENT, INC.
CRD #169461 SEC #801-78863 LOS ANGELES, CA 213-915-0086
SEC Registered
Total AUM
$36.3M
Discretionary
$23.5M
Employees
5
Clients
--
Accounts
113
Firm Details
- Organization Type
- Corporation
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 27, 2015
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| KIM, DAVID, DAEJOON | I | CHIEF EXECUTIVE OFFICER / CHIEF COMPLIANCE OFFICER | NA | Control |
| KIM, DAVID, DAEJOON | I | CHIEF EXECUTIVE OFFICER / CHIEF COMPLIANCE OFFICER | NA | Control |
| KIM, DAVID, DAEJOON | I | CHIEF EXECUTIVE OFFICER / CHIEF COMPLIANCE OFFICER | NA | Control |
| KIM, DAVID, DAEJOON | I | CHIEF EXECUTIVE OFFICER/CHIEF CHIEF COMPLIANCE OFFICER | NA | Control |
| KIM, DAVID, DAEJOON | I | CHIEF EXECUTIVE OFFICER/CHIEF CHIEF COMPLIANCE OFFICER | NA | Control |
| RYPKEMA, BRIAN, JAMES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| YOO, JAMES, MIN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| YOO, JAMES, MIN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| YOO, JAMES, MIN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| INTERIM HOLDINGS, LLC | DE | MANAGING MEMBER | E | Control |
| KIM, DAVID, DAEJOON | I | CHIEF EXECUTIVE OFFICER / CHIEF COMPLIANCE OFFICER | E | Control |
| KIM, DAVID, DAEJOON | I | CHIEF EXECUTIVE OFFICER / CHIEF COMPLIANCE OFFICER | E | Control |
| KIM, DAVID, DAEJOON | I | CHIEF EXECUTIVE OFFICER / CHIEF COMPLIANCE OFFICER | E | Control |
| KIM, JIM, NMN | I | CHIEF EXECUTIVE OFFICER | E | Control |
| KIM, JIM, NMN | I | CHIEF EXECUTIVE OFFICER | E | Control |
| KIM, JIM, NMN | I | CHIEF EXECUTIVE OFFICER | E | Control |
| M3 ASSET MANAGEMENT INCORPORATED | DE | OWNER | E | Control |
| M3 ASSET MANAGEMENT INCORPORATED | DE | OWNER | E | Control |
| M3 ASSET MANAGEMENT INCORPORATED | DE | OWNER | E | Control |
| M3 ASSET MANAGEMENT INCORPORATED | DE | OWNER | E | Control |
| M3 ASSET MANAGEMENT INCORPORATED | DE | OWNER | E | Control |
| M3 ASSET MANAGEMENT INCORPORATED | FE | OWNER | E | Control |
| M3 ASSET MANAGEMENT INCORPORATED | DE | OWNER | E | Control |
| M3 ASSET MANAGEMENT INCORPORATED | FE | OWNER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| KIM, DAVID, DAEJOON | I | M3 ASSET MANAGEMENT INCORPORATED | E | Control |
| KIM, JAEHYUN | I | M3 ASSET MANAGEMENT INCPORATED | C | Control |
| KIM, JAEHYUN | I | M3 ASSET MANAGEMENT INCPORATED | C | Control |
| YOO, JINKOO | I | M3 ASSET MANAGEMENT INCPORATED | C | Control |
| YOO, JINKOO | I | M3 ASSET MANAGEMENT INCPORATED | C | Control |
Registrations
Federal
IA
Mar 27, 2015 REGISTERED
Notice Filings (1)
CA
Address
3731 WILSHIRE BOULEVARDSUITE 630
LOS ANGELES, CA 90010
United States
Phone: 213-915-0086