PETERSON FINANCIAL GROUP, INC.
CRD #169519 SEC #801-120786 DES MOINES, IA 515-226-1500
SEC Registered
Total AUM
$247.6M
Discretionary
$234.9M
Employees
11
Clients
251
Accounts
1,251
Firm Details
- Organization Type
- Corporation
- State of Formation
- Iowa
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Feb 28, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| RICHARDSON, LINDA, LOUISE | I | CHIEF OPERATING OFFICER | NA | Control |
| RICHARDSON, LINDA, LOUISE | I | CHIEF OPERATING OFFICER | NA | Control |
| RICHARDSON, LINDA, LOUISE | I | CHIEF OPERATING OFFICER | NA | Control |
| RICHARDSON, LINDA, LOUISE | I | CHIEF OPERATING OFFICER | NA | Control |
| RICHARDSON, LINDA, LOUISE | I | CHIEF OPERATING OFFICER | NA | Control |
| RICHARDSON, LINDA, LOUISE | I | CHIEF OPERATING OFFICER | NA | Control |
| RICHARDSON, LINDA, LOUISE | I | CHIEF OPERATING OFFICER | NA | Control |
| RICHARDSON, LINDA, LOUISE | I | CHIEF OPERATING OFFICER | NA | Control |
| RICHARDSON, LINDA, LOUISE | I | CHIEF OPERATING OFFICER | NA | Control |
| RICHARDSON, LINDA, LOUISE | I | CHIEF OPERATING OFFICER | NA | Control |
| RICHARDSON, LINDA, LOUISE | I | CHIEF OPERATING OFFICER | NA | Control |
| RICHARDSON, LINDA, LOUISE | I | CHIEF OPERATING OFFICER | NA | Control |
| RICHARDSON, LINDA, LOUISE | I | CHIEF OPERATING OFFICER | NA | Control |
| RICHARDSON, LINDA, LOUISE | I | CHIEF OPERATING OFFICER | NA | Control |
| RICHARDSON, LINDA, LOUISE | I | CHIEF OPERATING OFFICER | NA | Control |
| RICHARDSON, LINDA, LOUISE | I | CHIEF OPERATING OFFICER | NA | Control |
| PETERSON, ERIC, ALAN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| PETERSON, ERIC, ALAN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| PETERSON, ERIC, ALAN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| PETERSON, ERIC, ALAN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| PETERSON, ERIC, ALAN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| PETERSON, ERIC, ALAN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| PETERSON, ERIC, ALAN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| PETERSON, ERIC, ALAN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| PETERSON, ERIC, ALAN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| PETERSON, ERIC, ALAN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| PETERSON, ERIC, ALAN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| PETERSON, ERIC, ALAN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| PETERSON, ERIC, ALAN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| PETERSON, ERIC, ALAN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| PETERSON, ERIC, ALAN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| PETERSON, ERIC, ALAN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Feb 28, 2025 REGISTERED
Notice Filings (6)
AZ FL IA NE NH TX
Address
220 SW 9TH ST.SUITE 230
DES MOINES, IA 50309
United States
Phone: 515-226-1500