CLIFFWATER INVESTMENTS LLC
CRD #169554 SEC #801-78762 HARTFORD, CT 800.248.7971
SEC Registered
Total AUM
$152.3M
Discretionary
$152.3M
Employees
5
Clients
--
Accounts
3
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 21, 2016
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ANGERTHAL, MICHAEL, A | I | MANAGER, EXECUTIVE VICE PRESIDENT AND TREASURER | NA | Control |
| ANGERTHAL, MICHAEL, A | I | MANAGER, EXECUTIVE VICE PRESIDENT AND TREASURER | NA | Control |
| ANGERTHAL, MICHAEL, A | I | MANAGER, EXECUTIVE VICE PRESIDENT AND TREASURER | NA | Control |
| ANGERTHAL, MICHAEL, A | I | MANAGER, EXECUTIVE VICE PRESIDENT AND TREASURER | NA | Control |
| ANGERTHAL, MICHAEL, AARON | I | MANAGER, EXECUTIVE VICE PRESIDENT AND TREASURER | NA | Control |
| ANGERTHAL, MICHAEL, AARON | I | MANAGER, EXECUTIVE VICE PRESIDENT AND TREASURER | NA | Control |
| ANGERTHAL, MICHAEL, AARON | I | MANAGER, EXECUTIVE VICE PRESIDENT AND TREASURER | NA | Control |
| ANGERTHAL, MICHAEL, AARON | I | MANAGER, EXECUTIVE VICE PRESIDENT AND TREASURER | NA | Control |
| AYLWARD, GEORGE, R. | I | MANAGER, PRESIDENT AND CHAIRMAN | NA | Control |
| AYLWARD, GEORGE, R. | I | MANAGER, PRESIDENT AND CHAIRMAN | NA | Control |
| AYLWARD, GEORGE, R. | I | MANAGER, PRESIDENT AND CHAIRMAN | NA | Control |
| AYLWARD, GEORGE, R. | I | MANAGER, PRESIDENT AND CHAIRMAN | NA | Control |
| AYLWARD, GEORGE, ROBERT | I | MANAGER, PRESIDENT AND CHAIRMAN | NA | Control |
| AYLWARD, GEORGE, ROBERT | I | MANAGER, PRESIDENT AND CHAIRMAN | NA | Control |
| AYLWARD, GEORGE, ROBERT | I | MANAGER, PRESIDENT AND CHAIRMAN | NA | Control |
| AYLWARD, GEORGE, ROBERT | I | MANAGER, PRESIDENT AND CHAIRMAN | NA | Control |
| FLYNN, MARK, S | I | EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL AND ASSISTANT SECRETARY | NA | Control |
| FLYNN, MARK, S | I | EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL AND ASSISTANT SECRETARY | NA | Control |
| FLYNN, MARK, S | I | EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL AND ASSISTANT SECRETARY | NA | Control |
| FLYNN, MARK, S | I | EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL AND ASSISTANT SECRETARY | NA | Control |
| FLYNN, MARK, STEPHEN | I | EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL AND ASSISTANT SECRETARY | NA | Control |
| FLYNN, MARK, STEPHEN | I | EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL AND ASSISTANT SECRETARY | NA | Control |
| FLYNN, MARK, STEPHEN | I | EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL AND ASSISTANT SECRETARY | NA | Control |
| FLYNN, MARK, STEPHEN | I | EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL AND ASSISTANT SECRETARY | NA | Control |
| HANLEY, DAVID, G | I | VICE PRESIDENT AND ASSISTANT TREASURER | NA | |
| HANLEY, DAVID, G | I | VICE PRESIDENT AND ASSISTANT TREASURER | NA | |
| HANLEY, DAVID, G | I | VICE PRESIDENT AND ASSISTANT TREASURER | NA | |
| HANLEY, DAVID, G | I | VICE PRESIDENT AND ASSISTANT TREASURER | NA | |
| HANLEY, DAVID, GEORGE | I | VICE PRESIDENT AND ASSISTANT TREASURER | NA | |
| HANLEY, DAVID, GEORGE | I | VICE PRESIDENT AND ASSISTANT TREASURER | NA | |
| HANLEY, DAVID, GEORGE | I | VICE PRESIDENT AND ASSISTANT TREASURER | NA | |
| HANLEY, DAVID, GEORGE | I | VICE PRESIDENT AND ASSISTANT TREASURER | NA | |
| LYNCH, THOMAS, KEVIN | I | MANAGER | NA | Control |
| LYNCH, THOMAS, KEVIN | I | MANAGER | NA | Control |
| LYNCH, THOMAS, KEVIN | I | MANAGER | NA | Control |
| LYNCH, THOMAS, KEVIN | I | MANAGER | NA | Control |
| LYNCH, THOMAS, KEVIN | I | MANAGER | NA | Control |
| LYNCH, THOMAS, KEVIN | I | MANAGER | NA | Control |
| LYNCH, THOMAS, KEVIN | I | MANAGER | NA | Control |
| NESBITT, STEPHEN, LANE | I | MANAGER | NA | Control |
| NESBITT, STEPHEN, LANE | I | MANAGER | NA | Control |
| NESBITT, STEPHEN, LANE | I | MANAGER | NA | Control |
| NESBITT, STEPHEN, LANE | I | MANAGER | NA | Control |
| NESBITT, STEPHEN, LANE | I | MANAGER | NA | Control |
| NESBITT, STEPHEN, LANE | I | MANAGER | NA | Control |
| NESBITT, STEPHEN, LANE | I | MANAGER | NA | Control |
| NESBITT, STEPHEN, LANE | I | MANAGER | NA | Control |
| PERSAUD, CHETRAM | I | CHIEF COMPLIANCE OFFICER | NA | |
| PERSAUD, CHETRAM | I | CHIEF COMPLIANCE OFFICER | NA | |
| PERSAUD, CHETRAM | I | CHIEF COMPLIANCE OFFICER | NA | |
| PERSAUD, CHETRAM | I | CHIEF COMPLIANCE OFFICER | NA | |
| PERSAUD, CHETRAM | I | CHIEF COMPLIANCE OFFICER | NA | |
| PYTLIK, YVONNE, I | I | CORPORATE HEAD OF COMPLIANCE | NA | Control |
| PYTLIK, YVONNE, I | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PYTLIK, YVONNE, I | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PYTLIK, YVONNE, I | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PYTLIK, YVONNE, I (MI ONLY) | I | CORPORATE HEAD OF COMPLIANCE | NA | Control |
| PYTLIK, YVONNE, I (MI ONLY) | I | CORPORATE HEAD OF COMPLIANCE | NA | Control |
| PYTLIK, YVONNE, I (MI ONLY) | I | CORPORATE HEAD OF COMPLIANCE | NA | Control |
| WALTMAN, FRANCIS, GEORGE | I | MANAGER AND EXECUTIVE VICE PRESIDENT | NA | Control |
| WALTMAN, FRANCIS, GEORGE | I | MANAGER AND EXECUTIVE VICE PRESIDENT | NA | Control |
| WALTMAN, FRANCIS, GEORGE | I | MANAGER AND EXECUTIVE VICE PRESIDENT | NA | Control |
| WALTMAN, FRANCIS, GEORGE | I | MANAGER AND EXECUTIVE VICE PRESIDENT | NA | Control |
| WALTMAN, FRANCIS, GEORGE | I | MANAGER AND EXECUTIVE VICE PRESIDENT | NA | Control |
| WALTMAN, FRANCIS, GEORGE | I | MANAGER AND EXECUTIVE VICE PRESIDENT | NA | Control |
| WALTMAN, FRANCIS, GEORGE | I | MANAGER AND EXECUTIVE VICE PRESIDENT | NA | Control |
| WALTMAN, FRANCIS, GEORGE | I | MANAGER AND EXECUTIVE VICE PRESIDENT | NA | Control |
| VIRTUS PARTNERS, INC. | DE | MEMBER | D | Control |
| VIRTUS PARTNERS, INC. | DE | MEMBER | D | Control |
| VIRTUS PARTNERS, INC. | DE | MEMBER | D | Control |
| VIRTUS PARTNERS, INC. | DE | MEMBER | D | Control |
| VIRTUS PARTNERS, INC. | DE | MEMBER | D | Control |
| VIRTUS PARTNERS, INC. | DE | MEMBER | D | Control |
| VIRTUS PARTNERS, INC. | DE | MEMBER | D | Control |
| VIRTUS PARTNERS, INC. | DE | MEMBER | D | Control |
| CLIFFWATER LLC | DE | MEMBER | C | Control |
| CLIFFWATER LLC | DE | MEMBER | C | Control |
| CLIFFWATER LLC | DE | MEMBER | C | Control |
| CLIFFWATER LLC | DE | MEMBER | C | Control |
| CLIFFWATER LLC | DE | MEMBER | C | Control |
| CLIFFWATER LLC | DE | MEMBER | C | Control |
| CLIFFWATER LLC | DE | MEMBER | C | Control |
| CLIFFWATER LLC | DE | MEMBER | C | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| VIRTUS INVESTMENT PARTNERS, INC. | DE | VIRTUS PARTNERS, INC. | E | Control |
| VIRTUS INVESTMENT PARTNERS, INC. | DE | VIRTUS PARTNERS, INC. | E | Control |
| VIRTUS INVESTMENT PARTNERS, INC. | DE | VIRTUS PARTNERS, INC. | E | Control |
| VIRTUS INVESTMENT PARTNERS, INC. | DE | VIRTUS PARTNERS, INC. | E | Control |
| VIRTUS INVESTMENT PARTNERS, INC. | DE | VIRTUS PARTNERS, INC. | E | Control |
| VIRTUS INVESTMENT PARTNERS, INC. | DE | VIRTUS PARTNERS, INC. | E | Control |
| VIRTUS INVESTMENT PARTNERS, INC. | DE | VIRTUS PARTNERS, INC. | E | Control |
| VIRTUS INVESTMENT PARTNERS, INC. | DE | VIRTUS PARTNERS, INC. | E | Control |
| NESBITT, STEPHEN, LANE | I | CLIFFWATER LLC | D | Control |
| NESBITT, STEPHEN, LANE | I | CLIFFWATER LLC | D | Control |
| NESBITT, STEPHEN, LANE | I | CLIFFWATER LLC | D | Control |
| NESBITT, STEPHEN, LANE | I | CLIFFWATER LLC | D | Control |
| NESBITT, STEPHEN, LANE | I | CLIFFWATER LLC | D | Control |
| NESBITT, STEPHEN, LANE | I | CLIFFWATER LLC | D | Control |
| NESBITT, STEPHEN, LANE | I | CLIFFWATER LLC | D | Control |
| NESBITT, STEPHEN, LANE | I | CLIFFWATER LLC | D | Control |
| BARCHICK, KATHLEEN, KAY | I | CLIFFWATER LLC | C | Control |
| BARCHICK, KATHLEEN, KAY | I | CLIFFWATER LLC | C | Control |
| BARCHICK, KATHLEEN, KAY | I | CLIFFWATER LLC | C | Control |
| BARCHICK, KATHLEEN, KAY | I | CLIFFWATER LLC | C | Control |
| BARCHICK, KATHLEEN, KAY | I | CLIFFWATER LLC | C | Control |
| BARCHICK, KATHLEEN, KAY | I | CLIFFWATER LLC | C | Control |
| BARCHICK, KATHLEEN, KAY | I | CLIFFWATER LLC | C | Control |
| BARCHICK, KATHLEEN, KAY | I | CLIFFWATER LLC | C | Control |
Registrations
Federal
IA
Mar 21, 2016 REGISTERED
Notice Filings (1)
CT
Address
100 PEARL STREET9TH FLOOR
HARTFORD, CT 06103
United States
Phone: 800.248.7971