AMUNDI SMITH BREEDEN LLC
CRD #169589 SEC #801-78776 DURHAM, NC 919-967-7221
SEC Registered Private Funds
Total AUM
$14.5B
Discretionary
$14.3B
Employees
75
Clients
--
Accounts
50
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jul 28, 2017
- Branch Offices
- --
- LEI
- 5493005LK6751LLT8R60
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ADLER, DANIEL, ROTHSCHILD | I | EXECUTIVE VICE PRESIDENT/DIRECTOR OF THE INVESTMENT MANAGMENT GROUP | NA | Control |
| ADLER, DANIEL, ROTHSCHILD | I | EXECUTIVE VICE PRESIDENT/DIRECTOR OF THE INVESTMENT MANAGMENT GROUP | NA | Control |
| ADLER, DANIEL, ROTHSCHILD | I | EXECUTIVE VICE PRESIDENT/DIRECTOR OF THE INVESTMENT MANAGMENT GROUP | NA | Control |
| ADLER, DANIEL, ROTHSCHILD | I | EXECUTIVE VICE PRESIDENT/DIRECTOR OF THE INVESTMENT MANAGMENT GROUP | NA | Control |
| ADLER, DANIEL, ROTHSCHILD | I | EXECUTIVE VICE PRESIDENT/DIRECTOR OF THE INVESTMENT MANAGMENT GROUP | NA | Control |
| ADLER, DANIEL, ROTHSCHILD | I | EXECUTIVE VICE PRESIDENT/DIRECTOR OF THE INVESTMENT MANAGMENT GROUP | NA | Control |
| ADLER, DANIEL, ROTHSCHILD | I | EXECUTIVE VICE PRESIDENT/DIRECTOR OF THE INVESTMENT MANAGMENT GROUP | NA | Control |
| ADLER, DANIEL, ROTHSCHILD | I | EXECUTIVE VICE PRESIDENT/DIRECTOR OF THE INVESTMENT MANAGMENT GROUP | NA | Control |
| ADLER, DANIEL, ROTHSCHILD | I | EXECUTIVE VICE PRESIDENT/DIRECTOR OF THE INVESTMENT MANAGMENT GROUP | NA | Control |
| ADLER, DANIEL, ROTHSCHILD | I | EXECUTIVE VICE PRESIDENT/DIRECTOR OF THE INVESTMENT MANAGMENT GROUP | NA | Control |
| ADLER, DANIEL, ROTHSCHILD | I | EXECUTIVE VICE PRESIDENT/DIRECTOR OF THE INVESTMENT MANAGMENT GROUP | NA | Control |
| ADLER, DANIEL, ROTHSCHILD | I | EXECUTIVE VICE PRESIDENT/DIRECTOR OF THE INVESTMENT MANAGMENT GROUP | NA | Control |
| ARGANBRIGHT, AMY, CAROL | I | MANAGING DIRECTOR/DIRECTOR OF SECURITIES OPERATIONS & TECHNOLOGY | NA | Control |
| ARGANBRIGHT, AMY, CAROL | I | MANAGING DIRECTOR/CHIEF OPERATING OFFICER | NA | Control |
| ARGANBRIGHT, AMY, CAROL | I | EXECUTIVE VICE PRESIDENT/CHIEF OPERATING OFFICER | NA | Control |
| ARGANBRIGHT, AMY, CAROL | I | MANAGING DIRECTOR/DIRECTOR OF SECURITIES OPERATIONS & TECHNOLOGY | NA | Control |
| ARGANBRIGHT, AMY, CAROL | I | MANAGING DIRECTOR/DIRECTOR OF SECURITIES OPERATIONS & TECHNOLOGY | NA | Control |
| ARGANBRIGHT, AMY, CAROL | I | MANAGING DIRECTOR/CHIEF OPERATING OFFICER | NA | Control |
| ARGANBRIGHT, AMY, CAROL | I | EXECUTIVE VICE PRESIDENT/CHIEF OPERATING OFFICER | NA | Control |
| ARGANBRIGHT, AMY, CAROL | I | EXECUTIVE VICE PRESIDENT/CHIEF OPERATING OFFICER | NA | Control |
| ARGANBRIGHT, AMY, CAROL | I | EXECUTIVE VICE PRESIDENT/CHIEF OPERATING OFFICER | NA | Control |
| ARGANBRIGHT, AMY, CAROL | I | EXECUTIVE VICE PRESIDENT/CHIEF OPERATING OFFICER | NA | Control |
| ARGANBRIGHT, AMY, CAROL | I | EXECUTIVE VICE PRESIDENT/CHIEF OPERATING OFFICER | NA | Control |
| ARGANBRIGHT, AMY, CAROL | I | EXECUTIVE VICE PRESIDENT/DIRECTOR OF OPERATIONS | NA | Control |
| BERTIAU, LAURENT, MICHEL | I | DIRECTOR | NA | Control |
| BERTIAU, LAURENT, MICHEL | I | DIRECTOR | NA | Control |
| BERTIAU, LAURENT, MICHEL | I | DIRECTOR | NA | Control |
| BERTIAU, LAURENT, MICHEL | I | DIRECTOR | NA | Control |
| BERTIAU, LAURENT, MICHEL | I | DIRECTOR | NA | Control |
| BLANC, PATRICE, ETIENNE | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BLANC, PATRICE, ETIENNE | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BLANC, PATRICE, ETIENNE | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BLANC, PATRICE, ETIENNE | I | CHIEF OPERATING OFFICER/DIRECTOR | NA | Control |
| BLANQUE, PASCAL | I | DIRECTOR | NA | |
| BLANQUE, PASCAL, MAURICE | I | DIRECTOR | NA | |
| BLANQUE, PASCAL, MAURICE | I | DIRECTOR | NA | |
| BLANQUE, PASCAL, MAURICE | I | DIRECTOR | NA | Control |
| BLANQUE, PASCAL, MAURICE | I | DIRECTOR | NA | |
| BLANQUE, PASCAL, MAURICE | I | DIRECTOR | NA | |
| BLANQUE, PASCAL, MAURICE | I | DIRECTOR | NA | Control |
| BLANQUE, PASCAL, MAURICE | I | DIRECTOR | NA | Control |
| BLANQUE, PASCAL, MAURICE | I | DIRECTOR | NA | Control |
| BLANQUE, PASCAL, MAURICE | I | DIRECTOR | NA | Control |
| BLANQUE, PASCAL, MAURICE | I | DIRECTOR | NA | Control |
| BLANQUE, PASCAL, MAURICE | I | DIRECTOR | NA | Control |
| BRARD, ERIC, MARIE | I | DIRECTOR | NA | |
| BRARD, ERIC, MARIE | I | DIRECTOR | NA | |
| BRARD, ERIC, MARIE | I | DIRECTOR | NA | Control |
| BRARD, ERIC, MARIE | I | DIRECTOR | NA | |
| BRARD, ERIC, MARIE | I | DIRECTOR | NA | |
| BRARD, ERIC, MARIE | I | DIRECTOR | NA | |
| BRARD, ERIC, MARIE | I | DIRECTOR | NA | Control |
| BRARD, ERIC, MARIE | I | DIRECTOR | NA | Control |
| BRARD, ERIC, MARIE | I | DIRECTOR | NA | Control |
| BRARD, ERIC, MARIE | I | DIRECTOR | NA | Control |
| BRARD, ERIC, MARIE | I | DIRECTOR | NA | Control |
| CHARTREUSE ACRES LLC | DE | INCENTIVE PLAN | NA | |
| CHARTREUSE ACRES LLC | DE | INCENTIVE PLAN | NA | |
| CHARTREUSE ACRES LLC | DE | INCENTIVE PLAN | NA | |
| CHARTREUSE ACRES LLC | DE | INCENTIVE PLAN | NA | |
| CHARTREUSE ACRES LLC | DE | INCENTIVE PLAN | NA | |
| CHARTREUSE ACRES LLC | DE | INCENTIVE PLAN | NA | |
| CHARTREUSE ACRES LLC | DE | INCENTIVE PLAN | NA | |
| Couasse, Dominique, Luc | I | MANAGING DIRECTOR/CHIEF OF STAFF | NA | Control |
| Couasse, Dominique, Luc | I | MANAGING DIRECTOR/CHIEF OF STAFF | NA | Control |
| DE WIT, BERNARD, HENRI | I | DIRECTOR | NA | |
| DE WIT, BERNARD, HENRI | I | DIRECTOR | NA | |
| DE WIT, BERNARD, HENRI | I | DIRECTOR | NA | Control |
| DE WIT, BERNARD, HENRI | I | DIRECTOR | NA | |
| DE WIT, BERNARD, HENRI | I | DIRECTOR | NA | |
| DE WIT, BERNARD, HENRI | I | DIRECTOR | NA | |
| DE WIT, BERNARD, HENRI | I | DIRECTOR | NA | Control |
| DE WIT, BERNARD, HENRI | I | DIRECTOR | NA | Control |
| DE WIT, BERNARD, HENRI | I | DIRECTOR | NA | Control |
| DE WIT, BERNARD, HENRI | I | DIRECTOR | NA | Control |
| DE WIT, BERNARD, HENRI | I | DIRECTOR | NA | Control |
| DE WIT, BERNARD, HENRI | I | DIRECTOR | NA | Control |
| DEKTAR, DANIEL, C. | I | MANAGING DIRECTOR/CHIEF INVESTMENT OFFICER | NA | |
| DEKTAR, DANIEL, CLIFFORD | I | MANAGING DIRECTOR/CHIEF INVESTMENT OFFICER | NA | |
| DEKTAR, DANIEL, CLIFFORD | I | MANAGING DIRECTOR/CHIEF INVESTMENT OFFICER | NA | |
| DEKTAR, DANIEL, CLIFFORD | I | MANAGING DIRECTOR/CHIEF INVESTMENT OFFICER | NA | |
| DEKTAR, DANIEL, CLIFFORD | I | MANAGING DIRECTOR/CHIEF INVESTMENT OFFICER | NA | |
| DEKTAR, DANIEL, CLIFFORD | I | MANAGING DIRECTOR/CHIEF INVESTMENT OFFICER | NA | |
| DEKTAR, DANIEL, CLIFFORD | I | MANAGING DIRECTOR/CHIEF INVESTMENT OFFICER | NA | |
| DEKTAR, DANIEL, CLIFFORD | I | MANAGING DIRECTOR/CHIEF INVESTMENT OFFICER | NA | |
| DEKTAR, DANIEL, CLIFFORD | I | MANAGING DIRECTOR/CHIEF INVESTMENT OFFICER | NA | |
| DEKTAR, DANIEL, CLIFFORD | I | MANAGING DIRECTOR/CHIEF INVESTMENT OFFICER | NA | |
| DEKTAR, DANIEL, CLIFFORD | I | MANAGING DIRECTOR/CHIEF INVESTMENT OFFICER | NA | |
| DEKTAR, DANIEL, CLIFFORD | I | MANAGING DIRECTOR | NA | |
| DUENSING, JONATHAN, MICHAEL | I | MANAGING DIRECTOR | NA | |
| DUENSING, JONATHAN, MICHAEL | I | MANAGING DIRECTOR | NA | |
| DUENSING, JONATHAN, MICHAEL | I | MANAGING DIRECTOR | NA | |
| DUENSING, JONATHAN, MICHAEL | I | MANAGING DIRECTOR | NA | |
| DUENSING, JONATHAN, MICHAEL | I | MANAGING DIRECTOR | NA | |
| DUENSING, JONATHAN, MICHAEL | I | MANAGING DIRECTOR | NA | |
| DUENSING, JONATHAN, MICHAEL | I | MANAGING DIRECTOR | NA | |
| DUENSING, JONATHAN, MICHAEL | I | MANAGING DIRECTOR | NA | |
| DUENSING, JONATHAN, MICHAEL | I | MANAGING DIRECTOR | NA | |
| DUENSING, JONATHAN, MICHAEL | I | MANAGING DIRECTOR | NA | |
| DUENSING, JONATHAN, MICHAEL | I | MANAGING DIRECTOR | NA | |
| DUENSING, JONATHAN, MICHAEL | I | MANAGING DIRECTOR | NA | |
| EASON, STEPHEN, ALCUIN | I | DIRECTOR/SENIOR EXECUTIVE VICE PRESIDENT/DIRECTOR OF MARKETING AND CLIENT SERVICE | NA | Control |
| EASON, STEPHEN, ALCUIN | I | DIRECTOR/SENIOR EXECUTIVE VICE PRESIDENT/DIRECTOR OF MARKETING AND CLIENT SERVICE | NA | Control |
| EASON, STEPHEN, ALCUIN | I | DIRECTOR/SENIOR EXECUTIVE VICE PRESIDENT | NA | Control |
| EASON, STEPHEN, ALCUIN | I | DIRECTOR/SENIOR EXECUTIVE VICE PRESIDENT/DIRECTOR OF MARKETING AND CLIENT SERVICE | NA | Control |
| EASON, STEPHEN, ALCUIN | I | DIRECTOR/SENIOR EXECUTIVE VICE PRESIDENT/DIRECTOR OF MARKETING AND CLIENT SERVICE | NA | Control |
| EASON, STEPHEN, ALCUIN | I | DIRECTOR/SENIOR EXECUTIVE VICE PRESIDENT/DIRECTOR OF MARKETING AND CLIENT SERVICE | NA | Control |
| EASON, STEPHEN, ALCUIN | I | DIRECTOR/SENIOR EXECUTIVE VICE PRESIDENT | NA | Control |
| EASON, STEPHEN, ALCUIN | I | DIRECTOR/SENIOR EXECUTIVE VICE PRESIDENT | NA | Control |
| EASON, STEPHEN, ALCUIN | I | DIRECTOR/SENIOR EXECUTIVE VICE PRESIDENT | NA | Control |
| EASON, STEPHEN, ALCUIN | I | DIRECTOR/SENIOR EXECUTIVE VICE PRESIDENT | NA | Control |
| EASON, STEPHEN, ALCUIN | I | DIRECTOR/SENIOR EXECUTIVE VICE PRESIDENT | NA | Control |
| EASON, STEPHEN, ALCUIN | I | DIRECTOR/SENIOR EXECUTIVE VICE PRESIDENT | NA | Control |
| GIARLA, MICHAEL, JOSEPH | I | DIRECTOR/CHIEF EXECUTIVE OFFICER | NA | Control |
| GIARLA, MICHAEL, JOSEPH | I | DIRECTOR/CHIEF EXECUTIVE OFFICER | NA | Control |
| GIARLA, MICHAEL, JOSEPH | I | DIRECTOR/CHIEF EXECUTIVE OFFICER | NA | Control |
| GIARLA, MICHAEL, JOSEPH | I | DIRECTOR/CHIEF EXECUTIVE OFFICER | NA | Control |
| GIARLA, MICHAEL, JOSEPH | I | DIRECTOR/CHIEF EXECUTIVE OFFICER | NA | Control |
| GIARLA, MICHAEL, JOSEPH | I | DIRECTOR/CHIEF EXECUTIVE OFFICER | NA | Control |
| GIARLA, MICHAEL, JOSEPH | I | DIRECTOR/CHIEF EXECUTIVE OFFICER | NA | Control |
| GIARLA, MICHAEL, JOSEPH | I | DIRECTOR/CHIEF EXECUTIVE OFFICER | NA | Control |
| GRADASCEVIC, SUSAN, MARIE | I | MANAGING DIRECTOR | NA | |
| GRADASCEVIC, SUSAN, MARIE | I | MANAGING DIRECTOR | NA | |
| GRADASCEVIC, SUSAN, MARIE | I | MANAGING DIRECTOR/CHIEF MARKETING OFFICER | NA | Control |
| GRADASCEVIC, SUSAN, MARIE | I | MANAGING DIRECTOR/CHIEF MARKETING OFFICER | NA | Control |
| Garreau, Philippe | I | MANAGING DIRECTOR/CHIEF RISK OFFICER | NA | Control |
| Garreau, Philippe | I | MANAGING DIRECTOR/CHIEF RISK OFFICER | NA | Control |
| HARMELINK, AIMEE, KATHRYN | I | MANAGING DIRECTOR OF LEGAL & COMPLIANCE/CHIEF COMPLIANCE OFFICER/GENERAL COUNSEL/ASSISTANT SECRETARY | NA | Control |
| HARMELINK, AIMEE, KATHRYN | I | MANAGING DIRECTOR OF LEGAL & COMPLIANCE/CHIEF COMPLIANCE OFFICER/GENERAL COUNSEL/ASSISTANT SECRETARY | NA | Control |
| HARMELINK, AIMEE, KATHRYN | I | MANAGING DIRECTOR OF LEGAL & COMPLIANCE/CHIEF COMPLIANCE OFFICER/GENERAL COUNSEL/ASSISTANT SECRETARY | NA | Control |
| HARMELINK, AIMEE, KATHRYN | I | MANAGING DIRECTOR OF LEGAL & COMPLIANCE/CHIEF COMPLIANCE OFFICER/GENERAL COUNSEL/ASSISTANT SECRETARY | NA | Control |
| HARMELINK, AIMEE, KATHRYN | I | MANAGING DIRECTOR OF LEGAL & COMPLIANCE/CHIEF COMPLIANCE OFFICER/GENERAL COUNSEL/ASSISTANT SECRETARY | NA | Control |
| HARMELINK, AIMEE, KATHRYN | I | MANAGING DIRECTOR OF LEGAL & COMPLIANCE/CHIEF COMPLIANCE OFFICER/GENERAL COUNSEL/ASSISTANT SECRETARY | NA | Control |
| HARMELINK, AIMEE, KATHRYN | I | MANAGING DIRECTOR OF LEGAL & COMPLIANCE/CHIEF COMPLIANCE OFFICER/GENERAL COUNSEL/ASSISTANT SECRETARY | NA | Control |
| HARMELINK, AIMEE, KATHRYN | I | MANAGING DIRECTOR OF LEGAL & COMPLIANCE/CHIEF COMPLIANCE OFFICER/GENERAL COUNSEL/ASSISTANT SECRETARY | NA | Control |
| HARMELINK, AIMEE, KATHRYN | I | MANAGING DIRECTOR OF LEGAL & COMPLIANCE/CHIEF COMPLIANCE OFFICER/GENERAL COUNSEL/ASSISTANT SECRETARY | NA | Control |
| HARMELINK, AIMEE, KATHRYN | I | MANAGING DIRECTOR OF LEGAL & COMPLIANCE/CHIEF COMPLIANCE OFFICER/GENERAL COUNSEL/ASSISTANT SECRETARY | NA | Control |
| HARMELINK, AIMEE, KATHRYN | I | MANAGING DIRECTOR OF LEGAL & COMPLIANCE/CHIEF COMPLIANCE OFFICER/GENERAL COUNSEL/ASSISTANT SECRETARY | NA | Control |
| HARMELINK, AIMEE, KATHRYN | I | MANAGING DIRECTOR OF LEGAL & COMPLIANCE/CHIEF COMPLIANCE OFFICER/GENERAL COUNSEL/ASSISTANT SECRETARY | NA | Control |
| HOLLINGSWORTH, JENNIFER, PENAFIEL | I | MANAGING DIRECTOR/CHIEF FINANCIAL OFFICER/SECRETARY | NA | Control |
| HOLLINGSWORTH, JENNIFER, PENAFIEL | I | MANAGING DIRECTOR/CHIEF FINANCIAL OFFICER/SECRETARY | NA | Control |
| JONES, LISA | I | CHIEF EXECUTIVE OFFICER/CHAIRMAN/DIRECTOR | NA | Control |
| KRYGIER, MARKUS, MAXIMILIAN | I | DIRECTOR | NA | Control |
| KRYGIER, MARKUS, MAXIMILIAN | I | DIRECTOR | NA | Control |
| MILLER, JENNIFER, P | I | MANAGING DIRECTOR/CHIEF FINANCIAL OFFICER/SECRETARY | NA | Control |
| MILLER, JENNIFER, PENAFIEL | I | MANAGING DIRECTOR/CHIEF FINANCIAL OFFICER/SECRETARY | NA | Control |
| MILLER, JENNIFER, PENAFIEL | I | MANAGING DIRECTOR/CHIEF FINANCIAL OFFICER/SECRETARY | NA | Control |
| MILLER, JENNIFER, PENAFIEL | I | MANAGING DIRECTOR/CHIEF FINANCIAL OFFICER/SECRETARY | NA | Control |
| MILLER, JENNIFER, PENAFIEL | I | MANAGING DIRECTOR/CHIEF FINANCIAL OFFICER/SECRETARY | NA | Control |
| MILLER, JENNIFER, PENAFIEL | I | MANAGING DIRECTOR/CHIEF FINANCIAL OFFICER/SECRETARY | NA | Control |
| MILLER, JENNIFER, PENAFIEL | I | MANAGING DIRECTOR/CHIEF FINANCIAL OFFICER/SECRETARY | NA | Control |
| MILLER, JENNIFER, PENAFIEL | I | MANAGING DIRECTOR/CHIEF FINANCIAL OFFICER/SECRETARY | NA | Control |
| MILLER, JENNIFER, PENAFIEL | I | MANAGING DIRECTOR/CHIEF FINANCIAL OFFICER/SECRETARY | NA | Control |
| MILLER, JENNIFER, PENAFIEL | I | MANAGING DIRECTOR/CHIEF FINANCIAL OFFICER/SECRETARY | NA | Control |
| PAGNI, PATRICK, ROBERT | I | CHAIRMAN OF THE BOARD OF DIRECTORS | NA | Control |
| PAGNI, PATRICK, ROBERT | I | CHAIRMAN OF THE BOARD OF DIRECTORS | NA | Control |
| PAGNI, PATRICK, ROBERT | I | CHAIRMAN OF THE BOARD OF DIRECTORS | NA | Control |
| PAGNI, PATRICK, ROBERT | I | CHAIRMAN OF THE BOARD OF DIRECTORS | NA | Control |
| PAGNI, PATRICK, ROBERT | I | CHAIRMAN OF THE BOARD OF DIRECTORS | NA | Control |
| PAGNI, PATRICK, ROBERT | I | CHAIRMAN OF THE BOARD OF DIRECTORS | NA | Control |
| PAGNI, PATRICK, ROBERT | I | CHAIRMAN OF THE BOARD OF DIRECTORS | NA | Control |
| PAGNI, PATRICK, ROBERT | I | CHAIRMAN OF THE BOARD OF DIRECTORS | NA | Control |
| PAGNI, PATRICK, ROBERT | I | CHAIRMAN OF THE BOARD OF DIRECTORS | NA | Control |
| PAGNI, PATRICK, ROBERT | I | DIRECTOR | NA | Control |
| SPROW, JOHN, BARKER | I | EXECUTIVE VICE PRESIDENT/CHIEF RISK OFFICER | NA | Control |
| SPROW, JOHN, BARKER | I | EXECUTIVE VICE PRESIDENT/CHIEF RISK OFFICER | NA | Control |
| SPROW, JOHN, BARKER | I | EXECUTIVE VICE PRESIDENT/CHIEF RISK OFFICER | NA | Control |
| SPROW, JOHN, BARKER | I | EXECUTIVE VICE PRESIDENT/CHIEF RISK OFFICER | NA | Control |
| SPROW, JOHN, BARKER | I | EXECUTIVE VICE PRESIDENT/CHIEF RISK OFFICER | NA | Control |
| SPROW, JOHN, BARKER | I | EXECUTIVE VICE PRESIDENT/CHIEF RISK OFFICER | NA | Control |
| SPROW, JOHN, BARKER | I | EXECUTIVE VICE PRESIDENT/CHIEF RISK OFFICER | NA | Control |
| SPROW, JOHN, BARKER | I | EXECUTIVE VICE PRESIDENT/CHIEF RISK OFFICER | NA | Control |
| SPROW, JOHN, BARKER | I | EXECUTIVE VICE PRESIDENT/CHIEF RISK OFFICER | NA | Control |
| SPROW, JOHN, BARKER | I | EXECUTIVE VICE PRESIDENT/CHIEF RISK OFFICER | NA | Control |
| SPROW, JOHN, BARKER | I | EXECUTIVE VICE PRESIDENT/SENIOR INVESTMENT PROFESSIONAL | NA | Control |
| SPROW, JOHN, BARKER | I | EXECUTIVE VICE PRESIDENT/SENIOR INVESTMENT PROFESSIONAL | NA | Control |
| TAUBES, KENNETH, JAMES | I | CHIEF INVESTMENT OFFICER/DIRECTOR | NA | Control |
| URBAN, ELKE, ROSA | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| URBAN, ELKE, ROSA | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| URBAN, ELKE, ROSA | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| AMUNDI USA, INC. | DE | MEMBER | E | Control |
| AMUNDI USA, INC. | DE | MEMBER | E | Control |
| AMUNDI USA, INC. | DE | MEMBER | E | Control |
| AMUNDI USA, INC. | DE | SHAREHOLDER | E | Control |
| AMUNDI USA, INC. | DE | MEMBER | E | Control |
| AMUNDI USA, INC. | DE | MEMBER | E | Control |
| AMUNDI USA, INC. | DE | MEMBER | E | Control |
| AMUNDI USA, INC. | DE | MEMBER | E | Control |
| AMUNDI USA, INC. | DE | MEMBER | E | Control |
| AMUNDI USA, INC. | DE | MEMBER | E | Control |
| AMUNDI USA, INC. | DE | MEMBER | E | Control |
| AMUNDI USA, INC. | DE | MEMBER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| SOCIETE GENERALE | FE | AMUNDI GROUP | F | Control |
| AMUNDI | FE | AMUNDI SA | E | Control |
| AMUNDI | FE | AMUNDI ASSET MANAGEMENT | E | Control |
| AMUNDI | FE | AMUNDI SA | E | Control |
| AMUNDI | FE | AMUNDI SA | E | Control |
| AMUNDI | FE | AMUNDI ASSET MANAGEMENT | E | Control |
| AMUNDI | FE | AMUNDI ASSET MANAGEMENT | E | Control |
| AMUNDI ASSET MANAGEMENT | FE | AMUNDI USA INC | E | Control |
| AMUNDI ASSET MANAGEMENT | FE | AMUNDI USA INC | E | Control |
| AMUNDI ASSET MANAGEMENT | FE | AMUNDI USA INC | E | Control |
| AMUNDI ASSET MANAGEMENT | FE | AMUNDI USA INC | E | Control |
| AMUNDI ASSET MANAGEMENT | FE | AMUNDI USA INC | E | Control |
| AMUNDI ASSET MANAGEMENT | FE | AMUNDI USA INC | E | Control |
| AMUNDI GROUP | FE | AMUNDI SA | E | Control |
| AMUNDI GROUP | FE | AMUNDI SA | E | Control |
| AMUNDI GROUP | FE | AMUNDI SA | E | Control |
| AMUNDI GROUP | FE | AMUNDI SA | E | Control |
| AMUNDI GROUP | FE | AMUNDI SA | E | Control |
| AMUNDI GROUP | FE | AMUNDI SA | E | Control |
| AMUNDI SA | FE | AMUNDI USA INC | E | Control |
| AMUNDI SA | FE | AMUNDI USA INC | E | Control |
| AMUNDI SA | FE | AMUNDI USA INC | E | Control |
| AMUNDI SA | FE | AMUNDI USA INC | E | Control |
| AMUNDI SA | FE | AMUNDI USA INC | E | Control |
| AMUNDI SA | FE | AMUNDI USA INC | E | Control |
| CREDIT AGRICOLE SA | FE | AMUNDI GROUP | E | Control |
| CREDIT AGRICOLE SA | FE | AMUNDI GROUP | E | Control |
| CREDIT AGRICOLE SA | FE | AMUNDI | E | Control |
| CREDIT AGRICOLE SA | FE | AMUNDI GROUP | E | Control |
| CREDIT AGRICOLE SA | FE | AMUNDI GROUP | E | Control |
| CREDIT AGRICOLE SA | FE | AMUNDI | E | Control |
| SAS RUE LA BOETIE | FE | CREDIT AGRICOLE SA | E | Control |
| CREDIT AGRICOLE SA | FE | AMUNDI GROUP | D | Control |
| CREDIT AGRICOLE SA | FE | AMUNDI GROUP | D | Control |
| CREDIT AGRICOLE SA | FE | AMUNDI GROUP | D | Control |
| CREDIT AGRICOLE SA | FE | AMUNDI GROUP | D | Control |
| CREDIT AGRICOLE SA | FE | AMUNDI GROUP | D | Control |
| CREDIT AGRICOLE SA | FE | AMUNDI | D | Control |
| SAS RUE LA BOETIE | FE | CREDIT AGRICOLE SA | D | Control |
| SAS RUE LA BOETIE | FE | CREDIT AGRICOLE SA | D | Control |
| SAS RUE LA BOETIE | FE | CREDIT AGRICOLE SA | D | Control |
| SAS RUE LA BOETIE | FE | CREDIT AGRICOLE SA | D | Control |
| SAS RUE LA BOETIE | FE | CREDIT AGRICOLE SA | D | Control |
| SAS RUE LA BOETIE | FE | CREDIT AGRICOLE SA | D | Control |
| SAS RUE LA BOETIE | FE | CREDIT AGRICOLE SA | D | Control |
| SAS RUE LA BOETIE | FE | CREDIT AGRICOLE SA | D | Control |
| SAS RUE LA BOETIE | FE | CREDIT AGRICOLE SA | D | Control |
| SAS RUE LA BOETIE | FE | CREDIT AGRICOLE SA | D | Control |
| SAS RUE LA BOETIE | FE | CREDIT AGRICOLE SA | D | Control |
| SOCIETE GENERALE | FE | AMUNDI GROUP | C | Control |
| SOCIETE GENERALE | FE | AMUNDI GROUP | C | Control |
| SOCIETE GENERALE | FE | AMUNDI GROUP | C | Control |
| SOCIETE GENERALE | FE | AMUNDI GROUP | C | Control |
| SOCIETE GENERALE | FE | AMUNDI GROUP | C | Control |
Registrations
Federal
IA
Jul 28, 2017 REGISTERED
Notice Filings (52)
AK AL AR AZ CA CO CT DC DE FL GA HI IA ID IL IN KS KY LA MA MD ME MI MN MO MS MT NC ND NE NH NJ NM NV NY OH OK OR PA PR RI SC SD TN TX UT VA VI VT WA WI WV
Address
280 SOUTH MANGUM STSUITE 301
DURHAM, NC 27701
United States
Phone: 919-967-7221