QUADRANT PRIVATE WEALTH, LLC
CRD #169609 SEC #801-78787 BETHLEHEM, PA (610) 849-2740
SEC Registered
Total AUM
$500M
Discretionary
$470M
Employees
9
Clients
51
Accounts
1,363
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 27, 2015
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| FLOOD, KEITH, OWEN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FLOOD, KEITH, OWEN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FLOOD, KEITH, OWEN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PRO TEM HOLDINGS, LLC | DE | MANAGER | NA | Control |
| PRO TEM HOLDINGS, LLC | DE | MANAGER | NA | Control |
| PRO TEM HOLDINGS, LLC | DE | MANAGER | NA | Control |
| INTERIM HOLDINGS, LLC | DE | MEMBER | E | Control |
| INTERIM HOLDINGS, LLC | DE | MEMBER | E | Control |
| INTERIM HOLDINGS, LLC | DE | MEMBER | E | Control |
| RIJ, HERMAN, LUBOMIR | I | FOUNDER | C | Control |
| RIJ, HERMAN, LUBOMIR | I | FOUNDER | C | Control |
| RIJ, HERMAN, LUBOMIR | I | FOUNDER | C | Control |
| RIJ, HERMAN, LUBOMIR | I | FOUNDER | C | Control |
| CORT, BRIAN, C | I | CHIEF COMPLIANCE OFFICER AND FOUNDER | B | Control |
| CORT, BRIAN, C | I | CHIEF COMPLIANCE OFFICER AND FOUNDER | B | Control |
| CORT, BRIAN, C | I | CHIEF COMPLIANCE OFFICER AND FOUNDER | B | Control |
| CORT, BRIAN, C | I | CHIEF COMPLIANCE OFFICER AND FOUNDER | B | Control |
| CORT, JASON, BREWER | I | FOUNDER | B | Control |
| CORT, JASON, BREWER | I | FOUNDER | B | Control |
| CORT, JASON, BREWER | I | FOUNDER | B | Control |
| CORT, JASON, BREWER | I | FOUNDER | B | Control |
| LANNON, KORI, R | I | FOUNDING PARTNER | B | Control |
| LANNON, KORI, R | I | FOUNDING PARTNER | B | Control |
| LANNON, KORI, R | I | FOUNDING PARTNER | B | Control |
| LANNON, KORI, R | I | FOUNDING PARTNER | B | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| PKS HOLDINGS, LLC | DE | PRO TEM HOLDINGS, LLC | E | Control |
| PKS HOLDINGS, LLC | DE | PRO TEM HOLDINGS, LLC | E | Control |
| PKS HOLDINGS, LLC | DE | PRO TEM HOLDINGS, LLC | E | Control |
| PURCELL, JOHN, PETER | I | PKS HOLDINGS, LLC | C | Control |
| PURCELL, JOHN, PETER | I | PKS HOLDINGS, LLC | C | Control |
| PURCELL, JOHN, PETER | I | PKS HOLDINGS, LLC | C | Control |
| STAFF, MICHAEL, THEODORE | I | PKS HOLDINGS, LLC | C | Control |
| STAFF, MICHAEL, THEODORE | I | PKS HOLDINGS, LLC | C | Control |
| STAFF, MICHAEL, THEODORE | I | PKS HOLDINGS, LLC | C | Control |
Registrations
Federal
IA
Mar 27, 2015 REGISTERED
Notice Filings (10)
CA FL IL MD NC NH NJ NY PA TX
Address
1 WEST BROAD STREET11TH FLOOR
BETHLEHEM, PA 18018
United States
Phone: (610) 849-2740