LEBENTHAL WEALTH ADVISORS, LLC
CRD #169612 SEC #801-78930 NEW YORK, NY (212) 425-6006
SEC Registered
Total AUM
$940.7M
Discretionary
$740.6M
Employees
14
Clients
1
Accounts
1,092
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Oct 28, 2016
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BLECHNER, MYLES, REID | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BLECHNER, MYLES, REID | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BLECHNER, MYLES, REID | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BLECHNER, MYLES, REID | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BLECHNER, MYLES, REID | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BLECHNER, MYLES, REID | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CAMPANALE, FRANK, LOUIS | I | CHAIRMAN AND CEO | NA | Control |
| CAMPANALE, FRANK, LOUIS | I | CHAIRMAN AND CEO | NA | Control |
| CAMPANALE, FRANK, LOUIS | I | CHAIRMAN AND CEO | NA | Control |
| CAMPANALE, FRANK, LOUIS | I | CHAIRMAN AND CEO | NA | Control |
| CAMPANALE, FRANK, LOUIS | I | CHAIRMAN AND CEO | NA | Control |
| CAMPANALE, FRANK, LOUIS | I | CHAIRMAN AND CEO | NA | Control |
| CAMPANALE, FRANK, LOUIS | I | CHAIRMAN AND CEO | NA | Control |
| CAMPANALE, FRANK, LOUIS | I | CHAIRMAN AND CEO | NA | Control |
| CAMPANALE, FRANK, LOUIS | I | CHAIRMAN AND CEO | NA | Control |
| CAMPANALE, FRANK, LOUIS | I | CHAIRMAN AND CEO | NA | Control |
| FLOOD, KEITH, OWEN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GRILLO, ANDREW, J | I | PRESIDENT | NA | Control |
| GRILLO, ANDREW, J | I | PRESIDENT | NA | Control |
| GRILLO, ANDREW, J | I | PRESIDENT | NA | Control |
| GRILLO, ANDREW, J | I | PRESIDENT | NA | Control |
| GRILLO, ANDREW, J | I | PRESIDENT | NA | Control |
| GRILLO, ANDREW, J | I | PRESIDENT | NA | Control |
| GRILLO, ANDREW, J | I | PRESIDENT | NA | Control |
| GRILLO, ANDREW, J | I | PRESIDENT | NA | Control |
| GRILLO, ANDREW, J | I | PRESIDENT | NA | Control |
| GRILLO, ANDREW, J | I | PRESIDENT | NA | Control |
| GRILLO, ANDREW, J | I | PRESIDENT | NA | Control |
| GRILLO, ANDREW, J | I | PRESIDENT | NA | Control |
| GRILLO, ANDREW, J | I | PRESIDENT | NA | Control |
| GRILLO, ANDREW, J | I | PRESIDENT | NA | Control |
| GRILLO, ANDREW, J | I | PRESIDENT | NA | Control |
| LEBENTHAL, ALEXANDRA | I | CHIFE EXECUTIVE OFFICER | NA | Control |
| LEBENTHAL, ALEXANDRA | I | CHIFE EXECUTIVE OFFICER | NA | Control |
| LEBENTHAL, ALEXANDRA | I | CHIFE EXECUTIVE OFFICER | NA | Control |
| LEBENTHAL, ALEXANDRA | I | CHIFE EXECUTIVE OFFICER | NA | Control |
| LEBENTHAL, ALEXANDRA | I | CHIFE EXECUTIVE OFFICER | NA | Control |
| LEBENTHAL, ALEXANDRA | I | CEO | NA | Control |
| PRO TEM HOLDINGS, LLC | DE | MANAGER | NA | Control |
| SCHULMAN, MONIQUE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SCHULMAN, MONIQUE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SCHULMAN, MONIQUE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SCHULMAN, MONIQUE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SCHULMAN, MONIQUE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SCHULMAN, MONIQUE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SCHULMAN, MONIQUE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SCHULMAN, MONIQUE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SCHULMAN, MONIQUE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SCHULMAN, MONIQUE | I | CCO | NA | Control |
| SCHULMAN, MONIQUE | I | CCO | NA | Control |
| SCHULMAN, MONIQUE | I | CCO | NA | Control |
| SCHULMAN, MONIQUE | I | CCO | NA | Control |
| YASTINE, BARBARA, ANN | I | ACTING CEO | NA | |
| YASTINE, BARBARA, ANN | I | ACTING CEO | NA | |
| YASTINE, BARBARA, ANN | I | ACTING CEO | NA | |
| INTERIM HOLDINGS, LLC | DE | MEMBER | E | Control |
| LEBENTHAL HOLDINGS LLC | DE | MANAGING MEMBER | E | Control |
| LEBENTHAL HOLDINGS LLC | DE | MANAGING MEMBER | E | Control |
| LEBENTHAL HOLDINGS LLC | DE | MANAGING MEMBER | E | Control |
| LEBENTHAL HOLDINGS LLC | DE | MANAGING MEMBER | E | Control |
| LEBENTHAL HOLDINGS LLC | DE | MANAGING MEMBER | E | Control |
| LEBENTHAL HOLDINGS LLC | DE | MANAGING MEMBER | E | Control |
| LEBENTHAL HOLDINGS LLC | DE | MANAGING MEMBER | E | Control |
| LEBENTHAL HOLDINGS LLC | DE | MANAGING MEMBER | E | Control |
| LEBENTHAL HOLDINGS LLC | DE | MANAGING MEMBER | E | Control |
| LEBENTHAL HOLDINGS LLC | DE | MANAGING MEMBER | E | Control |
| LEBENTHAL HOLDINGS LLC | DE | MANAGING MEMBER | E | Control |
| LEBENTHAL HOLDINGS LLC | DE | MANAGING MEMBER | E | Control |
| LEBENTHAL HOLDINGS LLC | DE | MANAGING MEMBER | E | Control |
| LEBENTHAL HOLDINGS LLC | DE | MANAGING MEMBER | E | Control |
| LEBENTHAL HOLDINGS LLC | DE | MANAGING MEMBER | E | Control |
| LEBENTHAL HOLDINGS LLC | DE | MANAGING MEMBER | E | Control |
| LEBENTHAL HOLDINGS LLC | DE | MANAGING MEMBER | E | Control |
| LEBENTHAL HOLDINGS LLC | DE | MANAGING MEMBER | E | Control |
| LEBENTHAL HOLDINGS LLC | DE | MANAGING MEMBER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| PKS HOLDINGS, LLC | DE | PRO TEM HOLDINGS, LLC | E | Control |
| PURCELL, JOHN, PETER | I | PKS HOLDINGS, LLC | C | Control |
| STAFF, MICHAEL, THEODORE | I | PKS HOLDINGS, LLC | C | Control |
Registrations
Federal
IA
Oct 28, 2016 REGISTERED
Notice Filings (8)
MI MT ND NJ NY OR TX WA
Address
410 PARK AVENUESUITE 620
NEW YORK, NY 10022
United States
Phone: (212) 425-6006