STERLING MARKETS LLC
Legal name: STERLING MARKETS
CRD #169657 SEC #801-78912 DALLAS, TX 214-575-3646 EXT 102
SEC Registered
Total AUM
--
Discretionary
--
Employees
3
Clients
0
Accounts
--
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Dec 3, 2013
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ODEN, JOHN | I | CFO | NA | Control |
| RICHARDSON, BRENT, BLAYNE | I | CEO | NA | Control |
| RICHARDSON, BRENT, BLAYNE | I | CEO | NA | Control |
| RICHARDSON, BRENT, BLAYNE | I | CEO | NA | Control |
| RICHARDSON, KEVAN, KALVAN | I | CCO | NA | Control |
| RICHARDSON, KEVAN, KALVAN | I | CCO | NA | Control |
| RICHARDSON, KEVAN, KALVAN | I | CCO | NA | Control |
| STERLING MARKETS LLC | DE | MEMBER | D | Control |
| STERLING MARKETS LLC | DE | MEMBER | D | Control |
| STERLING MARKETS LLC | DE | MEMBER | D | Control |
| ODEN INVESTMENTS LLC | DE | MEMBER | C | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| ODEN, JOHN | I | ODEN INVESTMENTS LLC | E | Control |
| RICHARDSON, BRENT, BLAYNE | I | STERLING MARKETS LLC | D | Control |
| RICHARDSON, BRENT, BLAYNE | I | STERLING MARKETS LLC | D | Control |
| RICHARDSON, BRENT, BLAYNE | I | STERLING MARKETS LLC | D | Control |
| RICHARDSON, KEVAN, KALVAN | I | STERLING MARKETS LLC | D | Control |
| RICHARDSON, KEVAN, KALVAN | I | STERLING MARKETS LLC | D | Control |
| RICHARDSON, KEVAN, KALVAN | I | STERLING MARKETS LLC | D | Control |
Registrations
Federal
IA
Dec 3, 2013 REGISTERED
Address
2633 MCKINNEY AVENUESTE 130233
DALLAS, TX 75204
United States
Phone: 214-575-3646 EXT 102